Capstone Holding Corp. (CAPS) CEO buys 41,750 shares at $4.00

Rhea-AI Filing Summary

Capstone Holding Corp. director and Chief Executive Officer Matthew E. Lipman reported purchasing 41,750 shares of Common Stock at $4.00 per share on March 7, 2025, increasing his direct holdings to 2,570,412 shares. The transaction is not designated under a Rule 10b5-1 trading plan.

Insider Trade Summary

Net Buyer: 41,750 shares

Net Buy 1 txn

Insider Lipman Matthew E.

Role Chief Executive Officer

Bought 41,750 shs ($167K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	41,750	$4.00	$167K

Holdings After Transaction: Common Stock — 2,570,412 shares (Direct)

Key Figures

Shares purchased: 41,750 shares Purchase price: $4.00 per share Direct holdings after transaction: 2,570,412 shares +1 more

4 metrics

Shares purchased 41,750 shares Common Stock transaction on March 7, 2025

Purchase price $4.00 per share Price for Common Stock purchased on March 7, 2025

Direct holdings after transaction 2,570,412 shares Common Stock directly owned after March 7, 2025 purchase

Net buy shares reported 41,750 shares Net-buy direction in transaction summary

Key Terms

Rule 10b5-1, transaction code, Purchase in open market or private transaction, acquired_disposed_code

4 terms

Rule 10b5-1 regulatory

"The transaction is not designated under a Rule 10b5-1 trading plan"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

transaction code regulatory

"transaction_code "P" described as Purchase in open market or private transaction"

Purchase in open market or private transaction market

"transaction_code_description: Purchase in open market or private transaction"

acquired_disposed_code regulatory

"acquired_disposed_code "A" supporting a buy direction"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/22/2026 - 09:12 PM Accepted by SEC EDGAR 07/22/2026 - 09:12 PM Learn about SEC filing dates

FAQ

What insider transaction did Capstone Holding Corp. (CAPS) report?

Capstone Holding Corp. reported that CEO Matthew E. Lipman purchased 41,750 shares of Common Stock at $4.00 per share on March 7, 2025, adding to his direct ownership position in the company.

How many Capstone (CAPS) shares does CEO Matthew E. Lipman own after this trade?

After the reported purchase, CEO Matthew E. Lipman directly owns 2,570,412 shares of Capstone Holding Corp. Common Stock, reflecting his total direct holdings following the March 7, 2025 transaction.

Was the Capstone (CAPS) CEO’s share purchase made under a Rule 10b5-1 plan?

The reported purchase by CEO Matthew E. Lipman is not designated as being made under a Rule 10b5-1 trading plan, based on the filing’s indication for this transaction.

What price did the Capstone (CAPS) CEO pay per share in the latest transaction?

CEO Matthew E. Lipman paid $4.00 per share for 41,750 shares of Capstone Holding Corp. Common Stock in the March 7, 2025 transaction, according to the reported data.

What role does Matthew E. Lipman hold at Capstone Holding Corp. (CAPS)?

Matthew E. Lipman serves as Chief Executive Officer and a director of Capstone Holding Corp., and he is also identified as a ten percent owner in the reported insider information.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lipman Matthew E.

(Last) (First) (Middle)

18400 76TH AVENUE

(Street)

TINLEY PARK ILLINOIS 60477

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Capstone Holding Corp. [ CAPS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/07/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/07/2025		P		41,750	A	$4	2,570,412	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Matthew Lipman	07/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)