Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable medium-term notes linked to the worst performer of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index. Each security has a $1,000 stated principal amount and pays no interest.
On scheduled valuation dates from November 2026 to November 2030, the notes are automatically redeemed if the worst performing index is at or above its initial level, paying $1,000 plus a premium starting at 10.50% and rising to at least 52.50% of principal on the final valuation date. If not called, at maturity investors receive $1,000 plus the final premium if the worst index is at or above its initial level, only $1,000 if it is below the initial but at or above 70% of that level, and a loss matching the negative return of the worst index if it finishes below the 70% barrier, down to a possible total loss.
The notes will not be listed, may have limited liquidity, and all payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The estimated value on the pricing date is expected to be at least $900 per security, less than the $1,000 issue price, reflecting selling, structuring and hedging costs. U.S. tax treatment is expected to follow a prepaid forward contract approach but remains uncertain.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable barrier securities linked to the S&P 500 Futures Excess Return Index, maturing in December 2030. Each security has a stated principal amount of $1,000 and provides no dividends.
The issuer may redeem the notes in whole on potential redemption dates in 2026, 2027, 2028 and 2029, paying $1,000 plus a premium of 25%, 50%, 75% or 100% of principal, respectively. If not called, at maturity investors receive: principal plus a “return amount” if the index is above its initial level, principal back if the index is at or above 50% of its initial level, or principal reduced 1‑for‑1 with the index loss if the index finishes below that barrier, which can result in significant loss of principal.
The upside participation rate is 155%, so gains above the initial index level are amplified. The securities are not listed on any exchange, and an estimated value of at least $905.00 per security is lower than the issue price of $1,000.00. CGMI acts as underwriter, receiving an underwriting fee of up to $11.25 per security, with proceeds to the issuer of at least $988.75 per security. The notes involve complex market, liquidity, credit and tax risks.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured dual directional barrier securities linked to the S&P 500 Futures Excess Return Index, each with a $1,000 stated principal amount and maturing on December 24, 2029. The notes do not pay interest. At maturity, investors can receive enhanced upside if the index rises, with a 105.00% participation rate, or a positive return if the index falls but stays at or above a barrier set at 60.00% of the initial index value.
If the final index value drops below the barrier, repayment falls one‑for‑one with the index decline and investors can lose their entire investment. The securities will not be listed on an exchange and may have little or no secondary market. The issuer expects the initial estimated value to be at least $904.50 per security, below the $1,000 issue price, reflecting structuring, distribution and hedging costs. All payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured buffer securities linked to the S&P 500 Futures Excess Return Index, maturing on December 24, 2030. Each security has a stated principal amount of $1,000 and pays no interest or dividends.
At maturity, if the index is above its initial level, holders receive $1,000 plus 150% (or more) of any gain. If the index is down but not by more than the 20% buffer, investors receive $1,000. If the index falls by more than 20%, repayment is reduced 1% for each percentage point beyond the buffer, and investors can lose a significant portion of principal.
The notes are subject to the credit risk of Citigroup entities, are not listed, and may have limited liquidity. The estimated value on the pricing date is expected to be at least $900.50 per $1,000, reflecting selling, structuring and hedging costs and the issuer’s internal funding rate.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering $1,000 denomination Callable Dual Directional Barrier Securities linked to the S&P 500 Futures Excess Return Index, maturing on December 23, 2030 unless called earlier. Citigroup may redeem the notes on scheduled dates from December 23, 2026 through November 21, 2030, paying $1,000 plus a fixed premium that steps up from 9.00% to 44.25% of principal.
If not redeemed, maturity payment depends on index performance. If the final index value is at or above the initial value, investors receive $1,000 plus 200% of the index gain. If the index is below the initial level but at or above a barrier set at 60% of the initial value, investors get $1,000 plus the absolute value of the index loss, turning moderate declines into positive returns. If the index finishes below the barrier, repayment is reduced 1‑for‑1 with the index loss, down to zero.
The notes are unsecured obligations, will not be listed, and the estimated value on the pricing date is expected to be at least $873.50 per $1,000, below the issue price, reflecting fees and hedging costs. The product carries complex market, liquidity and tax risks and does not pay dividends from the underlying index.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $1,000-denomination autocallable contingent coupon equity-linked securities tied to the Nasdaq-100 Futures 35% Edge Volatility 6% Decrement™ Index ER, maturing on December 16, 2032.
