Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured, callable contingent coupon equity-linked securities tied to the worst performer among the Russell 2000 Index, SPDR S&P Regional Banking ETF (KRE) and VanEck Semiconductor ETF (SMH), due October 20, 2028.
The notes may pay a contingent coupon of at least 1.0083% per month (approximately at least 12.10% per annum) if, on the relevant valuation date, the worst-performing underlying is at or above its coupon barrier set at 70% of its initial value. Principal is at risk below a final barrier set at 60% of initial; if the worst performer finishes below this level at maturity, repayment is reduced one-for-one with the decline, potentially to zero. The issuer may call the notes in whole on specified dates, paying $1,000 plus any due coupon.
The notes are not listed. Issue price is $1,000 per security, with an underwriting fee of up to $29.50 and per‑security proceeds to issuer of $970.50. The issuer currently expects an estimated value of at least $886 per security on the pricing date. All payments are subject to the credit risk of the issuer and guarantor.
Citigroup Global Markets Holdings Inc. is offering unsecured, no‑interest autocallable securities linked to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index (USD) ER, guaranteed by Citigroup Inc., and due October 20, 2033.
Each security has a $1,000 stated principal amount. The notes may redeem early after any valuation date if the index closes at or above its initial value, paying $1,000 plus a preset premium. If held to maturity and the final index value is at least the final barrier of 55% of the initial value, investors receive $1,000 plus the premium applicable to the final date. Otherwise, the payout is $1,000 + ($1,000 × underlying return), resulting in 1‑for‑1 downside and possibly a loss of the entire investment.
Minimum premiums step up from 18.00% (October 19, 2026) to 144.00% (October 17, 2033). The securities will not be listed. The underwriting fee is up to $43.00 per security, with $957.00 per security to the issuer, and an estimated value of at least $855.50 on the pricing date. Payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The underlying index targets 40% volatility, may apply up to 500% leverage, and includes a 6% per‑annum decrement, which can materially drag performance.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured, callable Contingent Coupon Equity Linked Securities tied to the worst performer of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, due October 24, 2030. The notes may pay a contingent coupon of at least 0.75% per period (at least 9.00% per annum) if, on each valuation date, the worst-performing index is at or above its coupon barrier, set at 70.00% of its initial value. At maturity, if not called, principal is repaid only if the worst performer is at or above its final barrier, set at 60.00% of its initial value; otherwise, repayment is reduced one-for-one with the index decline.
The issuer may redeem the notes in whole on specified dates, paying $1,000 plus any due coupon. The notes are not listed and carry the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. Issue price is $1,000 per security, with an underwriting fee of up to $7.50 and per-security proceeds to the issuer of $992.50. The estimated value on the pricing date is expected to be at least $933.00 per security.
Citigroup Global Markets Holdings Inc. is offering $1,015,000 of unsecured, callable Contingent Coupon Equity Linked Securities, fully and unconditionally guaranteed by Citigroup Inc. (C), linked to the worst performing of the Russell 2000 and S&P 500, due October 15, 2030.
The notes pay a contingent coupon of 0.6583% of principal per month (~7.90% p.a.) only if, on the prior valuation date, the worst of the two indices is at or above its coupon barrier (75% of initial). At maturity, if not called and the worst index is at or above its final barrier (70% of initial), investors receive $1,000 per note; otherwise, repayment is reduced 1-for-1 with the index decline, potentially to zero. The issuer may call the notes in whole on specified dates from October 2027 through September 2030 at $1,000 plus any coupon.
Initial index levels: Russell 2000 2,468.848; S&P 500 6,735.11. The securities will not be listed and carry the credit risk of both issuers. The estimated value is $972.80 per $1,000 note; underwriting fee up to $7.50 per note; per-note proceeds to issuer $992.50 (total proceeds $1,007,387.50).
Citigroup Global Markets Holdings Inc. filed a preliminary 424(b)(2) for callable contingent coupon equity‑linked securities tied to Amazon.com, Inc., due October 21, 2027 and guaranteed by Citigroup Inc. The notes pay a contingent coupon of at least 12.55% per annum (paid only if AMZN’s closing value on each valuation date is at or above the 70% coupon barrier), and may be redeemed by the issuer on specified dates.
If held to maturity and the final AMZN value is at or above the 70% final barrier, investors receive $1,000 per note (plus any final coupon). If below the barrier, investors receive AMZN shares equal to the equity ratio (or, at the issuer’s option, cash based on that value), which can be significantly less than principal and could be zero.
