STOCK TITAN

[Form 4] Caris Life Sciences, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Caris Life Sciences, Inc. (CAI) – Form 4 insider filing

On 06/23/2025 the company reported that Senior Vice President, Chief Financial Officer and Chief Accounting Officer Luke Thomas Power received an equity award of 99,321 restricted stock units (RSUs) dated 06/18/2025. The RSUs were acquired at no cost (transaction code “A”, price $0) and increase the executive’s direct beneficial ownership of CAI common stock to 99,571 shares.

The filing states that the RSUs “vest in accordance with the applicable grant agreement,” but provides no additional vesting schedule details. No open-market purchases, sales, or derivative security transactions were disclosed in either Table I or Table II.

Because the transaction is a standard compensation grant rather than a market purchase, it does not signal the officer’s view on valuation. However, the size of the award significantly expands the CFO’s equity exposure, aligning management incentives more closely with shareholder interests. Investors may monitor future filings for vesting-related sales or additional equity awards that could affect ownership levels.

Caris Life Sciences, Inc. (CAI) – Comunicazione interna Form 4

Il 23/06/2025 la società ha comunicato che il Senior Vice President, Chief Financial Officer e Chief Accounting Officer Luke Thomas Power ha ricevuto un premio in azioni pari a 99.321 unità di azioni ristrette (RSU) datate 18/06/2025. Le RSU sono state acquisite senza alcun costo (codice transazione “A”, prezzo $0) e portano la partecipazione diretta dell’esecutivo in azioni ordinarie CAI a 99.571 azioni.

La comunicazione specifica che le RSU “maturano secondo il relativo accordo di assegnazione”, senza tuttavia fornire ulteriori dettagli sul calendario di maturazione. Non sono state dichiarate operazioni di acquisto, vendita o transazioni su strumenti derivati sul mercato aperto né nella Tabella I né nella Tabella II.

Poiché la transazione è un normale premio di compensazione e non un acquisto di mercato, non rappresenta un’indicazione sul punto di vista del dirigente riguardo alla valutazione. Tuttavia, l’entità del premio aumenta significativamente l’esposizione azionaria del CFO, allineando maggiormente gli incentivi della dirigenza con gli interessi degli azionisti. Gli investitori potranno monitorare le future comunicazioni per eventuali vendite legate alla maturazione o ulteriori premi azionari che potrebbero influenzare i livelli di partecipazione.

Caris Life Sciences, Inc. (CAI) – Presentación interna Formulario 4

El 23/06/2025 la empresa informó que el Vicepresidente Senior, Director Financiero y Director de Contabilidad Luke Thomas Power recibió una concesión de acciones equivalente a 99,321 unidades restringidas de acciones (RSU) con fecha 18/06/2025. Las RSU se adquirieron sin costo alguno (código de transacción “A”, precio $0) y aumentan la propiedad directa beneficiosa del ejecutivo en acciones ordinarias de CAI a 99,571 acciones.

La presentación indica que las RSU “se consolidan conforme al acuerdo de concesión aplicable”, pero no brinda detalles adicionales sobre el calendario de consolidación. No se divulgaron compras, ventas ni transacciones con valores derivados en el mercado abierto ni en la Tabla I ni en la Tabla II.

Dado que la transacción es una concesión estándar de compensación y no una compra en el mercado, no refleja la opinión del ejecutivo sobre la valoración. Sin embargo, el tamaño de la concesión amplía significativamente la exposición accionaria del CFO, alineando más estrechamente los incentivos de la dirección con los intereses de los accionistas. Los inversores pueden seguir atentos a futuras presentaciones para ventas relacionadas con la consolidación o concesiones adicionales que puedan afectar los niveles de propiedad.

Caris Life Sciences, Inc. (CAI) – 내부자 신고서 Form 4

2025년 6월 23일, 회사는 수석 부사장 겸 최고재무책임자(CFO), 최고회계책임자인 Luke Thomas Power가 2025년 6월 18일자 99,321개의 제한주식 단위(RSU)를 수령했다고 보고했습니다. RSU는 비용 없이 취득되었으며(거래 코드 “A”, 가격 $0), 이로 인해 경영진의 CAI 보통주 직접 소유 주식 수가 99,571주로 증가했습니다.

