Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing $1,293,000 of equity index basket-linked notes due January 14, 2028. These unsecured senior notes pay no interest and do not guarantee repayment of principal. Instead, maturity value depends on an unequally weighted basket of five non-U.S. equity indices: EURO STOXX 50® (38%), TOPIX® (26%), FTSE® 100 (17%), Swiss Market Index® (11%) and S&P/ASX 200 (8%), with an initial basket level of 100.00.
Investors receive 300% of any positive basket return, capped at a maximum settlement amount of $1,388.80 per $1,000, reflecting a maximum gain of 38.88%. If the basket falls, losses are one-for-one with the decline, down to a potential total loss of principal. The payoff is based on basket levels only on the January 12, 2028 determination date.
The notes are not listed, may have limited liquidity, and are subject to the credit risk of both issuers. The estimated value on the trade date is lower than the issue price due to structuring, hedging costs and internal funding rates. The tax treatment is uncertain and described as consistent with prepaid forward contracts, with additional complexity for non-U.S. holders.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured dual directional buffer securities linked to the worst performer of the Dow Jones Industrial Average and the Russell 2000® Index, maturing on September 1, 2027. Each note has a $1,000 principal amount and pays no interest.
At maturity, if the worst performing index is at or above its initial level, investors receive $1,000 plus upside at a 120% participation rate, capped by a maximum upside return of at least $151.50 per note. If the worst performer is below its initial level but not below 85% of that level (a 15% buffer), investors earn a positive “dual directional” payoff equal to the absolute decline times the 120% participation rate. If the worst performer falls more than 15%, principal is reduced 1-for-1 beyond the buffer.
The notes will not be listed, may have limited liquidity, and all payments depend on the credit of Citigroup entities. Underwriting fees are up to $10 per note and the estimated value on the pricing date is expected to be at least $924.50, below the $1,000 issue price, reflecting selling, structuring and hedging costs and the issuer’s internal funding rate.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $1,000-denomination callable contingent coupon equity-linked securities due January 29, 2029 tied to the worst performer of the Nasdaq-100 Index®, the Russell 2000® Index and the SPDR® S&P® Regional Banking ETF (KRE).
These notes pay a contingent coupon of at least 0.7708% per month (about 9.25% per year, set on the pricing date) only if, on each valuation date, the worst performing underlying is at or above its coupon barrier. Principal is fully repaid at maturity only if the worst underlying on the final valuation date is at or above its final barrier; otherwise repayment is reduced one-for-one with that index or ETF’s loss and can fall to very low levels.
The issuer may redeem the notes early on specified dates at par plus any due coupon. The securities will not be listed on an exchange. The estimated value on the pricing date is expected to be at least $891.50 per $1,000 note, reflecting dealer pricing and hedging costs. The disclosure highlights credit risk of Citi, market and correlation risk across the three underlyings, complexity, and significant U.S. tax uncertainty, including potential 30% withholding for some non‑U.S. holders.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $427,000 of unsecured autocallable barrier securities linked to the worst performer of the Russell 2000 Index and the SPDR S&P Regional Banking ETF, maturing January 25, 2029.
The notes pay no interest and do not protect principal. If on January 25, 2027 the worst-performing underlying is at or above its initial level, the notes are automatically redeemed for $1,178.50 per $1,000, ending the investment early. If not called, at maturity investors receive 150% of any gain in the worst underlying; full principal back if the worst underlying is between 70% and 100% of its initial level; or a loss matching the full negative return if it finishes below 70%, which can reduce repayment to zero.
The securities are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., will not be listed on an exchange, and may have limited liquidity. The issue price is $1,000 per note, including up to $32 in underwriting fees, while the estimated value on the pricing date is $941.80.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured buffer securities linked to the worst performer of the Russell 2000® and S&P 500® indexes, each with a $1,000 stated principal amount and maturing on August 27, 2027.
The notes pay no interest and repay principal based on index performance on a single valuation date. If the worst-performing index is above its initial level, investors receive $1,000 plus 120% of its gain, capped by a maximum return at maturity of at least $192.50 per security (at least 19.25%). If the worst performer is down but not below 85% of its initial level, investors receive $1,000 back.
