Capstone Holding Corp. (CAPS) director receives unvested restricted stock grants
Rhea-AI Filing Summary
HOWSE ELWOOD D reported acquisition or exercise transactions in this Form 4 filing.
Capstone Holding Corp. director Elwood D. Howse reported two equity compensation awards of common stock. He received 95,000 shares on March 30, 2026 and 105,124 shares on August 7, 2026 as unvested restricted stock, granted for no consideration under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The awards may not be sold, transferred, or pledged and will vest in full only upon his Separation Date, as defined in his Master Restricted Stock Agreement.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 200,124 shares
Net Buy
2 txns
Insider
HOWSE ELWOOD D
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock F1 | 105,124 | -- | -- |
| Grant/Award | Common Stock F1 | 95,000 | -- | -- |
Holdings After Transaction:
Common Stock — 200,124 shares (Direct)
Footnotes (1)
- F1. THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD, TRANSFERRED OR PLEDGED. Including 95,000 and 105,124 shares of common stock granted to the Reporting Person on March 30, 2026 and August 7, 2026, respectively, as restricted stock awards, for no consideration, under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The restricted stock awards will vest in full only upon the Reporting Person's Separation Date, as defined in the Reporting Person's Master Restricted Stock Agreement.
Key Figures
Restricted stock grant: 95,000 shares of Common Stock
Restricted stock grant: 105,124 shares of Common Stock
Vesting condition: Vests in full upon Separation Date
3 metrics
Restricted stock grant
95,000 shares of Common Stock
Restricted stock award to Elwood D. Howse on March 30, 2026, for no consideration
Restricted stock grant
105,124 shares of Common Stock
Restricted stock award to Elwood D. Howse on August 7, 2026, for no consideration
Vesting condition
Vests in full upon Separation Date
Both restricted stock awards vest only upon the Reporting Person’s Separation Date
Key Terms
restricted stock, Separation Date, 2025 Stock Incentive Plan, Master Restricted Stock Agreement
4 terms
restricted stock financial
"THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Separation Date financial
"will vest in full only upon the Reporting Person's Separation Date"
2025 Stock Incentive Plan financial
"under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended"
Master Restricted Stock Agreement financial
"as defined in the Reporting Person's Master Restricted Stock Agreement"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider stock awards did CAPS director Elwood D. Howse report?
Elwood D. Howse reported two grants of restricted common stock: 95,000 shares on March 30, 2026 and 105,124 shares on August 7, 2026. Both awards are unvested and were granted for no consideration as equity compensation.
Are the CAPS restricted stock awards to Elwood D. Howse vested or tradable?
The reported CAPS awards are unvested restricted stock and may not be sold, transferred, or pledged. They will vest in full only upon Mr. Howse’s Separation Date, as defined in his Master Restricted Stock Agreement with Capstone Holding Corp.
Under what plan were the CAPS restricted stock awards to Elwood D. Howse granted?
The restricted stock awards were granted under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. This plan provides equity-based compensation, and Mr. Howse’s reported awards are structured as unvested restricted shares of common stock.
Did Elwood D. Howse pay consideration for the CAPS restricted stock awards?
No. The filing states the 95,000 and 105,124 CAPS common shares were granted for no consideration as restricted stock awards. They represent compensation rather than open-market purchases, with vesting tied to Mr. Howse’s Separation Date.
What triggers vesting of the CAPS restricted stock held by Elwood D. Howse?
The restricted stock awards will vest in full only upon the Reporting Person’s Separation Date, as defined in his Master Restricted Stock Agreement. Until that vesting event, the shares remain unvested and cannot be sold, transferred, or pledged.