Welcome to our dedicated page for Captivision SEC filings (Ticker: CAPT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Captivision Inc. (CAPT) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a foreign private issuer listed on Nasdaq. Captivision files reports with the U.S. Securities and Exchange Commission on Form 20-F for annual reporting and Form 6-K for current information, reflecting its operations in media glass, LED display solutions, and its announced plans for a potential transition into diversified gold mining.
Recent Form 6-K filings include disclosures about auditor changes, such as the resignation of UHY, LLP as independent registered public accounting firm and the subsequent appointment of Marcum Asia CPAs LLP. These filings also discuss the identification of material misstatements in prior financial statements, expected material weaknesses in internal control over financial reporting, and the company’s efforts to complete restatements and audits. Other 6-Ks incorporate press releases regarding Nasdaq listing rule compliance, including extensions granted by a Nasdaq Hearings Panel to meet the Periodic Filing Rule and notices related to minimum bid price and market value of listed securities requirements.
For investors tracking Captivision’s proposed strategic shift, SEC filings and attached exhibits provide the formal record of its announcements about a letter of intent to acquire Montana Tunnels Mining, Inc. and the stated intention to reposition as Montana Gold Inc. (Nasdaq: MGI) upon completion of the transaction. These documents outline conditions, risks, and uncertainties associated with the planned acquisition and the planned discontinuation of legacy architectural media glass and LED businesses.
On Stock Titan, users can review Captivision’s 20-F annual reports, 6-K current reports, and related exhibits, alongside AI-powered summaries that explain key points in plain language. The filings page also surfaces information relevant to listing status, auditor relationships, internal control disclosures, and other regulatory topics that are central to understanding CAPT’s risk profile and corporate evolution.
Captivision Inc. (CAPT) appointed a new auditor. On October 10, 2025, the company named Marcum Asia CPAs LLP as its independent registered public accounting firm.
The company states that during 2023, 2024, and the interim period before this engagement, it did not consult Marcum Asia on accounting principles, audit opinions, or related issues. It also reports no disagreements or reportable events under Regulation S‑K Item 304 tied to this appointment.
Highbridge Capital Management, LLC filed a Schedule 13G reporting beneficial ownership of 2,500,000 Ordinary Shares of Captivision Inc., representing 7.2% of the class on an as-exercised basis. The 2,500,000 shares are issuable upon exercise of warrants directly held by certain Highbridge funds and the percentage is calculated using 32,369,512 Ordinary Shares outstanding as of November 13, 2024, per the issuer's prospectus supplement.
The filing clarifies Highbridge is an investment adviser organized in Delaware and that Highbridge Tactical Credit Master Fund, L.P. has the right to receive dividends or sale proceeds relating to more than 5% of the reported shares. The statement includes the Reporting Person's New York business address and is signed by Kirk Rule as Executive Director.
Captivision Inc. (CAPT) reports that UHY LLP resigned as its independent registered public accounting firm effective 1 Aug 2025, prior to issuing any audit opinions. UHY cites no disagreements with the company on accounting principles, disclosures, or audit scope, and notes no reportable events under Reg S-K 304(a)(1)(v). UHY’s concurrence letter is filed as Exhibit 16.1.
The departure intensifies existing audit risk. On 15 Apr 2025 management declared that earlier financial statements were materially misstated and anticipated material weaknesses in internal control. Without a prompt replacement auditor, Captivision warns it may not file audited FY-2024 statements or the required restatements, creating compliance uncertainty with SEC and Nasdaq listing obligations. Extensive forward-looking statements reiterate financing, execution, and competitive risks.