If the worst performer falls more than the 15% buffer, repayment is reduced dollar-for-dollar with further losses, which can result in a substantial loss of principal. The securities are not listed, may have limited liquidity, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Medium-Term Senior Notes linked to the S&P 500 Futures Excess Return Index, called Dual Directional Barrier Securities, maturing on March 4, 2030.
Each $1,000 security pays no interest. At maturity, if the index is at or above its initial level, investors receive $1,000 plus 120% of the index gain. If the index is below its initial level but at or above 60% of that level, investors get $1,000 plus the absolute value of the index loss. If the index closes below 60% of its initial level, repayment falls 1‑for‑1 with the index decline, down to possible total loss of principal.
The notes will not be listed, may have limited liquidity, and all payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The issue price is $1,000 per security, including up to a $10.00 underwriting fee, while the issuer currently expects an estimated value on the pricing date of at least $913.50 per security based on internal models and funding rates.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured buffer securities linked to the S&P 500 Futures Excess Return Index, maturing on March 4, 2031. Each security has a $1,000 stated principal amount, pays no interest, and repayment of principal is not guaranteed.
At maturity, investors participate in any index gains at an upside participation rate of at least 165%, receive full principal back if index losses are within a 20% buffer, and lose 1% of principal for every 1% index decline beyond that buffer. The securities will not be listed on any exchange, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
The issue price is $1,000 per security, including an underwriting fee of up to $11.25, and Citigroup currently expects the estimated value on the pricing date to be at least $906. The product is treated as a prepaid forward contract for U.S. federal income tax purposes, subject to uncertainty and future tax guidance.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable equity-linked securities tied to the worst performing of Apple and NVIDIA, maturing January 27, 2028. Each $1,000 security pays a quarterly coupon of 3.075% of principal, equivalent to 12.30% per annum, as long as the notes remain outstanding.
The notes may be automatically redeemed on scheduled observation dates starting April 22, 2026 if the worst performer is at or above its initial value, returning $1,000 plus the coupon. If not called, and on the valuation date the worst performer is at least 60% of its initial value, investors receive $1,000. If it is below 60%, holders receive a fixed number of shares of the worst performer (or cash equivalent) that may be worth far less than principal, potentially zero.
The securities are unsecured obligations subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., will not be listed on an exchange, and have an estimated value on the pricing date of $972.30 per $1,000 issue price, reflecting embedded costs and hedging.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable buffer securities linked to the worst performer of the Nasdaq-100 Index® and the S&P 500® Index, maturing in February 2030.
Each security has a $1,000 stated principal amount, pays no interest and may be automatically redeemed in February 2027 at $1,100 per security if both indices are at or above their initial levels. If held to maturity and not called, investors participate in any gain of the worst-performing index at an 188.25% upside participation rate.
A 10% downside buffer applies: if the worst-performing index is down by 10% or less at maturity, principal is repaid; beyond that, losses are 1-for-1 with the excess decline. The securities are unlisted, subject to the credit risk of Citigroup entities, and the estimated value on the pricing date is expected to be at least $933.00 per $1,000 issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable contingent coupon equity-linked securities tied to the worst performing of the Nasdaq‑100, Russell 2000 and S&P 500 indices, maturing January 25, 2029. Each $1,000 security may pay a quarterly contingent coupon of 2.9625% (11.85% per year) only if, on the prior valuation date, the worst performing index closes at or above 70% of its initial value; otherwise no coupon is paid.
The notes can be automatically called on scheduled dates starting April 22, 2026 if the worst performing index is at or above its initial value, in which case investors receive $1,000 plus the coupon. If not called, at maturity investors get $1,000 only if the worst performing index is at or above 70% of its initial value; below that level, principal is reduced one‑for‑one with the index loss and can fall to zero.
The securities will not be listed, carry full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and are designed for investors who can accept potentially losing most or all of their investment. The issue price is $1,000 per security, with total offering size of $4,083,000 and per‑security estimated value of $995.60, reflecting selling, structuring and hedging costs.