Capstone Holding Corp. (CAPS) director gains over 1.3M shares via exchange, grants and buy
Rhea-AI Filing Summary
Capstone Holding Corp. director Gordon Lewis Strout Jr reported multiple equity acquisitions in Capstone Holding Corp. common stock. On March 7, 2025, all Preferred Interests in TotalStone, LLC previously owned by him were exchanged under a Master Exchange Agreement for 822,128 shares of common stock held indirectly through Gordon Rocks, Inc. On March 7, 2025, he also purchased 41,500 common shares at $4.00 per share. In addition, he received unvested restricted stock awards of 142,500 shares on March 30, 2026 and 357,810 shares on August 7, 2026 for no consideration under the Capstone Holding Corp. 2025 Stock Incentive Plan; these restricted shares may not be sold, transferred, or pledged and will vest in full only upon his Separation Date as defined in his Master Restricted Stock Agreement.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 1,363,938 shares
Net Buy
4 txns
Insider
Strout Gordon Lewis Jr
Role
Director
Bought
41,500 shs ($166K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock F2 | 357,810 | -- | -- |
| Grant/Award | Common Stock F2 | 142,500 | -- | -- |
| Other | Common Stock F1 | 822,128 | -- | -- |
| Purchase | Common Stock | 41,500 | $4.00 | $166K |
Holdings After Transaction:
Common Stock — 822,128 shares (Indirect, By Gordon Rocks, Inc.);
Common Stock — 541,810 shares (Direct)
Footnotes (2)
- F1. On March 7, 2025, pursuant to a Master Exchange Agreement entered into among the Issuer, its operating subsidiary, TotalStone, LLC ("TotalStone"), and TotalStone's Class B and Class C Members, all of the Preferred Interests in TotalStone previously owned by the Reporting Person were exchanged for 822,128 shares of the Issuer's Common Stock.
- F2. THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD, TRANSFERRED OR PLEDGED. Including 142,500 and 357,810 shares of common stock granted to the Reporting Person on March 30, 2026 and August 7, 2026, respectively, as restricted stock awards, for no consideration, under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The restricted stock awards will vest in full only upon the Reporting Person's Separation Date, as defined in the Reporting Person's Master Restricted Stock Agreement.
Key Figures
Exchange shares received: 822,128 shares
Open-market purchase: 41,500 shares at $4.00 per share
Restricted stock grant 2026-03-30: 142,500 shares
+2 more
5 metrics
Exchange shares received
822,128 shares
Common stock received March 7, 2025 under Master Exchange Agreement for Preferred Interests in TotalStone, LLC
Open-market purchase
41,500 shares at $4.00 per share
Common stock purchase on March 7, 2025 coded as transaction type P
Restricted stock grant 2026-03-30
142,500 shares
Unvested restricted stock award granted for no consideration under 2025 Stock Incentive Plan
Restricted stock grant 2026-08-07
357,810 shares
Unvested restricted stock award granted for no consideration under 2025 Stock Incentive Plan
Unvested restricted stock total
500,310 shares
Sum of 142,500 and 357,810 unvested restricted shares referenced in footnote F2
Key Terms
Master Exchange Agreement, Preferred Interests, restricted stock, Separation Date, +1 more
5 terms
Master Exchange Agreement financial
"On March 7, 2025, pursuant to a Master Exchange Agreement entered into among the Issuer"
Preferred Interests financial
"all of the Preferred Interests in TotalStone previously owned by the Reporting Person"
restricted stock financial
"THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Separation Date financial
"The restricted stock awards will vest in full only upon the Reporting Person's Separation Date"
Stock Incentive Plan financial
"under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended"
A stock incentive plan is a company program that gives employees or directors pieces of ownership or the right to buy shares over time, similar to receiving a bonus paid in company stock instead of cash. Investors pay attention because these plans align staff incentives with long‑term company performance but can also dilute existing shareholders and affect reported profits when grants are expensed, so they influence both ownership percentages and financial results.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What did Capstone Holding Corp. (CAPS) director Strout acquire on March 7, 2025?
On March 7, 2025, Gordon Lewis Strout Jr exchanged Preferred Interests in TotalStone, LLC for 822,128 shares of Capstone Holding Corp. common stock, held indirectly through Gordon Rocks, Inc. under a Master Exchange Agreement.
What restricted stock awards did Strout receive from Capstone (CAPS) in 2026?
He received unvested restricted stock awards of 142,500 shares on March 30, 2026 and 357,810 shares on August 7, 2026, granted for no consideration under the 2025 Stock Incentive Plan as restricted stock awards.