Capstone director granted new restricted stock awards

HOWSE ELWOOD D reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

HOWSE ELWOOD D reported acquisition or exercise transactions in this Form 4 filing.

Capstone Holding Corp. director Elwood D. Howse reported two equity compensation awards of common stock. He received 95,000 shares on March 30, 2026 and 105,124 shares on August 7, 2026 as unvested restricted stock, granted for no consideration under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The awards may not be sold, transferred, or pledged and will vest in full only upon his Separation Date, as defined in his Master Restricted Stock Agreement.

Insider Trade Summary

Grant/Award: 200,124 shares

Grant/Award 2 txns

Insider HOWSE ELWOOD D

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	105,124	--	--
Grant/Award	Common Stock F1	95,000	--	--

Holdings After Transaction: Common Stock — 200,124 shares (Direct)

Footnotes (1)

1. F1. THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD, TRANSFERRED OR PLEDGED. Including 95,000 and 105,124 shares of common stock granted to the Reporting Person on March 30, 2026 and August 7, 2026, respectively, as restricted stock awards, for no consideration, under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The restricted stock awards will vest in full only upon the Reporting Person's Separation Date, as defined in the Reporting Person's Master Restricted Stock Agreement.

Key Figures

Restricted stock grant: 95,000 shares of Common Stock Restricted stock grant: 105,124 shares of Common Stock Vesting condition: Vests in full upon Separation Date

3 metrics

Restricted stock grant 95,000 shares of Common Stock Restricted stock award to Elwood D. Howse on March 30, 2026, for no consideration

Restricted stock grant 105,124 shares of Common Stock Restricted stock award to Elwood D. Howse on August 7, 2026, for no consideration

Vesting condition Vests in full upon Separation Date Both restricted stock awards vest only upon the Reporting Person’s Separation Date

Key Terms

restricted stock, Separation Date, 2025 Stock Incentive Plan, Master Restricted Stock Agreement

4 terms

restricted stock financial

"THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Separation Date financial

"will vest in full only upon the Reporting Person's Separation Date"

2025 Stock Incentive Plan financial

"under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended"

Master Restricted Stock Agreement financial

"as defined in the Reporting Person's Master Restricted Stock Agreement"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider stock awards did CAPS director Elwood D. Howse report?

Elwood D. Howse reported two grants of restricted common stock: 95,000 shares on March 30, 2026 and 105,124 shares on August 7, 2026. Both awards are unvested and were granted for no consideration as equity compensation.

Are the CAPS restricted stock awards to Elwood D. Howse vested or tradable?

The reported CAPS awards are unvested restricted stock and may not be sold, transferred, or pledged. They will vest in full only upon Mr. Howse’s Separation Date, as defined in his Master Restricted Stock Agreement with Capstone Holding Corp.

Under what plan were the CAPS restricted stock awards to Elwood D. Howse granted?

The restricted stock awards were granted under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. This plan provides equity-based compensation, and Mr. Howse’s reported awards are structured as unvested restricted shares of common stock.

Did Elwood D. Howse pay consideration for the CAPS restricted stock awards?

No. The filing states the 95,000 and 105,124 CAPS common shares were granted for no consideration as restricted stock awards. They represent compensation rather than open-market purchases, with vesting tied to Mr. Howse’s Separation Date.

What triggers vesting of the CAPS restricted stock held by Elwood D. Howse?

The restricted stock awards will vest in full only upon the Reporting Person’s Separation Date, as defined in his Master Restricted Stock Agreement. Until that vesting event, the shares remain unvested and cannot be sold, transferred, or pledged.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/11/2026 - 08:20 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HOWSE ELWOOD D

(Last) (First) (Middle)

18400 76TH AVENUE

(Street)

TINLEY PARK ILLINOIS 60477

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Capstone Holding Corp. [ CAPS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/30/2026		A		95,000	A	(1)	95,000	D
Common Stock	08/07/2026		A		105,124	A	(1)	200,124	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD, TRANSFERRED OR PLEDGED. Including 95,000 and 105,124 shares of common stock granted to the Reporting Person on March 30, 2026 and August 7, 2026, respectively, as restricted stock awards, for no consideration, under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The restricted stock awards will vest in full only upon the Reporting Person's Separation Date, as defined in the Reporting Person's Master Restricted Stock Agreement.

	/s/ Elwood D. Howse	08/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)