Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities linked to Advanced Micro Devices, Inc. in an aggregate principal amount of $110,000, at $1,000 per security, maturing July 20, 2029 unless called earlier.
The notes pay a 21.50% annualized contingent coupon (5.375% per period) only if AMD’s closing value on each valuation date is at or above the coupon barrier of $264.57 (50% of the $529.14 initial value. If on any potential autocall date AMD is at or above the initial value, the notes are automatically redeemed for $1,000 plus coupon, capping further income. If not called and AMD’s final value is below the final barrier of $264.57, principal is reduced one-for-one with AMD’s decline, down to zero.
Investors bear the full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., face potentially little or no secondary market liquidity, and the estimated value of $925.70 per security is below the $1,000 issue price due to fees, hedging costs and funding rates. U.S. tax treatment is uncertain, and non-U.S. holders may face 30% withholding on coupons.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index and the S&P MidCap 400 Index. Each note has a $10.00 principal amount, a term of approximately five years and pays a quarterly contingent coupon at 10.40% per annum (or $0.26 per $10) only when the least performing index closes at or above its coupon barrier of 70% of its initial level.
Beginning with the January 19, 2027 valuation date, the notes are automatically called if the least performing index is at or above its initial level, returning principal plus the relevant coupon. If not called and, at maturity, the least performing index is at or above its downside threshold of 60% of its initial level, investors receive principal plus the final coupon; otherwise, repayment is reduced one-for-one with the index loss and may fall to zero. Payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc., the notes are not FDIC-insured, may be illiquid, can pay no coupons, and involve complex U.S. tax treatment, including potential 30% withholding for some non-U.S. holders.
Citigroup Global Markets Holdings Inc., fully and unconditionally guaranteed by Citigroup Inc., is offering unsecured Medium-Term Senior Notes linked to the worst of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, with a stated principal of $1,000 per security.
The notes pay a contingent coupon of at least 1.0333% of principal per period (about 12.40% per annum, set on the pricing date) only if, on the prior valuation date, the worst-performing index is at or above 70% of its initial level; otherwise no coupon is paid. If not called and at maturity the worst index is at or above its 70% final barrier, investors receive $1,000 per security; if it is below, repayment is reduced in line with the index loss, potentially to zero.
The issuer may redeem the notes early on specified dates at $1,000 plus any due coupon, capping future income. An underwriting fee of $6 per $1,000 security reduces proceeds to $994, and Citigroup estimates an initial value of at least $938.50, below the issue price, reflecting structuring and hedging costs. Investors face worst-of equity performance risk, Citigroup credit risk, limited secondary market liquidity and complex, uncertain U.S. tax treatment.
Citigroup Inc. is offering unsecured Callable Fixed Rate Notes due July 17, 2041, with a stated principal of $1,000 per note and a fixed interest rate of 5.50% per year, payable annually on July 17 starting in 2027, using a 30/360 day-count basis.
Beginning January 17, 2029, Citigroup may redeem the notes in whole at 100% of principal plus accrued interest on quarterly redemption dates in January, April, July and October. The notes are intended to qualify as eligible debt securities for the Federal Reserve’s total loss-absorbing capacity rule, so in a Citigroup bankruptcy losses would be imposed on shareholders and unsecured creditors, including noteholders.
A wholly owned Citigroup subsidiary may assume the obligations on at least 15 business days’ notice, with Citigroup guaranteeing payments; the successor issuer may be less creditworthy or have nominal assets, and, other than payment default, many bankruptcy or covenant events relating to Citigroup would not constitute an event of default. The notes will not be listed on any securities exchange. Citigroup Global Markets Inc. will underwrite the offering, receiving an underwriting fee of up to $20 per $1,000 note, and net proceeds will be used for general corporate purposes and to hedge obligations under the notes.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing callable zero coupon notes due January 24, 2028. Each note has a $1,000 stated principal amount and pays no periodic interest; value instead accretes at a 4.66% annual non-compounding yield.
Unless earlier redeemed, holders receive $1,071.19444 per $1,000 at maturity. Citigroup may redeem all notes on July 23, 2027 at $1,047.24722 per $1,000, implying a 4.65852% yield to that date or 4.60445% to maturity. The notes are not listed on any exchange, will be treated as original issue discount debt for U.S. tax purposes, and are subject to selling restrictions for retail investors in the European Economic Area and the United Kingdom.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable fixed rate notes due July 17, 2031 in $1,000 denominations. The notes pay 5.00% interest per year, calculated on a 30/360 basis and paid semi-annually on January 17 and July 17, starting January 17, 2027.
