Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings has filed a prospectus supplement for Buffered Digital Securities linked to the Dow Jones Industrial Average, due November 5, 2026. The securities, priced at $1,000 per unit, offer unique investment characteristics different from conventional debt securities.
Key features include:
- No regular interest payments
- Digital return of at least 8.75% if the index is at or above initial value at maturity
- 10% buffer against initial losses
- 1:1 downside exposure beyond the buffer
Notable risks include potential significant capital loss, limited returns capped at the digital return rate, no dividend payments, and credit risk exposure to Citigroup. The estimated value at pricing ($924.50) is below the issue price, with $20.50 per security underwriting fee. Securities will not be listed on any exchange, potentially limiting liquidity.
Citigroup Global Markets Holdings is offering 2-Year Market-Linked Securities tied to the Citi Dynamic Asset Selector 5 Excess Return Index (CIISDA5N), guaranteed by Citigroup. Key features include:
- Maturity Date: August 2, 2027
- Principal Amount: $1,000 per security
- Upside Participation Rate: Minimum 175%
- Downside Protection: 100% principal protection if held to maturity
The securities track a dynamic index that allocates between S&P 500 futures and 10-Year Treasury futures based on market regimes. The allocation strategy uses trend and volatility signals to shift between three portfolios: Equity-Focused (67% equity/33% treasury), Intermediate (33% equity/67% treasury), and Treasury (100% treasury). Notable risks include credit risk of the issuer, no interest payments, and potential underperformance in rising equity markets due to exposure limits. The index includes a 0.85% annual fee and targets 5% volatility through dynamic exposure adjustment.
Citigroup Global Markets Holdings has filed a pricing supplement for Autocallable Contingent Coupon Equity Linked Securities tied to the Russell 2000® Index and S&P 500® Index, due February 4, 2027. The securities, guaranteed by Citigroup, offer potential periodic contingent coupon payments at an annualized rate of at least 8.50%.
Key features include:
- Stated principal amount of $1,000 per security
- Contingent coupon payments of at least 2.125% per period if worst-performing underlying is above its barrier value
- Automatic early redemption feature if worst-performing underlying exceeds initial value on observation dates
- 75% downside barrier - investors face full loss exposure if worst-performing underlying falls below this level at maturity
- Estimated value of $929.50 per security, below issue price, based on CGMI's pricing models
The securities carry significant risks including potential loss of principal, no guaranteed coupons, limited upside due to early redemption feature, and credit risk of the issuer. They will not be listed on any exchange, potentially limiting liquidity.