신고서에는 RSU가 “해당 부여 계약에 따라 권리가 확정된다”고 명시되어 있으나, 구체적인 권리 확정 일정에 대한 추가 정보는 제공하지 않았습니다. 공개 시장에서의 매수, 매도 또는 파생상품 거래는 표 I과 표 II 모두에서 공개되지 않았습니다.

이 거래는 시장 매수가 아닌 표준 보상 부여이므로 임원의 평가 의견을 나타내지 않습니다. 그러나 이번 보상 규모는 CFO의 주식 노출을 크게 확대하여 경영진의 인센티브를 주주 이익과 더욱 밀접하게 연계합니다. 투자자들은 권리 확정과 관련된 매도나 추가 주식 부여가 소유권 수준에 영향을 미칠 수 있으므로 향후 신고서를 주시할 수 있습니다.

Caris Life Sciences, Inc. (CAI) – Déclaration d’initié Formulaire 4

Le 23/06/2025, la société a déclaré que le Senior Vice-Président, Directeur Financier et Directeur Comptable Luke Thomas Power a reçu une attribution d’actions restreintes de 99 321 unités (RSU) datée du 18/06/2025. Les RSU ont été acquises sans frais (code transaction « A », prix $0) et augmentent la participation directe de l’exécutif dans les actions ordinaires de CAI à 99 571 actions.

La déclaration précise que les RSU « acquièrent leurs droits conformément à l’accord de subvention applicable », sans fournir de détails supplémentaires sur le calendrier d’acquisition. Aucune transaction d’achat, de vente ou d’instrument dérivé sur le marché ouvert n’a été divulguée dans les tableaux I ou II.

Étant donné qu’il s’agit d’une attribution standard de rémunération et non d’un achat sur le marché, cette opération ne reflète pas la vision de l’officier sur la valorisation. Toutefois, l’importance de cette attribution augmente significativement l’exposition en actions du CFO, alignant ainsi davantage les incitations de la direction avec les intérêts des actionnaires. Les investisseurs pourront surveiller les futures déclarations pour des ventes liées à l’acquisition ou d’autres attributions d’actions pouvant affecter les niveaux de propriété.

Caris Life Sciences, Inc. (CAI) – Insider-Meldung Form 4

Am 23.06.2025 meldete das Unternehmen, dass der Senior Vice President, Chief Financial Officer und Chief Accounting Officer Luke Thomas Power eine Aktienzuteilung von 99.321 Restricted Stock Units (RSUs) mit Datum 18.06.2025 erhalten hat. Die RSUs wurden kostenfrei erworben (Transaktionscode „A“, Preis $0) und erhöhen den direkten wirtschaftlichen Aktienbesitz des Managers an CAI-Stammaktien auf 99.571 Aktien.

Die Meldung gibt an, dass die RSUs „gemäß der entsprechenden Zuteilungsvereinbarung“ vesten, liefert jedoch keine weiteren Details zum Vesting-Zeitplan. Es wurden keine Käufe, Verkäufe oder Derivatgeschäfte am offenen Markt in Tabelle I oder Tabelle II offengelegt.

Da es sich bei der Transaktion um eine reguläre Vergütungszuteilung und keinen Marktankauf handelt, signalisiert sie nicht die Einschätzung des Managers zur Bewertung. Die Größe der Zuteilung erhöht jedoch deutlich die Aktienbeteiligung des CFO und bringt die Anreizstruktur des Managements stärker mit den Interessen der Aktionäre in Einklang. Investoren sollten zukünftige Meldungen hinsichtlich vestingbedingter Verkäufe oder weiterer Aktienzuteilungen beobachten, die die Eigentumsverhältnisse beeinflussen könnten.

Positive
  • None.
Negative
  • None.

Insights

TL;DR – Routine RSU grant lifts CFO stake; neutral cash impact, limited valuation signal.

The 99,321-share RSU award granted on 06/18/25 is compensatory, carries no cash cost, and raises Luke Power’s holdings to 99,571 shares. While the enlarged stake marginally tightens alignment, the absence of an open-market buy means the filing offers little insight into management’s assessment of CAI’s current valuation. No derivatives or sales were reported, so there is no immediate dilution or liquidity signal. In isolation the event is governance-rather than valuation-driven and is therefore broadly neutral for investors.

