Capstone Holding director files initial Form 3
Capstone Holding Corp. reports that Strout Gordon Lewis Jr is a reporting person in his capacity as a director through an initial Form 3 statement of beneficial ownership.
Accepted by SEC EDGAR
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Form Type
3
Rhea-AI Filing Summary
Capstone Holding Corp. reports that Strout Gordon Lewis Jr is a reporting person in his capacity as a director through an initial Form 3 statement of beneficial ownership. The filing records no purchases, sales, derivative transactions, or holding entries in the company’s securities for him at this time.
Key Figures
Buy transactions reported: 0
Sell transactions reported: 0
Holding entries: 0
+1 more
4 metrics
Buy transactions reported
0
buyCount in the Form 3 transaction summary
Sell transactions reported
0
sellCount in the Form 3 transaction summary
Holding entries
0
holdingEntries field in the transaction summary
Derivative transactions
0
derivativeTransactionCount in the transaction summary
Key Terms
Form 3, beneficial ownership, derivative transactions, reporting person
4 terms
Form 3 regulatory
"Strout Gordon Lewis Jr is a reporting person through an initial Form 3 statement of beneficial ownership"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficial ownership regulatory
"initial Form 3 statement of beneficial ownership for Strout Gordon Lewis Jr as director"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
derivative transactions financial
"The filing records no purchases, sales, derivative transactions, or holding entries"
Derivative transactions are contracts whose value depends on the price or performance of something else—like stocks, bonds, currencies, interest rates or commodities. Think of them as insurance or bets about a future price: investors use them to protect against losses, lock in prices, or try to amplify returns, but they can also magnify losses, create cash demands and expose a firm to the risk that the other party won’t meet its obligation, so they can materially affect a company’s financial stability and volatility.
reporting person regulatory
"reports that Strout Gordon Lewis Jr is a reporting person in his capacity as a director"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does Capstone Holding Corp. (CAPS) report in this Form 3 filing?
Capstone Holding Corp. reports that Strout Gordon Lewis Jr is a reporting person as a director on an initial Form 3. The filing lists his status but shows no reported trades or derivative holdings in the company’s securities.
Who is the reporting person in Capstone Holding Corp. (CAPS) Form 3?
The reporting person is Strout Gordon Lewis Jr, identified in the Form 3 as serving as a director of Capstone Holding Corp. He is not reported as an officer or a ten percent owner in this submission.
Does the CAPS Form 3 for Strout Gordon Lewis Jr show any stock purchases or sales?
No. The transaction summary in the Form 3 shows buyCount 0 and sellCount 0, indicating that the filing does not report any purchases or sales of Capstone Holding Corp. securities by Strout Gordon Lewis Jr at this time.
Are any derivative securities reported for Strout Gordon Lewis Jr in CAPS Form 3?
No derivative positions are listed. The filing shows derivativeTransactionCount 0 and an empty derivative summary, meaning there are no reported option or other derivative transactions or holdings associated with Strout Gordon Lewis Jr in this Form 3.
Does the Capstone Holding Corp. (CAPS) Form 3 disclose current holdings for the director?
The Form 3 indicates holdingEntries 0 in its transaction summary. This means the document does not present any separate holding rows or derivative positions for Strout Gordon Lewis Jr within this initial beneficial ownership statement.
AI-generated analysis. How Rhea-AI works. Not financial advice.
