Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Inc. executive Gonzalo Luchetti, Head of U.S. Personal Banking, reported a tax-related share withholding. On 01/20/2026, 16,492.31 shares of Citigroup common stock were withheld at a reference price of $118.04 per share to satisfy tax withholding obligations tied to the vesting of previously awarded stock, rather than being sold in an open-market transaction. After this withholding, Luchetti beneficially owned 74,611.2 Citigroup common shares directly.
Citigroup Inc. executive Syed Shahmir Khaliq, Head of Services, reported one transaction in Citigroup common stock. On 01/20/2026, 19,671.68 shares of common stock were withheld at $118.04 per share. According to the filing, these shares were retained by the company to satisfy tax withholding obligations tied to the vesting of previously awarded stock, rather than being an open-market sale.
After this tax-related withholding, Khaliq reported 84,656.16 shares of Citigroup common stock owned directly.
Citigroup Inc. reported that officer Pamela Habner, Head of U.S. Consumer Cards, had common stock withheld to cover taxes on a stock vesting event. On January 20, 2026, 14,699.91 shares of Citigroup common stock were withheld at $118.04 per share to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. After this transaction, Habner directly beneficially owned 73,494.71 shares of Citigroup common stock.
Citigroup Inc.'s chief accounting officer, Nicole Giles, had shares withheld to cover taxes on vested stock awards. On 01/20/2026, 33,835.7 shares of Citigroup common stock were withheld at a price of $118.04 per share to satisfy tax withholding obligations tied to previously granted stock. After this tax-related withholding, Giles beneficially owned 97,347.14 shares of Citigroup common stock directly. This reflects an administrative step associated with equity compensation rather than an open‑market sale.
Citigroup Inc. executive Sunil Garg reported a routine tax-related share withholding. On 01/20/2026, 15,199.87 shares of Citigroup common stock were withheld at $118.04 per share to satisfy tax withholding obligations tied to the vesting of previously awarded stock, rather than being sold in an open market transaction. Following this withholding, Garg directly beneficially owned 124,797.34 shares of Citigroup common stock. Garg is identified as an officer of Citigroup, serving as CEO of Citibank, N.A.
Citigroup Inc. director Titilope Cole reported a tax-related share withholding on common stock. On 01/20/2026, 12,136.12 shares of Citigroup common stock were withheld at a price of $118.04 per share to satisfy tax withholding obligations tied to the vesting of previously awarded stock, rather than sold in an open-market transaction. After this withholding, Cole directly beneficially owned 60,111.3061 shares of Citigroup common stock.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities tied to the worst performer of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index. Each security has a $1,000 stated principal amount, matures on January 26, 2028 and can be redeemed early on specified dates at $1,000 plus any due coupon. Investors may receive a 2.50% quarterly contingent coupon (10.00% per annum) only if, on the relevant valuation date, the worst-performing index is at or above its coupon barrier, set at 76.90% of its initial value. At maturity, if not called and the worst-performing index finishes below its final barrier (also 76.90% of initial), the payoff is reduced one-for-one with the index loss, down to zero, so all principal can be lost. The notes are unsecured, subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., will not be listed, and have an expected estimated value of at least $924.50 per $1,000 versus an issue price of $1,000, reflecting fees and hedging costs.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities tied to the worst performer of the Dow Jones Industrial Average, Nasdaq‑100 Index and Russell 2000 Index, maturing on January 19, 2029. Each security has a $1,000 stated principal amount and pays a contingent coupon of 2.9375% per quarter (11.75% per year) only if, during the entire observation period, no index closes below its coupon barrier, set at 70% of its initial value.
If the notes are not called and, at maturity, the worst-performing index is at or above its final barrier, set at 60% of its initial value, investors receive $1,000 plus any final coupon. If the worst-performing index finishes below its final barrier, repayment is reduced dollar-for-dollar with the index loss, and investors can lose up to their entire principal and any final coupon. The issuer may redeem the notes early on scheduled dates at $1,000 plus any due coupon. The notes are unsecured, not listed, subject to Citigroup credit risk, and were priced at $1,000 with an estimated value of $991.20 per note.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq‑100 Index®, Russell 2000® Index and S&P 500® Index, maturing January 31, 2029 unless called earlier.
Each security has a $1,000 stated principal amount and pays a contingent coupon of at least 0.9083% per period (about at least 10.90% per year) only if, on the relevant valuation date, the worst performing index is at or above 70% of its initial level. If on any potential autocall date the worst index is at or above its initial level, the notes are automatically redeemed at $1,000 plus that period’s coupon.
If the notes are not called and on the final valuation date the worst index closes below 70% of its initial level, the maturity payment is reduced one‑for‑one with the index loss and can fall to zero, with no coupon. The securities are not listed, carry full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and their estimated value on the pricing date is expected to be at least $937 per security, below the $1,000 issue price, reflecting costs, hedging and underwriting fees of up to $5 per security.
Citigroup Inc. is offering callable fixed rate notes due January 21, 2031, in $1,000 denominations. The notes pay a fixed 4.30% annual interest rate, with interest paid semi-annually each January 21 and July 21, starting July 21, 2026, using a 30/360 day-count convention.
Citigroup may redeem the notes at its option, in whole but not in part, at 100% of principal plus accrued interest on any January, April, July or October 21 starting in 2027. The notes are not listed on any securities exchange.
The notes are intended to qualify as TLAC-eligible debt, meaning losses in a Citigroup bankruptcy would be borne by shareholders first and then unsecured creditors, including these noteholders. A wholly owned subsidiary may assume the obligations under the notes, with Citigroup providing a full guarantee, which can change default and covenant protections. Citigroup Global Markets Inc. underwrites the notes and receives up to $10.00 per note as an underwriting fee.