Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Inc. reported its results for the quarter ended September 30, 2025 and provided related materials. The company filed a press release as Exhibit 99.1, with the quotation under “CEO Commentary” not deemed “filed,” while the remainder of Exhibit 99.1 is deemed “filed.”
Citigroup also furnished a Quarterly Financial Data Supplement as Exhibit 99.2 and listed securities registered under Section 12(b) as of the filing date in Exhibit 99.3.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Callable Contingent Coupon Equity Linked Securities linked to the worst performer of the Nasdaq-100 Index, the Russell 2000 Index and the S&P 500 Index. The notes may pay a contingent coupon of at least 0.80% per month (equivalent to at least 9.60% per annum) if, on the relevant valuation date, the worst-performing index is at or above its coupon barrier set at 70% of its initial value. Maturity is September 25, 2030, unless called earlier.
At maturity, if not redeemed and the worst-performing index is at or above its final barrier of 60% of its initial value, investors receive the $1,000 stated principal per security (plus any final coupon). If it is below the final barrier, repayment is reduced one-for-one with the index decline, potentially to $0. The issuer may redeem the notes in whole on specified dates beginning in April 2026, paying $1,000 plus any coupon then due. The securities will not be listed. The issue price is $1,000 per security; the issuer currently expects an estimated value of at least $939 on the pricing date. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc. (guaranteed by Citigroup Inc.) filed a 424(b)(2) preliminary pricing supplement for callable contingent coupon equity-linked securities due September 22, 2027. The notes are linked to the worst performing of the Nasdaq‑100 Index, Russell 2000 Index and S&P 500 Index, with a stated principal amount of $1,000 per security. Contingent coupons equal to at least 0.875% per period (at least 10.50% per annum, set on the pricing date) are paid only if, on the relevant valuation date, the worst performing index closes at or above its coupon barrier of 70% of its initial value.
If not called, repayment at maturity depends on the worst performer: full principal is returned if its final value is at or above a 67% final barrier; otherwise, repayment is $1,000 plus $1,000 times the index return, which can result in substantial loss, up to zero. The issuer may redeem the notes in whole on specified dates, paying $1,000 plus any due coupon. The notes will not be listed. Estimated value on the pricing date is expected to be at least $935.50 per security. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc. filed a preliminary 424(b)(2) for Contingent Barrier Digital Securities linked to the S&P 500 Index, due in November 2026 and fully guaranteed by Citigroup Inc. Each security has a $1,000 stated principal amount. If the final index level is at or above the barrier, holders receive $1,000 plus a fixed return amount of at least $85.00 per security. If below the barrier, the payout equals $1,000 plus $1,000 × the index return, which can be significantly less than principal and may be zero.
The barrier is 80.00% of the initial index level. Key dates include a strike date of October 10, 2025, an expected pricing date of October 15, 2025, a final valuation date expected November 20, 2026, and an expected maturity of November 25, 2026. The securities will not be listed. The estimated value on the pricing date is expected to be at least $933.50 per security. The underwriter will charge a $10.42 fee per security; fiduciary accounts have a $989.58 issue price and forgo fees. Placement agents (J.P. Morgan affiliates) receive $10.42 per security on eligible sales.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc. (C), is offering Autocallable Contingent Coupon Equity Linked Securities linked to the worst of the Dow Jones Industrial Average and the S&P 500 Dynamic Participation Index, due October 12, 2028. The notes pay a contingent coupon of 0.5833% per period (approximately 7.00% per annum) only if, on the prior valuation date, the worst performing underlying is at or above its coupon barrier of 80% of its initial value.
The notes feature automatic early redemption on specified dates beginning October 9, 2026 if the worst underlying is at or above its initial value, returning $1,000 plus the coupon. If held to maturity and the worst underlying is at or above its final buffer of 85%, investors receive $1,000 (plus any final coupon). Below the 85% buffer, principal is reduced 1% for each 1% decline beyond the 15% buffer. Issue price is $1,000; underwriting fee $30; proceeds to issuer $970. The estimated value is $954.80 per note. The securities are unsecured, not listed, and subject to the credit risk of the issuer and guarantor.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc. (C), is offering callable contingent coupon equity-linked securities tied to the worst performing of the Nasdaq-100, Russell 2000, and S&P 500, due October 20, 2028. The notes pay a contingent coupon of at least 1.2292% per period (approximately 14.75% per annum, set on the pricing date) only if the worst-performing index on the prior valuation date is at or above its 80% coupon barrier.
