Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Inc. director Renee James reported several equity compensation transactions dated 01/02/2026. The filing shows an award of 1,262.605 deferred shares of common stock under Citigroup’s Compensation Plan for Non-Employee Directors at a stated price of $0. It also records the reinvestment of dividend equivalents into an additional 10.915 and 145.289 shares of common stock at a price of $118.802 per share.
Following these transactions, James is shown as directly owning 3,423.806 shares of Citigroup common stock. The filing also reports an indirect holding of 31,085.1071 deferred shares of common stock held by Citigroup for her benefit under the same non-employee director compensation plan.
Citigroup Inc. reported insider equity awards for director Jonathan Paul Moulds. On 01/02/2026, he received several small acquisitions of Citigroup common stock tied to the company’s Compensation Plan for Non-Employee Directors.
The filing shows deferred shares awarded under the director compensation plan and additional fractional shares from the reinvestment of dividend equivalents. Some of these deferred shares are held directly in his name, while others are held by Citigroup for his benefit as indirect beneficial ownership. The transactions include grants at $0 per share for deferred awards and at $118.802 per share for dividend-equivalent reinvestments.
Citigroup Inc. director reports new stock awards. On 01/02/2026, a director of Citigroup Inc. acquired common stock in two separate transactions reported on a Form 4. The director received 1,262.605 shares of common stock at a price of $0, described as deferred shares awarded under the company’s Compensation Plan for Non-Employee Directors. In a separate transaction on the same date, the director received 378 shares of common stock at $118.802 per share, also awarded under the Compensation Plan for Non-Employee Directors. Following these transactions, the director beneficially owned 48,941.0225 Citigroup common shares held directly.
Citigroup Inc. director Diana L. Taylor reported changes in her holdings of Citigroup common stock as of 01/02/2026. She acquired 1,262.605 shares of deferred common stock at $0 under Citigroup’s Compensation Plan for Non-Employee Directors, bringing her directly held balance to 3,423.806 shares.
She also acquired 10.915 shares and 290.1473 shares of common stock at a price of $118.802 per share through reinvestment of dividend equivalents under the same non-employee director plan. Following these transactions, she held 59,912.4046 shares indirectly as deferred shares of common stock maintained by Citigroup for her benefit, including 2,172.1160 deferred shares that vested on 01/02/2026 and were transferred to her deferred compensation account.
Citigroup Inc. director James S. Turley reported acquiring additional Citigroup common stock on 01/02/2026, primarily through the company’s Compensation Plan for Non-Employee Directors. The filing shows an award of 1,262.605 deferred shares at a reported price of $0, along with the reinvestment of dividend equivalents resulting in acquisitions of 10.915 and 185.4199 shares at a price of $118.802 per share. After these transactions, Turley directly beneficially owned 4,960.806 shares and indirectly beneficially owned 39,071.301 shares, which include deferred shares of common stock held by Citigroup for his benefit. The notes explain that 2,172.1160 deferred shares vested on 01/02/2026 and were transferred to his deferred compensation account under the director compensation plan.
Citigroup Inc. director Casper von Koskull reported acquiring additional Citigroup common stock on 01/02/2026 under the company’s Compensation Plan for Non-Employee Directors. The filing shows an award of 1,262.605 deferred shares of common stock at $0, reflecting stock granted as director compensation rather than a market purchase. It also reports reinvestment of dividend equivalents under the same plan, including small additional amounts of common stock at a price of $118.802 per share. Following these transactions, von Koskull holds Citigroup stock both directly and as deferred shares maintained for his benefit under the director compensation plan.
Citigroup Inc. director Ellen Costello reported changes in her ownership of Citigroup common stock. On 01/02/2026, she acquired 1,262.605 shares of common stock at a price of $0, described as deferred shares awarded under Citigroup’s Compensation Plan for Non-Employee Directors. Following this transaction, she holds 1,262.605 shares directly, 5,217 shares indirectly through a trust, and 66,669.944 deferred shares of common stock held by Citigroup for her benefit, as well as 820 shares jointly owned with her spouse and 600 shares held indirectly by her spouse.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Phoenix Securities linked to the common stock of Caterpillar Inc. Each security has a $1,000 stated principal amount and pays a 4.5125% contingent coupon per period only if Caterpillar’s share price is at or above an 85% coupon barrier on the relevant valuation date.
The notes may be automatically redeemed early if, on any interim valuation date, Caterpillar’s share price is at or above the initial share price, returning $1,000 plus the applicable coupon (including any previously unpaid coupons). At maturity, if not called and the final share price is at or above an 85% final barrier, investors receive $1,000 plus any due contingent coupon(s); if it is below the barrier, principal is reduced according to a 15% buffer formula and can fall to zero.
The securities are not listed on any exchange. The per-security issue price is $1,000, including a $10.00 underwriting fee, with estimated value at least $935.50 on the pricing date and $990.00 pricing for fiduciary accounts. The product carries complex payoff, credit, liquidity and tax risks, including potential 30% withholding on coupon payments to certain non-U.S. holders.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable Phoenix securities linked to Marvell Technology, Inc. (MRVL) stock, maturing in January 2027. Each security has a stated principal of $1,000 and pays a contingent coupon of 5.825% of principal per period only when Marvell’s share price on the relevant valuation date is at or above a coupon barrier set at 75% of the initial share price. Missed coupons can be paid later if the barrier is subsequently met.
The notes are automatically redeemed early if, on any interim valuation date, Marvell’s stock closes at or above the initial price, returning $1,000 plus the applicable coupon. If held to maturity and not called, full principal is repaid only if the final share price is at or above a final barrier at 75% of the initial price. Below that level, principal is reduced using a formula with a 25% buffer, and investors can lose much or all of their investment.
The securities are not listed on any exchange. The issue price is $1,000 per security, with an estimated value of at least $934.50, reflecting dealer models and internal funding rates, and an underwriting fee of $10 per security in most cases. The product involves complex risks, including issuer and guarantor credit risk, equity market risk, potential withholding for non-U.S. holders and uncertain U.S. tax treatment.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Autocallable Phoenix Securities linked to the common stock of Freeport-McMoRan Inc. (FCX), maturing in January 2027. Each note has a $1,000 stated principal amount and pays a 1.275% contingent coupon on scheduled dates only if the FCX share price is at or above a coupon barrier set at 75% of the initial share price, with a “memory” feature that can recoup missed coupons later.
If on any interim valuation date FCX closes at or above its initial share price, the notes are automatically redeemed for $1,000 plus the applicable coupon (including any unpaid coupons), ending the investment early. If not redeemed, and the final share price is at or above the 75% final barrier, investors receive $1,000 at maturity plus the due coupon (including unpaid past coupons). If the final price is below the barrier, principal is reduced using a formula that amplifies downside beyond a 25% buffer, and investors can lose most or all of their investment.
The securities will not be listed on any exchange. The issue price is $1,000 per security, with an underwriting fee of $1 and an expected estimated value of at least $944 per security based on Citigroup’s internal models. The notes feature complex U.S. federal tax treatment, and non-U.S. investors may face 30% withholding on coupon payments.