Investors may receive a monthly contingent coupon of 1.4167% of principal (about 17.00% per year) only when the index is at or above 70% of its initial level on the valuation date. From December 11, 2028, the notes can be automatically called at par if the index closes at or above its initial level on any trading day in the autocall period, ending future coupons.
If not called, principal is protected at maturity only if the final index level is at least 60% of its initial value; otherwise, repayment is reduced one-for-one with the index loss, potentially to zero, and no final coupon is paid. The notes are not listed, the estimated value on the pricing date is expected to be at least $850 per $1,000, and returns depend on a complex, volatility-targeted, decrement index that has historically underperformed the Nasdaq‑100 Index.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $12,000,000 of Contingent Income Auto-Callable Securities due November 25, 2026 linked to Alphabet Inc. common stock. Each $1,000 security can pay a 1.425% monthly coupon (17.10% per annum) when Alphabet’s closing price on the valuation date is at or above the downside threshold.
The initial share price is $292.81, with a downside threshold of $234.248 (80.00% of the initial price) and a 20.00% buffer. If on any potential redemption date Alphabet closes at or above the initial share price, the notes are automatically redeemed for $1,000 plus the applicable coupon, including any previously unpaid coupons.
If the notes are not called and the final share price is at or above the downside threshold, holders receive $1,000 plus all due coupons; if it is below, principal is reduced on a leveraged basis using a buffer rate of approximately 125.00%, and repayment can fall well below $1,000, down to zero. The notes are not listed, the estimated value is $993 per $1,000 at pricing, and there are complex U.S. tax and potential 30% withholding considerations, especially for non-U.S. investors.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities due November 26, 2027, linked to the worst performer of the Energy Select Sector SPDR Fund, the Nasdaq-100 Index and the Russell 2000 Index. Each security has a $1,000 stated principal amount and may pay a contingent coupon of 1.05% per month (a 12.60% annual rate) if, on the relevant valuation date, the worst performing underlying is at or above its coupon barrier, set at 70% of its initial value.
The notes are autocallable on specified dates starting May 20, 2026 if the worst performer is at or above its initial value, in which case investors receive $1,000 plus the applicable coupon and the investment ends early. If the notes are not called, repayment of principal at maturity depends on the final value of the worst performing underlying relative to its 70% final barrier. If that worst performer finishes below its barrier, repayment is reduced one-for-one with its loss and can fall to zero.
The securities are unsecured, subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., pay no dividends on the underlyings, and will not be listed on any exchange. The issue price is $1,000 per security, with an estimated value of $967.60 on the pricing date, total offering size of $665,000 and underwriting fees of up to $4.50 per security.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $1,000-denomination Autocallable Contingent Coupon Equity Linked Securities linked to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on November 24, 2028, unless called earlier.
The notes can pay a contingent coupon of 0.8417% per month (about 10.10% per year) when, on a valuation date, the worst-performing index is at or above 70% of its initial level. If on an autocall date that worst index is at or above its initial level, the notes are redeemed early at $1,000 plus that coupon.
If not called, and on the final valuation date the worst index is at or above 70% of its initial level, investors receive $1,000 plus the final coupon. If it is below 70%, principal is reduced 1% for each 1% decline in that worst index, potentially to zero. The notes are unsecured, not listed, have limited liquidity, and the estimated value at pricing ($980.60 per note) is below the $1,000 issue price due to structuring and distribution costs.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Autocallable Contingent Coupon Equity Linked Securities linked to the worst performer of the Russell 2000® Index and the SPDR® S&P 500® ETF Trust, maturing on November 24, 2027. Each $1,000 security pays a contingent coupon of 0.7417% per month (about 8.90% per year) only if, on the relevant valuation date, the worst performing underlying is at or above 80% of its initial level, with missed coupons potentially paid later if the test is again met.
The notes may be automatically redeemed on specified dates starting May 19, 2026 if the worst performer is at or above its initial level, returning $1,000 plus the applicable coupon. At maturity, if not called and the worst performer is at or above 80% of its initial level, investors receive $1,000; if it is below that buffer, principal is reduced using a 1.25 buffer rate and losses can reach 100%.
The securities are not listed, may have limited liquidity, and all payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The issue price is $1,000 with an estimated value of $983.70 per note and up to $4.00 per security in underwriting fees. The product carries complex market, correlation, tax and structural risks and does not provide dividends or upside beyond coupons.