STOCK TITAN

Director Michael Toporek buys Capstone Holding Corp. (CAPS) stock

(Moderate)
(Positive)
Form Type
4

Rhea-AI Filing Summary

Capstone Holding Corp. director Michael Toporek purchased 41,750 shares of Common Stock on March 7, 2025 at $4.00 per share in a purchase in open market or private transaction. After this transaction, he directly holds 41,750 Capstone Holding Corp. Common Stock shares.

Positive

  • None.

Negative

  • None.
Insider TOPOREK MICHAEL
Role Director
Bought 41,750 shs ($167K)
Type Security Shares Price Value
Purchase Common Stock 41,750 $4.00 $167K
Holdings After Transaction: Common Stock — 41,750 shares (Direct)
Shares purchased 41,750 shares Common Stock bought on March 7, 2025
Purchase price $4.00 per share Per-share price for the March 7, 2025 Common Stock purchase
Shares owned after transaction 41,750 shares Total direct Common Stock holdings after the reported purchase
Net shares bought 41,750 shares Net buy volume from this Form 4 transaction
Common Stock financial
"security_title": "Common Stock" for the reported transaction"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
open market financial
"transaction_code_description": "Purchase in open market or private transaction""
An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.
direct ownership financial
"ownership_type": "direct" indicating direct ownership of the shares"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did CAPSTONE HOLDING CORP. (CAPS) report for Michael Toporek?

Capstone Holding Corp. reported that director Michael Toporek bought 41,750 shares of Common Stock on March 7, 2025 at $4.00 per share in a purchase in open market or private transaction.

How many Capstone Holding Corp. (CAPS) shares does Michael Toporek own after this Form 4?

Following the March 7, 2025 transaction, Michael Toporek directly owns 41,750 shares of Capstone Holding Corp. Common Stock. The Form 4 lists this as his total direct holdings after the reported purchase.

Was the March 7, 2025 CAPS insider trade under a Rule 10b5-1 plan?

The filing indicates the transaction was not made under a Rule 10b5-1 trading plan, as the document-level 10b5-1 checkbox is unchecked for this Form 4.

What price did Michael Toporek pay for Capstone Holding Corp. (CAPS) shares?

Michael Toporek paid $4.00 per share for 41,750 shares of Capstone Holding Corp. Common Stock on March 7, 2025, according to the reported per-share transaction price.

What type of security did Michael Toporek buy in the CAPS Form 4 filing?

The Form 4 shows that Michael Toporek acquired Common Stock of Capstone Holding Corp., in a non-derivative transaction classified as a purchase in open market or private transaction.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TOPOREK MICHAEL

(Last)(First)(Middle)
18400 76TH AVENUE

(Street)
TINLEY PARK ILLINOIS 60477

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Capstone Holding Corp. [ CAPS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/07/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/07/2025P41,750A$441,750D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Michael Toporek07/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)