Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Medium-Term Senior Notes linked to the worst performing of the EURO STOXX 50, Nasdaq-100 and Russell 2000 indices. Each $1,000 security may pay a monthly contingent coupon of at least 0.50% (6.00% per year) when the worst index is at or above 80.00% of its initial level. Coupons are not guaranteed; if the worst index closes below its barrier on a valuation date, no coupon is paid for the following month.
The notes may be automatically redeemed on scheduled dates from January 2027 through June 2029 if the worst index is at or above its initial level, paying $1,000 plus any due coupon. If not called, investors receive the $1,000 principal at maturity on July 23, 2029, plus any final coupon, subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The issue price is $1,000 per security, including a $5.00 underwriting fee, with net proceeds of $995.00; the issuer expects an estimated value of at least $951.00 per security based on proprietary models, and secondary market liquidity may be limited.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering $2,000,000 of Autocallable Buffered Notes linked to an equally weighted basket of Bank of America, Capital One Financial, Morgan Stanley and Wells Fargo stocks. Each note has a $1,000 stated principal amount, a strike date of July 13, 2026, a pricing date of July 14, 2026 and will mature on July 19, 2028, unless automatically redeemed.
The notes may be called early on July 26, 2027 if the basket is at or above its initial level, paying $1,191 per note (a 19.10% premium). If held to maturity, investors receive par plus 125% of any basket gain, par if the basket is down up to 10%, and suffer increasing losses below the 10% buffer, potentially losing their entire investment. The initial basket level is 100, the final buffer level is 90 and the buffer rate is about 111.11%. The issue price is $1,000 per note (or $985 in fiduciary accounts), including a $15 underwriting fee, while Citigroup’s estimated value is $974.50 per note. Investors do not receive dividends on the stocks and bear issuer and guarantor credit risk, product complexity and uncertain tax treatment, with counsel viewing the notes as prepaid forward contracts subject to possible future tax changes.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Medium-Term Senior Notes, Series N as callable contingent coupon equity-linked securities tied to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 Index® and the S&P 500® Index, maturing on January 2, 2029. Each security has a stated principal amount of $1,000. On each monthly valuation date, a contingent coupon of at least 1.00% of principal (at least 12.00% per annum) is paid only if the worst-performing index is at or above 70% of its initial value.
If the notes are not earlier called, and on the final valuation date the worst-performing index is at or above 70% of its initial value, investors receive $1,000 plus any final coupon; if it is below 70%, repayment is reduced one-for-one with the index loss, potentially to $0. Citigroup may redeem the notes at par plus coupon on many coupon dates, capping future income when conditions are favorable. The notes are unsecured obligations subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., may have limited liquidity, and are expected to have an initial estimated value of at least $945 per $1,000, below the issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured medium-term senior notes called Callable Contingent Coupon Equity Linked Securities tied to the worst performing of the Dow Jones Industrial Average™, Nasdaq-100 Index® and S&P 500® Index.
Each $1,000 security may pay a contingent coupon of at least 1.00% per period (at least 12.00% per annum) when the worst performing index on a valuation date is at or above 70.00% of its initial level; otherwise no coupon is paid. If not redeemed early and the worst performer is at or above 70.00% of its initial value at maturity on November 30, 2028, investors receive $1,000 plus any final coupon; below that barrier, repayment is reduced one-for-one with the index loss, potentially to zero. The issuer may call the notes on specified dates at $1,000 plus coupon, limiting income duration. The notes are not principal protected, pay no dividends, may have limited liquidity, and all payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc.; the estimated value on the pricing date is expected to be at least $930.00 per security, below the $1,000 issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Callable Contingent Coupon Equity Linked Securities linked to the worst of the Dow Jones Industrial Average, Nasdaq‑100 Index® and S&P 500® Index, maturing October 2, 2028.
Each note has a $1,000 principal amount and may pay a contingent coupon of at least 1.00% per period (at least 12.00% per annum) whenever the worst performing index on a valuation date is at or above 70.00% of its initial level. If the worst index closes below this coupon barrier on a valuation date, no coupon is paid for that period.