TL;DR – Governance-standard equity award; improves incentive alignment but not materially impactful.

The filing documents a straightforward RSU grant to the CFO, a typical component of executive compensation packages. The award substantially enlarges insider ownership, which shareholders often view favorably from an incentive-alignment standpoint. Nonetheless, without disclosure of performance conditions or vesting cadence, investors cannot gauge the rigor of the grant. Absent any market purchases or option exercises, the event has negligible short-term governance or market impact.

Caris Life Sciences, Inc. (CAI) – Comunicazione interna Form 4

Il 23/06/2025 la società ha comunicato che il Senior Vice President, Chief Financial Officer e Chief Accounting Officer Luke Thomas Power ha ricevuto un premio in azioni pari a 99.321 unità di azioni ristrette (RSU) datate 18/06/2025. Le RSU sono state acquisite senza alcun costo (codice transazione “A”, prezzo $0) e portano la partecipazione diretta dell’esecutivo in azioni ordinarie CAI a 99.571 azioni.

La comunicazione specifica che le RSU “maturano secondo il relativo accordo di assegnazione”, senza tuttavia fornire ulteriori dettagli sul calendario di maturazione. Non sono state dichiarate operazioni di acquisto, vendita o transazioni su strumenti derivati sul mercato aperto né nella Tabella I né nella Tabella II.

Poiché la transazione è un normale premio di compensazione e non un acquisto di mercato, non rappresenta un’indicazione sul punto di vista del dirigente riguardo alla valutazione. Tuttavia, l’entità del premio aumenta significativamente l’esposizione azionaria del CFO, allineando maggiormente gli incentivi della dirigenza con gli interessi degli azionisti. Gli investitori potranno monitorare le future comunicazioni per eventuali vendite legate alla maturazione o ulteriori premi azionari che potrebbero influenzare i livelli di partecipazione.

Caris Life Sciences, Inc. (CAI) – Presentación interna Formulario 4

El 23/06/2025 la empresa informó que el Vicepresidente Senior, Director Financiero y Director de Contabilidad Luke Thomas Power recibió una concesión de acciones equivalente a 99,321 unidades restringidas de acciones (RSU) con fecha 18/06/2025. Las RSU se adquirieron sin costo alguno (código de transacción “A”, precio $0) y aumentan la propiedad directa beneficiosa del ejecutivo en acciones ordinarias de CAI a 99,571 acciones.

La presentación indica que las RSU “se consolidan conforme al acuerdo de concesión aplicable”, pero no brinda detalles adicionales sobre el calendario de consolidación. No se divulgaron compras, ventas ni transacciones con valores derivados en el mercado abierto ni en la Tabla I ni en la Tabla II.

Dado que la transacción es una concesión estándar de compensación y no una compra en el mercado, no refleja la opinión del ejecutivo sobre la valoración. Sin embargo, el tamaño de la concesión amplía significativamente la exposición accionaria del CFO, alineando más estrechamente los incentivos de la dirección con los intereses de los accionistas. Los inversores pueden seguir atentos a futuras presentaciones para ventas relacionadas con la consolidación o concesiones adicionales que puedan afectar los niveles de propiedad.

Caris Life Sciences, Inc. (CAI) – 내부자 신고서 Form 4

2025년 6월 23일, 회사는 수석 부사장 겸 최고재무책임자(CFO), 최고회계책임자인 Luke Thomas Power가 2025년 6월 18일자 99,321개의 제한주식 단위(RSU)를 수령했다고 보고했습니다. RSU는 비용 없이 취득되었으며(거래 코드 “A”, 가격 $0), 이로 인해 경영진의 CAI 보통주 직접 소유 주식 수가 99,571주로 증가했습니다.

신고서에는 RSU가 “해당 부여 계약에 따라 권리가 확정된다”고 명시되어 있으나, 구체적인 권리 확정 일정에 대한 추가 정보는 제공하지 않았습니다. 공개 시장에서의 매수, 매도 또는 파생상품 거래는 표 I과 표 II 모두에서 공개되지 않았습니다.

