Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable unsecured notes linked to the worst performer of the Nasdaq‑100 Index, the Russell 2000 Index and the Utilities Select Sector SPDR ETF, maturing August 11, 2031. The notes pay no interest and do not guarantee principal. On quarterly valuation dates, if the worst‑performing underlying is at or above its initial value, the notes are automatically redeemed at $1,000 plus a fixed premium, starting at 12.05% in August 2027 and rising to 60.25% on the final valuation date. If held to maturity and not earlier redeemed, investors receive principal plus the final premium if the worst underlying is at or above its initial value, only principal if it is below initial but at or above 65% of initial, and a 1:1 loss with the worst underlying below that barrier (up to total loss). The initial estimated value is $927 per $1,000 note, reflecting embedded costs, and investors face both Citigroup credit risk and potentially limited or no secondary market liquidity, as well as no dividends on the underlyings.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities tied to the worst performer of JPMorgan Chase & Co. and Morgan Stanley, in an aggregate offering of $2,577,000.00 at $1,000 per security. The notes pay a quarterly contingent coupon of 2.9125% of principal (annualized 11.65%) only if, on the relevant valuation date, the worst-performing stock is at or above 60% of its initial value. Starting November 6, 2026, the notes are automatically called if the worst performer is at or above its initial value, returning $1,000 plus the applicable coupon and any unpaid coupons.
If not called, at February 10, 2028 maturity investors receive $1,000 per note only if the worst performer is at or above its 60% final barrier; otherwise they receive shares (or cash) of that worst performer based on fixed equity ratios, potentially far below principal and down to zero. Investors receive no dividends on the underlyings, face limited liquidity, and are fully exposed to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., with an estimated initial value of $986.40 per note below the issue price.
Citigroup Global Markets Holdings Inc., fully and unconditionally guaranteed by Citigroup Inc., is issuing autocallable contingent coupon equity-linked securities tied to the worst performing of the Nasdaq‑100, Russell 2000 and S&P 500 indices, maturing July 11, 2028. Each $1,000 security pays a 0.8458% contingent coupon per month (about 10.15% per annum) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier of 75% of its initial value; otherwise no coupon is paid. Principal repayment depends solely on the worst performing index: full $1,000 is repaid if, at final valuation, it is at or above its final barrier of 70% of initial, but losses are one‑for‑one with its decline below that level, down to a possible zero return of principal.
The notes can be automatically called on scheduled potential autocall dates starting November 6, 2026 if the worst performing index is at or above its initial value, in which case investors receive $1,000 plus the coupon and no further payments. The total offering size is $4,803,000 at $1,000 per note, with up to $22.30 per note in underwriting fees and an estimated value of $978.30 per note at pricing. Investors face issuer and guarantor credit risk, the possibility of receiving no coupons and substantial or total principal loss, limited liquidity, and complex and uncertain U.S. tax treatment.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked senior notes linked to the worst performer of the Nasdaq‑100 Index®, Russell 2000® Index and S&P 500® Index, each with a $1,000 stated principal amount and maturing on July 18, 2028.
The notes pay a contingent coupon of 0.85% per month (annualized 10.20%) only if, on each valuation date, the worst-performing index is at or above its coupon barrier of 70% of its initial value. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. At maturity, if not called, investors receive $1,000 per note only if the worst-performing index is at or above its final barrier of 60% of its initial value; otherwise, repayment is reduced one-for-one with the index loss, potentially to $0. The issue price is $1,000 per security, including up to a $5.00 underwriting fee, with an expected initial estimated value of at least $936.50, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the Invesco QQQ Trust, Series 1, maturing October 1, 2027 unless redeemed earlier. Each security has a $1,000 stated principal amount.
The notes pay a contingent coupon of 0.8583% per month (about 10.30% per annum) only if QQQ’s closing value on the relevant valuation date is at or above the coupon barrier (85% of the initial value). The same 85% level is the final barrier used to determine principal repayment at maturity.
If on any potential autocall date QQQ is at or above its initial value, the notes are automatically redeemed for $1,000 plus the applicable coupon, which can cap total income. If not called and QQQ finishes below the final barrier, investors receive QQQ shares (or cash equivalent) worth less than $1,000, potentially down to zero. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and there may be limited or no secondary market.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities due August 19, 2031, with a $1,000 stated principal per security. The notes are linked to the worst performing of the iShares MSCI Emerging Markets ETF, the iShares Russell 2000 ETF and the TOPIX Index. On each valuation date, a contingent coupon of at least 3.7125% of principal (at least 14.85% per annum) is paid only if the worst performing underlying is at or above its 70% coupon barrier.