At maturity, if not previously called and the worst index is at or above 70.00% of its initial level, investors receive $1,000 plus any final coupon; otherwise they receive $1,000 plus $1,000 times that index’s return, which can reduce repayment to zero. Citigroup may redeem the notes on specified dates at $1,000 plus any due coupon. Investors have downside exposure to the worst index, receive no dividends or upside above par, bear the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and may face limited secondary market liquidity. The estimated value on the pricing date is expected to be at least $939 per note, below the $1,000 issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering medium‑term senior callable contingent coupon equity‑linked securities tied to the worst of the Dow Jones Industrial Average, the Nasdaq‑100 Index and the S&P 500 Index, maturing on May 22, 2028.
The notes pay periodic contingent coupons of at least 1.00% of principal (at least 12.00% per annum) only if the worst‑performing index on each valuation date is at or above 70.00% of its initial value. If at final valuation the worst index is below 70.00%, repayment of the $1,000 principal is reduced one‑for‑one with the index loss, potentially to zero. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. Per note economics include a $1,000 issue price, up to $4.50 underwriting fee, $995.50 proceeds to the issuer and an estimated value of at least $941.50, with payments subject to Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk and limited secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity‑linked senior notes tied to the worst performing of the Dow Jones Industrial, Nasdaq‑100 Index® and S&P 500® Index, each with a $1,000 stated principal amount.
The notes may pay contingent coupons of at least 1.00% of principal per period (equivalent to at least 12.00% per annum) only when the worst performing index on the prior valuation date is at or above 70% of its initial level. If not, no coupon is paid for that period. Citigroup may redeem the notes on specified dates at $1,000 plus any applicable coupon.
If held to maturity and the worst performing index is at or above 70% of its initial level, investors receive principal back plus any final coupon. If it is below 70%, repayment is reduced one‑for‑one with the index loss, potentially to zero. All payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc.; the estimated value on the pricing date is expected to be at least $932.50 per note, below the $1,000 issue price, and liquidity in any secondary market may be limited.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., plans to issue callable contingent coupon equity-linked securities maturing June 23, 2028, tied to the worst performer among the Dow Jones Industrial, Nasdaq-100 Index and S&P 500 Index.
Each $1,000 security may pay a quarterly contingent coupon of at least 1.00% (at least 12.00% per year) only when the worst-performing index on the valuation date is at or above 70.00% of its initial level; otherwise no coupon is paid. If not called, principal is fully repaid at maturity only if the worst index finishes at or above the 70.00% final barrier. Below that barrier, repayment is reduced one-for-one with the index loss, down to zero. The notes can be redeemed early at the issuer’s option at $1,000 plus any due coupon, are unsecured obligations subject to the credit risk of Citigroup entities, have limited expected liquidity, an estimated value on the pricing date of at least $947.50 per security, and involve complex market and tax risks including possible 30% withholding on coupons for some non-U.S. investors.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured Autocallable Contingent Coupon Equity Linked Securities linked to NVIDIA Corporation, maturing on July 20, 2029 unless called earlier. Each security has a $1,000 stated principal amount and may pay contingent coupons of 2.725% per quarter (10.90% per annum) when NVIDIA’s closing value on the relevant valuation date is at or above the coupon barrier of $127.50, which is 60.00% of the $212.50 initial value.
If the notes are not automatically redeemed and the final NVIDIA value is at or above the same 60.00% final barrier, investors receive $1,000 plus the final coupon. If the final value is below the barrier, repayment equals $1,000 plus $1,000 times the underlying return, exposing investors to full downside, including total loss. Investors do not participate in any upside of NVIDIA and receive no dividends. The notes are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., may have little or no secondary market, and price initially below issue, with an estimated value of $940 per $1,000 security due to fees, hedging costs and internal funding rates. U.S. tax treatment is uncertain, with potential 30% withholding on coupons for non‑U.S. holders.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $1,234,000 of autocallable contingent coupon equity‑linked securities tied to the S&P 500 Futures 35% Edge Volatility 6% Decrement Index (USD) ER, maturing July 22, 2036.
The notes pay a 12.55% annualized contingent coupon (3.1375% of principal per quarter) only if the index is at or above 50% of its initial level on each valuation date; otherwise no coupon is paid. On specified autocall dates, if the index is at or above its initial level, the notes are redeemed early at $1,000 plus the coupon. If not called, principal is fully repaid at maturity only if the final index level is at or above 50% of the initial 555.3365 value; below that level, repayment falls in line with index losses and can be zero. The underlying index can use up to 500% leverage on S&P 500 futures, applies a 35% volatility target and a 6% annual decrement, and may significantly underperform the S&P 500. The estimated value is $883.40 per $1,000 note, and investors face Citigroup credit and liquidity risk.