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Capstone Holding Corp. (CAPS) grants director 200,124 unvested restricted shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

FELDMAN FREDRIC J reported acquisition or exercise transactions in this Form 4 filing.

Capstone Holding Corp. reported that director Fredric J. Feldman received two grants of unvested restricted common stock. He was awarded 95,000 shares on March 30, 2026 and 105,124 shares on August 7, 2026 under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The awards were granted for no consideration, may not be sold, transferred or pledged, and will vest in full only upon his Separation Date as defined in his Master Restricted Stock Agreement.

Positive

  • None.

Negative

  • None.
Insider FELDMAN FREDRIC J
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 105,124 -- --
Grant/Award Common Stock F1 95,000 -- --
Holdings After Transaction: Common Stock — 200,124 shares (Direct)
Footnotes (1)
  1. F1. THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD, TRANSFERRED OR PLEDGED. Including 95,000 and 105,124 shares of common stock granted to the Reporting Person on March 30, 2026 and August 7, 2026, respectively, as restricted stock awards, for no consideration, under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The restricted stock awards will vest in full only upon the Reporting Person's Separation Date, as defined in the Reporting Person's Master Restricted Stock Agreement.
Restricted stock grant 105,124 shares Unvested restricted common stock granted August 7, 2026 for no consideration
Restricted stock grant 95,000 shares Unvested restricted common stock granted March 30, 2026 for no consideration
Total restricted shares granted 200,124 shares Sum of two unvested restricted stock awards to director Fredric J. Feldman
unvested restricted stock financial
"THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD"
Separation Date financial
"will vest in full only upon the Reporting Person's Separation Date"
2025 Stock Incentive Plan financial
"under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended"
Master Restricted Stock Agreement financial
"as defined in the Reporting Person's Master Restricted Stock Agreement"

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FAQ

What insider equity awards did Capstone Holding Corp. (CAPS) disclose for Fredric J. Feldman?
Capstone Holding Corp. disclosed that director Fredric J. Feldman received two grants of unvested restricted common stock totaling 200,124 shares, awarded on March 30, 2026 and August 7, 2026 under the company’s 2025 Stock Incentive Plan.

How many Capstone Holding Corp. (CAPS) shares were granted on August 7, 2026?
On August 7, 2026, Fredric J. Feldman was granted 105,124 shares of Capstone Holding Corp. common stock as unvested restricted stock, for no consideration, under the company’s 2025 Stock Incentive Plan, as amended.

What was the March 30, 2026 restricted stock grant reported by CAPS?
On March 30, 2026, Fredric J. Feldman received a grant of 95,000 shares of Capstone Holding Corp. common stock as unvested restricted stock awards, for no consideration, under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended.

Are the CAPS restricted stock awards to Fredric J. Feldman vested or tradeable?
The reported Capstone Holding Corp. restricted stock awards are unvested and may not be sold, transferred or pledged. According to the disclosure, they will vest in full only upon Feldman’s Separation Date as defined in his Master Restricted Stock Agreement.

Under what plan were the CAPS restricted stock awards to Fredric J. Feldman granted?
Both restricted stock awards to Fredric J. Feldman were granted under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended, and are governed by the terms in his Master Restricted Stock Agreement regarding vesting and Separation Date.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FELDMAN FREDRIC J
(Last)(First)(Middle)
18400 76TH AVENUE
(Street)
TINLEY PARK ILLINOIS 60477
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Capstone Holding Corp. [ CAPS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/30/2026A95,000A(1)95,000D
Common Stock08/07/2026A105,124A(1)200,124D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD, TRANSFERRED OR PLEDGED. Including 95,000 and 105,124 shares of common stock granted to the Reporting Person on March 30, 2026 and August 7, 2026, respectively, as restricted stock awards, for no consideration, under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The restricted stock awards will vest in full only upon the Reporting Person's Separation Date, as defined in the Reporting Person's Master Restricted Stock Agreement.
/s/ Fredric J. Feldman08/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR