Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Callable Contingent Coupon Equity Linked Securities linked to the worst performer of SPDR S&P 500 ETF Trust (SPY), Energy Select Sector SPDR ETF (XLE) and VanEck Gold Miners ETF (GDX). Each security has a $1,000 principal amount, with an initial aggregate offering of $2,272,000.
Investors may receive a 2.825% contingent coupon per period (11.30% per annum) on each observation date only if the worst performing ETF is at or above 50% of its initial value (the coupon barrier). If the notes are not called and, on the final valuation date, the worst performer is at or above its 50% final barrier, investors receive $1,000 plus the final coupon. If it is below the barrier, repayment is in ETF shares (or cash equivalent) based on a fixed equity ratio, exposing investors to potentially substantial principal loss, up to total loss.
Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. The issue price is $1,000, including up to $18.50 underwriting fee, while the issuer’s estimated value is lower at $951.70, reflecting structuring and hedging costs. The product carries issuer and guarantor credit risk, complex tax treatment, sector and commodity exposure, and is intended only for investors who understand these risks.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing $10,551,000 of unsecured senior Equity Index Basket-Linked Notes due February 2, 2028. The notes are linked to an unequally weighted basket (initial level 100.00) of five non‑U.S. equity indices: EURO STOXX 50® (40%), TOPIX® (25%), FTSE® 100 (17%), Swiss Market Index® (11%) and S&P/ASX 200 (7%). The basket return is the percentage change from the initial basket level to the final basket level on the January 31, 2028 determination date, calculated from each index’s performance and weight.
The notes pay no interest and offer 200% upside participation in any positive basket return, but gains are capped at a maximum settlement amount of $1,307.20 per $1,000 note, equal to a 30.72% maximum return once the basket reaches 115.36% of its initial level. On the downside, investors lose 1% of principal for every 1% basket decline, with no principal protection and potential total loss. Investors also forgo all dividends on the underlying indices. The notes will not be listed, may have limited or no liquidity, and are subject to the credit risk of both Citigroup Global Markets Holdings Inc. and Citigroup Inc. A portion of net proceeds will be used to hedge the issuer’s obligations.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked senior notes at a $1,000 stated principal amount per security, maturing on August 12, 2031. The notes are linked to the worst performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index.
Investors may receive a contingent coupon of at least 1.3958% per period (about 16.75% per annum) on each payment date only if, on the preceding valuation date, the worst performing index is at or above its coupon barrier, set at 80% of its initial value. If the notes are not called and, on the final valuation date, the worst performing index is below its final 80% barrier, principal is reduced one-for-one with the index loss, down to zero.
Citigroup may redeem the notes in whole on specified dates, paying $1,000 plus any due coupon, which can truncate future high coupons. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The issue price is $1,000 per security, including up to a $5.00 underwriting fee, while the estimated value on the pricing date is expected to be at least $941.00, reflecting structuring and hedging costs and limited, potentially illiquid secondary trading.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering unsecured “Upturn Securities” linked to the VanEck Semiconductor ETF (SMH), maturing on August 8, 2029, with a stated principal amount of $1,000 per security fully and unconditionally guaranteed by Citigroup Inc.
At maturity, investors receive $1,000 plus leveraged gains if the ETF’s final value exceeds the lowest closing value during an initial lookback period, subject to a maximum additional return of $834 per security (83.40%). If the ETF is flat or down versus that lookback level, the payoff is $1,000 plus or minus the ETF percentage return, exposing holders to 1‑for‑1 downside and potential loss of most or all principal.
The indicative upside participation rate is at least 175%, and the issuer expects an estimated value of at least $923 per $1,000 security on the pricing date, below the issue price, reflecting dealer compensation and hedging costs. An underwriting fee of $4.50 per security applies, and the notes pay no dividends, are not bank deposits and are not FDIC‑insured. The securities carry complex U.S. tax treatment, including proposed treatment as a prepaid forward contract and possible application of constructive ownership and Section 871(m) rules.
CITIGROUP INC (C), through subsidiary Citigroup Global Markets Holdings Inc., is offering unsecured senior floating rate notes due August 4, 2066, fully and unconditionally guaranteed by Citigroup Inc. Each note has a stated principal of $1,000 and pays quarterly interest at compounded daily SOFR + 0.10%, with a minimum rate of 0.00% per annum.
Holders may request annual early repurchase starting August 4, 2029, subject to a $10,000 minimum and strict notice procedures, at scheduled “repurchase amounts” of $970, $980, $990 or $1,000 per $1,000 note depending on the year, meaning repurchases through August 4, 2036 occur at a discount to principal. The notes are not listed on any exchange and may have limited liquidity; CGMI may provide secondary markets but is not obligated to do so and initially may show a temporarily elevated valuation for about six months.