If not redeemed early, at maturity investors receive $1,000 per security only if the worst performer is at or above its 55% final barrier; otherwise repayment is reduced one-for-one with the underlying loss and can fall to zero. Citigroup may redeem the notes at par plus any due coupon on specified dates, capping future income. The estimated value on the pricing date is expected to be at least $930 per security, below the $1,000 issue price, and the notes involve significant market, correlation, liquidity, tax and credit risk.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering medium-term senior notes titled Autocallable Contingent Coupon Equity Linked Securities linked to the worst performing of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, each with a $1,000 stated principal amount. The notes pay a quarterly contingent coupon of 1.8375% of principal (7.35% per annum) only if, on the relevant valuation date, the worst performing index is at or above 75.00% of its initial value; otherwise no coupon is paid. If the worst performing index on specified potential autocall dates is at or above its initial value, the notes are automatically redeemed early at $1,000 plus the coupon. If not called, at maturity in August 2031 investors receive $1,000 per note only if the worst index is at or above its 75.00% final barrier; otherwise they are repaid $1,000 plus $1,000 times the index return of the worst performer, exposing principal to full downside with no floor. Per note economics include an issue price of $1,000, an underwriting fee of up to $41, proceeds to the issuer of $959, and an estimated value on the pricing date expected to be at least $899, all subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, as part of its Medium-Term Senior Notes, Series N program.
Each security has a $1,000 stated principal amount, a term to July 19, 2028, and pays a contingent coupon of at least 0.7625% per period (at least 9.15% per annum) only if the worst-performing index on the relevant valuation date is at or above 75.00% of its initial value. Principal is protected only if the worst-performing index on the final valuation date is at or above 70.00% of its initial value; otherwise, repayment is reduced 1% for each 1% decline and can fall to zero. The notes may be automatically called from February 16, 2027 onward if the worst-performing index is at or above its initial value, in which case investors receive $1,000 plus the coupon. Issue price is $1,000, with an underwriting fee of up to $22.25 and an estimated value on the pricing date of at least $919.50, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 Index® and Russell 2000® Index under its Series N medium‑term note program. Each security has a $1,000 stated principal amount and is scheduled to mature on August 19, 2031, unless automatically redeemed earlier on specified autocall dates if the worst performing index is at or above its initial value.
The notes pay a contingent coupon of at least 0.7083% per month (approximately 8.50% per annum, set on the pricing date) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier of 75% of its initial level. At maturity, if not called, investors receive $1,000 per security if the worst index is at or above its final barrier of 70% of its initial level; otherwise, repayment is reduced one‑for‑one with the index loss, potentially to zero.
The issue price is $1,000 per security, including an underwriting fee of up to $40.75, yielding minimum proceeds to the issuer of $959.25 per security. Citigroup expects the initial estimated value to be at least $901, below the issue price, reflecting selling, structuring and hedging costs. Investors face credit risk of both Citigroup Global Markets Holdings Inc. and Citigroup Inc., possible no coupons, substantial principal loss, limited liquidity, and complex, uncertain U.S. tax treatment.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to Space Exploration Technologies Corp. (Class A common stock), due August 17, 2029, in $1,000 denominations.
The notes pay a contingent coupon of at least 4.9125% per quarter (at least 19.65% per annum) only if, on each valuation date, the underlying share price is at or above a coupon barrier set at 50% of the initial value. The same 50% level is the final barrier for principal protection.
If on any potential autocall date the underlying closes at or above its initial value, the notes are automatically redeemed for $1,000 plus the coupon, ending further payments. If held to maturity and the final value is below the final barrier, repayment equals $1,000 plus the underlying return, exposing investors to 1:1 downside and up to total loss, with no upside participation beyond coupons.
The issue price is $1,000 per security, including an underwriting fee of up to $20, for net proceeds of $980 per security to the issuer. Citigroup estimates the initial economic value will be at least $900 per security, below the issue price, and warns of limited or no secondary market liquidity, credit risk of the issuer and guarantor, complex U.S. tax treatment and potential 30% withholding for certain non‑U.S. holders.