The issuer may redeem the notes in whole on specified dates; if called, holders receive $1,000 per security plus any due coupon. If held to maturity and the worst-performing index is at or above its 80% final barrier, payment is $1,000; otherwise, repayment is $1,000 plus $1,000 multiplied by that index’s return, which can result in a significant loss, including zero. The notes are unsecured, subject to the credit risk of the issuer and guarantor, and will not be listed.
Issue price is $1,000 per security, with an underwriting fee of up to $4.50 and per-security proceeds to the issuer of $995.50. The estimated value on the pricing date is expected to be at least $940.00 per security.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured, callable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq-100, Russell 2000, and S&P 500, maturing on October 19, 2028. Each security has a $1,000 stated principal amount and may pay a contingent coupon of at least 2.1875% per period (equivalent to at least 8.75% per annum) if, on the relevant valuation date, the worst-performing index closes at or above its 70% coupon barrier.
At maturity, if not redeemed and the worst-performing index is at or above its 65% final barrier, investors receive $1,000; otherwise, repayment is reduced one-for-one with the index decline, potentially to zero. The issuer may call the notes in whole on specified dates, paying $1,000 plus any due coupon. The notes will not be listed, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
The issue price is $1,000 per security, with an underwriting fee up to $20 and minimum proceeds to issuer of $980 per security. The issuer currently expects an estimated value of at least $922 per security on the pricing date. Investors do not receive dividends or upside beyond contingent coupons and face risks from index volatility, correlation, liquidity, and tax treatment.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities tied to Alphabet Inc. due November 30, 2026. These unsecured notes may pay a contingent coupon of at least 0.8733% per period (approximately 10.48% per annum) when Alphabet’s closing value on the prior valuation date is at or above the coupon barrier, set at 71% of the initial value.
The notes can be automatically called on specified dates in 2026 if Alphabet’s value is at or above the initial value, returning $1,000 per note plus the applicable coupon. If not called, at maturity investors receive $1,000 if the final value is at or above the final barrier (71% of initial). Otherwise, holders receive a fixed number of Alphabet shares (or, at the issuer’s election, cash) that may be worth significantly less than principal.
Issue price is $1,000 per note, with an estimated value of at least $921.50. The underwriting fee is up to $21.50 per note, and proceeds to the issuer are $978.50 per note. The securities will not be listed and are subject to the credit risk of both the issuer and guarantor.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable, contingent coupon equity-linked securities tied to the worst performer of the Nasdaq-100, Russell 2000, and S&P 500, due October 20, 2028. The notes pay a contingent coupon of at least 0.6667% per period (approximately at least 8.00% per annum) only if, on the prior valuation date, the worst-performing index closes at or above its coupon barrier, set at 70% of its initial value.
The issuer may call the notes in whole on specified dates, paying $1,000 plus any due coupon. If not called, maturity payment equals $1,000 if the worst index is at or above its 70% final barrier; otherwise, principal is reduced one-for-one with the index decline, potentially to zero. Each note is $1,000 issue price; underwriting fee up to $30 per note and proceeds to issuer $970 per note. The estimated value on the pricing date is expected to be at least $909 per note. The securities are unsecured, subject to the credit risk of the issuer and guarantor, and will not be listed.
Citigroup Global Markets Holdings Inc. filed a preliminary 424(b)(2) pricing supplement for autocallable securities linked to the worst performing of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index, due October 24, 2030, and fully and unconditionally guaranteed by Citigroup Inc.
The notes have a $1,000 stated principal amount per security, no interest, and may auto-redeem on scheduled valuation dates if the worst performing index is at or above its initial value, paying principal plus a preset premium. If not redeemed, at maturity investors receive: principal plus the final-date premium if the worst is at or above its initial value; principal if the worst is below initial but at or above the 60% barrier; or a 1:1 loss with the worst index’s decline if below the barrier.
The premium schedule starts at 11.35% (October 21, 2026) and reaches 56.75% (final valuation date). The securities will not be listed. The issuer’s estimated value on the pricing date is expected to be at least $927.50 per security. Selected dealers may receive up to $8.00 per security as a structuring fee.