Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured, callable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq-100, Russell 2000, and S&P 500, maturing on October 19, 2028. Each security has a $1,000 stated principal amount and may pay a contingent coupon of at least 2.1875% per period (equivalent to at least 8.75% per annum) if, on the relevant valuation date, the worst-performing index closes at or above its 70% coupon barrier.
At maturity, if not redeemed and the worst-performing index is at or above its 65% final barrier, investors receive $1,000; otherwise, repayment is reduced one-for-one with the index decline, potentially to zero. The issuer may call the notes in whole on specified dates, paying $1,000 plus any due coupon. The notes will not be listed, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
The issue price is $1,000 per security, with an underwriting fee up to $20 and minimum proceeds to issuer of $980 per security. The issuer currently expects an estimated value of at least $922 per security on the pricing date. Investors do not receive dividends or upside beyond contingent coupons and face risks from index volatility, correlation, liquidity, and tax treatment.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities tied to Alphabet Inc. due November 30, 2026. These unsecured notes may pay a contingent coupon of at least 0.8733% per period (approximately 10.48% per annum) when Alphabet’s closing value on the prior valuation date is at or above the coupon barrier, set at 71% of the initial value.
The notes can be automatically called on specified dates in 2026 if Alphabet’s value is at or above the initial value, returning $1,000 per note plus the applicable coupon. If not called, at maturity investors receive $1,000 if the final value is at or above the final barrier (71% of initial). Otherwise, holders receive a fixed number of Alphabet shares (or, at the issuer’s election, cash) that may be worth significantly less than principal.
Issue price is $1,000 per note, with an estimated value of at least $921.50. The underwriting fee is up to $21.50 per note, and proceeds to the issuer are $978.50 per note. The securities will not be listed and are subject to the credit risk of both the issuer and guarantor.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable, contingent coupon equity-linked securities tied to the worst performer of the Nasdaq-100, Russell 2000, and S&P 500, due October 20, 2028. The notes pay a contingent coupon of at least 0.6667% per period (approximately at least 8.00% per annum) only if, on the prior valuation date, the worst-performing index closes at or above its coupon barrier, set at 70% of its initial value.
The issuer may call the notes in whole on specified dates, paying $1,000 plus any due coupon. If not called, maturity payment equals $1,000 if the worst index is at or above its 70% final barrier; otherwise, principal is reduced one-for-one with the index decline, potentially to zero. Each note is $1,000 issue price; underwriting fee up to $30 per note and proceeds to issuer $970 per note. The estimated value on the pricing date is expected to be at least $909 per note. The securities are unsecured, subject to the credit risk of the issuer and guarantor, and will not be listed.
Citigroup Global Markets Holdings Inc. filed a preliminary 424(b)(2) pricing supplement for autocallable securities linked to the worst performing of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index, due October 24, 2030, and fully and unconditionally guaranteed by Citigroup Inc.
The notes have a $1,000 stated principal amount per security, no interest, and may auto-redeem on scheduled valuation dates if the worst performing index is at or above its initial value, paying principal plus a preset premium. If not redeemed, at maturity investors receive: principal plus the final-date premium if the worst is at or above its initial value; principal if the worst is below initial but at or above the 60% barrier; or a 1:1 loss with the worst index’s decline if below the barrier.
The premium schedule starts at 11.35% (October 21, 2026) and reaches 56.75% (final valuation date). The securities will not be listed. The issuer’s estimated value on the pricing date is expected to be at least $927.50 per security. Selected dealers may receive up to $8.00 per security as a structuring fee.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc. (C), unveiled preliminary terms for Callable Contingent Coupon Equity Linked Securities tied to the worst performer of the Nasdaq‑100, Russell 2000, and S&P 500, due October 20, 2028.
Each $1,000 security may pay a contingent coupon of at least 0.8042% per period (approximately at least 9.65% per annum) if, on the prior valuation date, the worst performing index closes at or above its coupon barrier set at 70% of its initial value. The issuer may redeem the notes in whole on specified dates, paying $1,000 plus any due coupon.
At maturity, if not called, you receive $1,000 if the worst performer is at or above its final barrier of 60% of its initial value; otherwise, repayment is $1,000 plus the index return of the worst performer, which can result in substantial loss, up to zero. The notes are unsecured, subject to the credit risk of the issuer and guarantor, and will not be listed. The issuer expects an estimated value on pricing of at least $932.00 per $1,000 security.
Casper von Koskull, a director of Citigroup Inc. (C), reported two share acquisitions on 10/01/2025 recorded on a Form 4 filed 10/03/2025. The transactions reflect the reinvestment of dividend equivalents and the receipt of deferred shares under the issuer's non-employee director compensation plan. He acquired 12.5934 shares directly and 17.9795 shares indirectly for a combined 30.5729 shares at a price of $102.368 per share. After these entries, his beneficial ownership is reported as 8,023.3583 shares directly and 3,085.5229 shares indirectly. The Form 4 was signed by an attorney-in-fact on behalf of Mr. von Koskull.
Citigroup Inc. director Diana L. Taylor reported two non-derivative acquisitions on 10/01/2025 under Form 4. The filings show an acquisition of 12.5934 shares and an acquisition of 334.7651 shares, each recorded at a price of $102.368, and explained as a reinvestment of dividend equivalents under the issuer's compensation plan for non-employee directors. After these transactions, the reporting person holds 2,161.201 shares directly and 57,450.1413 shares indirectly; the indirect holdings are described as deferred shares held by the issuer for the reporting person under the same plan. The form is signed by an attorney-in-fact on behalf of Ms. Taylor on 10/03/2025.
Jonathan Paul Moulds, a director of Citigroup Inc. (C), reported acquisitions of common stock on 10/01/2025 under the issuer's non-employee director compensation arrangements. The filing lists a purchase at a price of $102.368 tied to a 5.7014 share reinvestment of dividend equivalents and a 270.9116 share grant of deferred shares. The report also notes 338.2543 deferred shares held by the issuer for his benefit and shows 978.4291 shares beneficially owned following one of the transactions. The transactions were reported on a Form 4 signed by an attorney-in-fact on 10/03/2025.
This Form 4 reports that Gary M. Reiner, a director of Citigroup Inc. (C), was awarded 439 shares of Citigroup common stock on 10/01/2025 under the issuer's compensation plan for non-employee directors. The reported acquisition price per share is $102.368. Following the transaction the filing shows 47,300.4175 shares beneficially owned (listed with direct ownership). The filing was signed by an attorney-in-fact on 10/03/2025. The document contains no earnings, guidance, or other corporate actions beyond the director award.
Renee James, a director reporting through the Citigroup Inc. corporate law department, reported two non-derivative acquisitions of Common Stock on 10/01/2025. The filing shows an acquisition of 12.5934 shares at a reported price of $102.368, and a separate acquisition of 167.6309 shares at the same price. Following those transactions the reporting person is shown as beneficially owning 2,161.201 shares directly and 28,767.7021 shares indirectly. The footnotes state the smaller amount reflects reinvestment of dividend equivalents under the issuer's compensation plan for non-employee directors and the larger amount represents deferred shares held by the issuer for the reporting person’s benefit.