Net proceeds are for general corporate purposes and hedging of the issuer’s obligations. The notes are expected to be treated as variable rate debt instruments for U.S. tax purposes, and the issuer believes they should qualify as qualified replacement property, though this is not assured and may be reviewed by the IRS. Interest and principal depend on the continued publication and methodology of SOFR, with detailed benchmark replacement provisions if SOFR is discontinued or fundamentally altered.
Citigroup Inc., as an institutional investment manager, filed a Form 13F Holdings Report covering its reportable equity positions. The filing aggregates 11,343 individual report entries with a total reported value of $302,702,686,068 (rounded to the nearest dollar). The report consolidates holdings activity across 10 affiliated managers, including various Citibank and Citigroup Global Markets entities.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $2,252,000 of callable Contingent Coupon Equity Linked Securities linked to the worst performer of the Dow Jones Industrial, Russell 2000® Index and S&P 500® Index, maturing on August 2, 2029.
The notes pay a contingent coupon of 0.7167% per month (about 8.60% per annum) only when the worst-performing index on a valuation date is at or above its 70% coupon barrier. Principal is protected only if, at maturity, the worst-performing index is at or above 57.5% of its initial level; otherwise repayment is reduced one-for-one with the index loss, potentially to zero.
Citigroup may call the notes in whole on specified dates, paying $1,000 plus any due coupon, which can truncate future income. The issue price is $1,000 per note, with an underwriting fee of $6 and estimated value of $987.20, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities linked to the S&P 500 Futures 40% Intraday Edge Volatility TCA 6% Decrement Index (USD) ER, maturing on August 19, 2031. Each security has a $1,000 stated principal amount and may pay a contingent coupon of at least 1.00% per period (a rate of at least 12.00% per annum) whenever the index is at or above a coupon barrier equal to 70% of its initial value on the relevant valuation date; missed coupons can be paid later if the barrier is regained.
The notes are autocallable from August 2027 on specified dates if the index is at or above its initial level, in which case investors receive $1,000 plus the relevant coupon (and any previously unpaid coupons). If held to maturity and not called, principal is protected only down to a 15% buffer: if the final index level is at least 85% of the initial level, investors receive $1,000; otherwise the payoff is reduced by losses beyond the 15% buffer on a 1-for-1 basis. The issue price is $1,000 per security, including up to a $45 underwriting fee, with estimated value on the pricing date expected to be at least $850.
Citigroup Global Markets Holdings Inc., fully and unconditionally guaranteed by Citigroup Inc., is offering Trigger Autocallable Contingent Yield Notes linked to the S&P 500® Index maturing on August 1, 2029. Each note has a stated principal amount of $10.00 and offers a quarterly contingent coupon of 9.15% per annum (i.e., $0.2288 per quarter per $10) if, on the relevant valuation date, the index closing level is at or above the coupon barrier of 5,578.22, which is 75% of the initial underlying level of 7,437.63.
Beginning with the valuation date on February 1, 2027, the notes are subject to automatic call if the S&P 500 closing level is at or above the initial level; in that case investors receive the $10 principal plus the contingent coupon, and no further payments. If the notes are not called and on the final valuation date the index is at or above the downside threshold of 5,578.22 (75% of the initial level), holders receive $10 plus the final contingent coupon. If the final index level is below the downside threshold, repayment is reduced according to $10 × (1 + underlying return), exposing investors to up to a 100% loss of principal.
The total offering size is $10,553,400.00, at an issue price of $10.00 per note, with no underwriting discount. The estimated value is $9.925 per note, based on Citigroup Global Markets Inc.’s proprietary pricing models and internal funding rate. Payments depend on the creditworthiness of the issuer and guarantor and are subject to complex U.S. tax and withholding rules, including potential 30% withholding on coupons for certain non‑U.S. holders.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering medium-term senior autocallable securities linked to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index (USD) ER, in $1,000 denominations. The securities pay no interest and do not guarantee repayment of principal.
The notes may be automatically redeemed on scheduled valuation dates from August 27, 2027 through August 27, 2029 if the index is at or above its initial level, paying $1,000 plus a fixed premium that starts at 23.00% of principal and steps up to 69.00% by the final valuation date. If not called and the final index value is at or above 75.00% of the initial value, investors receive $1,000 plus the final premium; otherwise, repayment is $1,000 plus $1,000 times the index return, giving full downside exposure and potentially a total loss.
The underlying index is complex and risky, employing a 40% volatility target with leverage up to 500% on S&P 500 futures and a 6% per annum decrement, and is expected to underperform the S&P 500 Index. The issue price is $1,000, with an underwriting fee of up to $35 and at least $965 in proceeds to the issuer per security; the estimated value on the pricing date is expected to be at least $850, below the issue price. Investors face Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk and limited or no secondary market liquidity.