CACC (NASDAQ: CACC) files Form 144: 500 restricted shares planned sale

Rhea-AI Filing Summary

Company CACC submitted a Form 144 notice to sell 500 shares of Common Stock. The shares are described as restricted stock vested under a registered plan with a vesting date of 02/06/2019. The filing lists Morgan Stanley Smith Barney LLC as the broker and shows 07/01/2026 on the form.

Insights

Securities Attorney

Form 144 notifies the market of a planned sale of restricted shares under Rule 144.

Form 144 is a notice of intent to sell shares that were previously restricted and have met applicable conditions; here the filing lists 500 shares described as restricted stock that vested on 02/06/2019. The broker listed is Morgan Stanley Smith Barney LLC.

The filing itself does not confirm that a sale has occurred; it signals that a sale may proceed under Rule 144 procedures. Cash‑flow treatment and exact timing of any transaction are not stated in the provided excerpt.

Key Figures

Shares to be sold: 500 shares Vesting date: 02/06/2019 Form date shown: 07/01/2026

3 metrics

Shares to be sold 500 shares Form 144 notice

Vesting date 02/06/2019 Restricted stock vesting under a registered plan

Form date shown 07/01/2026 Date appearing on the form excerpt

Key Terms

Rule 144, Restricted Stock Vesting, Registered Plan

3 terms

Rule 144 regulatory

"Form 144 notice to sell restricted shares under Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Restricted Stock Vesting Under a Registered Plan dated 02/06/2019"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Registered Plan regulatory

"restricted stock vested under a registered plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

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Available on EDGAR 07/01/2026 - 04:17 PM Accepted by SEC EDGAR 07/01/2026 - 04:16 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	500	323215.00	10460071	07/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/06/2019	Restricted Stock Vesting Under a Registered Plan	Issuer			500	02/06/2019	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does CACC's Form 144 filing report?

The filing reports an intent to sell 500 shares of Common Stock. It states the shares are restricted stock that vested on 02/06/2019 and lists Morgan Stanley Smith Barney LLC as broker.

Does the Form 144 confirm the shares were sold for CACC?

No; Form 144 indicates an intention to sell under Rule 144 but does not confirm a completed sale. The excerpt lists the broker and planned quantity but does not provide transaction completion or proceeds.

What is the significance of the vesting date on CACC's Form 144?

The vesting date 02/06/2019 shows when the restricted shares became vested. This is relevant because Rule 144 eligibility often depends on vesting and any holding‑period conditions being met.

Who is the broker named in the CACC Form 144 filing?

The broker named is Morgan Stanley Smith Barney LLC at 1 New York Plaza, New York. The form lists this broker in connection with the 500 shares intended for sale.