Carter Bankshares director sells 1,000 shares

A Carter Bankshares director sold 1,000 CARE shares and continues to report direct and spouse-held indirect ownership.

The filer has since corrected this document, so the figures below are the ones originally reported and some of them may have changed. Read the amended Form 4/A for what the company says now.

Rhea-AI Filing Summary

Carter Bankshares, Inc. (CARE) director Catharine L. Midkiff reported selling 1,000 shares of common stock on September 11, 2026 in a sale described as an open market or private transaction at $31.25 per share. After this sale, she reported 16,856 shares held directly and 1,200 shares held indirectly by her spouse. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Net Seller: 1,000 shares

Net Sell 2 txns

Insider Midkiff Catharine L.

Role Director

Sold 1,000 shs ($31K)

Type	Security	Shares	Price	Value
Sale	Common Stock	1,000	$31.25	$31K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 16,856 shares (Direct); Common Stock — 1,200 shares (Indirect, By spouse)

Key Figures

Shares sold: 1,000 shares Sale price per share: $31.25 per share Direct holdings after transaction: 16,856 shares +2 more

5 metrics

Shares sold 1,000 shares Common stock sale reported for September 11, 2026

Sale price per share $31.25 per share Price for 1,000 shares of common stock sold on September 11, 2026

Direct holdings after transaction 16,856 shares Common stock held directly by Catharine L. Midkiff following the sale

Indirect holdings after transaction 1,200 shares Common stock held indirectly by spouse after the reported transactions

Net shares sold 1,000 shares Net buy/sell activity across reported non-derivative transactions

Key Terms

open market or private transaction, indirect ownership, nature of ownership

3 terms

open market or private transaction financial

"Sale in open market or private transaction"

indirect ownership financial

"Indirect ownership reported as "By spouse""

nature of ownership financial

"Nature of ownership described as By spouse"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did CARE director Catharine L. Midkiff report?

She reported a sale of 1,000 shares of Carter Bankshares common stock on September 11, 2026, in a transaction described as an open market or private transaction at $31.25 per share.

How many CARE shares does Catharine L. Midkiff hold after the reported sale?

After the sale, she reported holding 16,856 shares of Carter Bankshares common stock directly and 1,200 shares indirectly, with the indirect holdings reported as "By spouse".

Was the CARE insider sale made under a Rule 10b5-1 trading plan?

No. The filing indicates that no Rule 10b5-1 trading plan is affirmed for these transactions, so the sale is not reported as occurring under a pre-arranged trading plan.

What price did the CARE shares sell for in the insider transaction?

The 1,000 Carter Bankshares shares were reported sold at $31.25 per share, characterized as a sale in an open market or private transaction on September 11, 2026.

Does the Form 4 show any derivative securities for CARE held by Catharine L. Midkiff?

No. The filing’s derivative section is empty, indicating no derivative securities (such as options or warrants) are reported for Catharine L. Midkiff in this Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 09/11/2026 - 02:49 PM Accepted by SEC EDGAR 09/11/2026 - 02:49 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Midkiff Catharine L.

(Last) (First) (Middle)

1300 KINGS MOUNTAIN RD

(Street)

MARTINSVILLE VIRGINIA 24112

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Carter Bankshares, Inc. [ CARE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								1,200	I	By spouse
Common Stock	09/11/2026		S		1,000	D	$31.25	16,856	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Lisa J. Correll, Attorney-in-fact	09/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)