이 거래는 시장 매수가 아닌 표준 보상 부여이므로 임원의 평가 의견을 나타내지 않습니다. 그러나 이번 보상 규모는 CFO의 주식 노출을 크게 확대하여 경영진의 인센티브를 주주 이익과 더욱 밀접하게 연계합니다. 투자자들은 권리 확정과 관련된 매도나 추가 주식 부여가 소유권 수준에 영향을 미칠 수 있으므로 향후 신고서를 주시할 수 있습니다.

Caris Life Sciences, Inc. (CAI) – Déclaration d’initié Formulaire 4

Le 23/06/2025, la société a déclaré que le Senior Vice-Président, Directeur Financier et Directeur Comptable Luke Thomas Power a reçu une attribution d’actions restreintes de 99 321 unités (RSU) datée du 18/06/2025. Les RSU ont été acquises sans frais (code transaction « A », prix $0) et augmentent la participation directe de l’exécutif dans les actions ordinaires de CAI à 99 571 actions.

La déclaration précise que les RSU « acquièrent leurs droits conformément à l’accord de subvention applicable », sans fournir de détails supplémentaires sur le calendrier d’acquisition. Aucune transaction d’achat, de vente ou d’instrument dérivé sur le marché ouvert n’a été divulguée dans les tableaux I ou II.

Étant donné qu’il s’agit d’une attribution standard de rémunération et non d’un achat sur le marché, cette opération ne reflète pas la vision de l’officier sur la valorisation. Toutefois, l’importance de cette attribution augmente significativement l’exposition en actions du CFO, alignant ainsi davantage les incitations de la direction avec les intérêts des actionnaires. Les investisseurs pourront surveiller les futures déclarations pour des ventes liées à l’acquisition ou d’autres attributions d’actions pouvant affecter les niveaux de propriété.

Caris Life Sciences, Inc. (CAI) – Insider-Meldung Form 4

Am 23.06.2025 meldete das Unternehmen, dass der Senior Vice President, Chief Financial Officer und Chief Accounting Officer Luke Thomas Power eine Aktienzuteilung von 99.321 Restricted Stock Units (RSUs) mit Datum 18.06.2025 erhalten hat. Die RSUs wurden kostenfrei erworben (Transaktionscode „A“, Preis $0) und erhöhen den direkten wirtschaftlichen Aktienbesitz des Managers an CAI-Stammaktien auf 99.571 Aktien.

Die Meldung gibt an, dass die RSUs „gemäß der entsprechenden Zuteilungsvereinbarung“ vesten, liefert jedoch keine weiteren Details zum Vesting-Zeitplan. Es wurden keine Käufe, Verkäufe oder Derivatgeschäfte am offenen Markt in Tabelle I oder Tabelle II offengelegt.

Da es sich bei der Transaktion um eine reguläre Vergütungszuteilung und keinen Marktankauf handelt, signalisiert sie nicht die Einschätzung des Managers zur Bewertung. Die Größe der Zuteilung erhöht jedoch deutlich die Aktienbeteiligung des CFO und bringt die Anreizstruktur des Managements stärker mit den Interessen der Aktionäre in Einklang. Investoren sollten zukünftige Meldungen hinsichtlich vestingbedingter Verkäufe oder weiterer Aktienzuteilungen beobachten, die die Eigentumsverhältnisse beeinflussen könnten.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Power Luke Thomas

(Last) (First) (Middle)
C/O CARIS LIFE SCIENCES, INC.
750 W. JOHN CARPENTER FREEWAY, SUITE 800

(Street)
IRVING TX 75039

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Caris Life Sciences, Inc. [ CAI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/18/2025 A 99,321(1) A $0 99,571 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents an award of restricted stock units which vest in accordance with the applicable grant agreement.
Remarks:
Senior Vice President, Chief Financial Officer, and Chief Accounting Officer
/s/ J. Russel Denton, Attorney-in-Fact 06/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many CAI shares did the CFO acquire in the latest Form 4?

He was awarded 99,321 restricted stock units.

What is the transaction date disclosed in the CAI Form 4?

The grant date is 06/18/2025.

What is Luke Thomas Power’s total beneficial ownership after the transaction?

He now directly owns 99,571 common shares.

Was the transaction an open-market purchase or a compensatory award?

It was a compensatory RSU award at $0.

Were any derivative securities reported in this Form 4?

No, Table II shows no derivative transactions.
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