Beginning July 17, 2027, the issuer may redeem the notes on any January 17, April 17, July 17 or October 17 at 100% of principal plus accrued interest, so investors face reinvestment risk. The notes are not listed on an exchange. CGMI underwrites, earning up to $10 per note, and will use net proceeds for general corporate purposes and hedging. For U.S. federal income tax purposes the notes are treated as fixed rate debt issued without original issue discount.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering medium-term senior notes called Callable Contingent Coupon Equity Linked Securities with a stated principal amount of $1,000 per security, linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indexes.
The notes pay a contingent coupon of 0.9667% of principal per period (about 11.60% per year) only if, on each valuation date, the worst-performing index is at or above 70% of its initial level. At maturity, if not previously called, principal is fully repaid only if that worst index is at or above 60% of its initial level; below that, repayment is reduced one-for-one with the index decline, down to zero.
Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. Investors do not receive dividends or upside participation in the indexes and face the risk of missing all coupons and losing most or all principal. An underwriting fee of up to $7 per security reduces issuer proceeds to $993, and the estimated value on the pricing date is expected to be at least $939, reflecting structuring, hedging costs and the issuer’s internal funding rate. All payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured, equity-linked medium-term senior notes tied to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, with scheduled maturity on August 2, 2029, unless called earlier.
The notes pay a contingent coupon of at least 0.8333% of the $1,000 principal (about at least 10.00% per annum) on each payment date only if, on the preceding valuation date, the worst-performing index is at or above 61.50% of its initial level; missed coupons can be paid later if this barrier is subsequently met. At maturity, if the notes are not redeemed and the worst-performing index is at or above 61.50% of its initial level, investors receive $1,000; otherwise they lose 1% of principal for each 1% decline in that index, potentially down to zero. The issuer may redeem the notes at par plus any due coupon on specified dates. The issue price is $1,000 per note, including a $6.00 underwriting fee, with proceeds of $994 to the issuer and an estimated initial value of at least $940, reflecting selling, structuring and hedging costs and the issuer’s internal funding rate. Investors face equity-market risk, limited liquidity, complex U.S. tax treatment and the credit risk of both Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured, autocallable medium-term senior notes linked to the worst performer of the EURO STOXX 50® Index, the MSCI EAFE® Index and the MSCI Emerging Markets Index, each with a $1,000 stated principal amount and maturing on August 7, 2031.
The notes pay no interest and do not guarantee principal. On scheduled valuation dates from August 4, 2027 through August 4, 2031, if the closing value of the worst performing index is at least 95.00% of its initial level, the notes are automatically redeemed for $1,000 plus a fixed premium for that date. If held to maturity and not called, investors receive $1,000 plus an 80.75% premium if the worst index is at or above 95.00% of its initial level, $1,000 if it is at least 75.00% but below 95.00%, and $1,000 plus the index return if it is below 75.00%, creating 1:1 downside exposure that can reduce repayment to zero.
The notes offer no dividends or upside beyond scheduled premiums and are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., as well as limited liquidity. The issue price is $1,000 per note, including up to a $20.00 underwriting fee, with issuer proceeds of $980.00 per note and an estimated value on the pricing date expected to be at least $914.00, based on internal models and funding rates.
Citigroup Inc. is offering callable fixed rate notes due July 17, 2036, with a stated principal amount of $1,000 per note and a fixed interest rate of 5.35% per year, paid annually each July 17 from 2027 until maturity, unless earlier redeemed.
Beginning January 17, 2028, Citigroup may redeem the notes in whole on quarterly redemption dates at 100% of principal plus accrued interest, which introduces reinvestment risk for holders. The notes are intended to qualify as total loss‑absorbing capacity eligible debt, so in a Citigroup Inc. bankruptcy losses would be imposed on shareholders first and then on unsecured creditors, including these notes.
Any wholly owned subsidiary may assume the obligations as a successor issuer, with Citigroup guaranteeing payments, which alters default triggers and may expose investors to a less creditworthy entity. The notes are unsecured, will not be listed on any exchange, carry a temporary six‑month secondary‑market price adjustment by CGMI, and are sold at $1,000 per note (not less than $985 for certain investors) with underwriting fees of up to $15 per note.