Issue price is $1,000 per note, with an underwriting fee of up to $11 and per‑note proceeds to the issuer of $989. The estimated value is expected to be at least $930.50 per note on pricing. The notes are unsecured, subject to the credit risk of CGMHI and Citigroup Inc., and will not be listed.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Autocallable Contingent Coupon Equity Linked Securities linked to the worst performing of the Nasdaq‑100, Russell 2000 and S&P 500, due October 13, 2028. The issue price is $1,000 per security with an aggregate issue of $2,101,000; the underwriting fee is up to $2.00 per security and proceeds to the issuer are $998 per security (total $2,096,798).
The notes pay a contingent coupon of 0.8958% per month (~10.75% per annum) if, on the prior valuation date, the worst performing index is at or above its coupon barrier (70% of its initial value. They are subject to automatic early redemption on scheduled potential autocall dates if the worst performer is at or above its initial value, returning $1,000 plus the coupon.
If not called, at maturity you receive $1,000 if the worst performer is at or above its final barrier (70%). Otherwise, repayment is reduced one-for-one with that index’s decline, which can result in substantial loss, up to zero. The notes are not listed. The estimated value is $991.80 per security, lower than the issue price, reflecting selling, structuring and hedging costs.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc. (C), is offering unsecured Autocallable Equity Linked Securities tied to Advanced Micro Devices, Inc. (AMD), due October 13, 2028. The notes pay a quarterly coupon of 2.5% of principal (10.00% per annum) and may be automatically called on set dates if AMD’s closing value is at or above the initial value.
Each $1,000 note has an initial AMD value of $232.89 and a 60% barrier at $139.734. If not called, at maturity you receive $1,000 if AMD is at or above the barrier, otherwise $1,000 + ($1,000 × underlying return), which can be significantly less than principal and may be zero (excluding the final coupon). Potential autocall dates begin October 8, 2026 and continue quarterly through July 10, 2028. The notes are not listed and carry the credit risk of Citigroup entities. Issue price is $1,000 per security; underwriting fee up to $28; estimated value $938.60. Total offering is $2,475,000.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Callable Contingent Coupon Equity Linked Securities linked to the worst performer of the Nasdaq-100 Index, the Russell 2000 Index and the S&P 500 Index. The notes may pay a contingent coupon of at least 0.80% per month (equivalent to at least 9.60% per annum) if, on the relevant valuation date, the worst-performing index is at or above its coupon barrier set at 70% of its initial value. Maturity is September 25, 2030, unless called earlier.
At maturity, if not redeemed and the worst-performing index is at or above its final barrier of 60% of its initial value, investors receive the $1,000 stated principal per security (plus any final coupon). If it is below the final barrier, repayment is reduced one-for-one with the index decline, potentially to $0. The issuer may redeem the notes in whole on specified dates beginning in April 2026, paying $1,000 plus any coupon then due. The securities will not be listed. The issue price is $1,000 per security; the issuer currently expects an estimated value of at least $939 on the pricing date. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc. (guaranteed by Citigroup Inc.) filed a 424(b)(2) preliminary pricing supplement for callable contingent coupon equity-linked securities due September 22, 2027. The notes are linked to the worst performing of the Nasdaq‑100 Index, Russell 2000 Index and S&P 500 Index, with a stated principal amount of $1,000 per security. Contingent coupons equal to at least 0.875% per period (at least 10.50% per annum, set on the pricing date) are paid only if, on the relevant valuation date, the worst performing index closes at or above its coupon barrier of 70% of its initial value.
If not called, repayment at maturity depends on the worst performer: full principal is returned if its final value is at or above a 67% final barrier; otherwise, repayment is $1,000 plus $1,000 times the index return, which can result in substantial loss, up to zero. The issuer may redeem the notes in whole on specified dates, paying $1,000 plus any due coupon. The notes will not be listed. Estimated value on the pricing date is expected to be at least $935.50 per security. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc. filed a preliminary 424(b)(2) for Contingent Barrier Digital Securities linked to the S&P 500 Index, due in November 2026 and fully guaranteed by Citigroup Inc. Each security has a $1,000 stated principal amount. If the final index level is at or above the barrier, holders receive $1,000 plus a fixed return amount of at least $85.00 per security. If below the barrier, the payout equals $1,000 plus $1,000 × the index return, which can be significantly less than principal and may be zero.
The barrier is 80.00% of the initial index level. Key dates include a strike date of October 10, 2025, an expected pricing date of October 15, 2025, a final valuation date expected November 20, 2026, and an expected maturity of November 25, 2026. The securities will not be listed. The estimated value on the pricing date is expected to be at least $933.50 per security. The underwriter will charge a $10.42 fee per security; fiduciary accounts have a $989.58 issue price and forgo fees. Placement agents (J.P. Morgan affiliates) receive $10.42 per security on eligible sales.