Carrier Global (CARR) president reports RSU grant and 50-share conversion

Rhea-AI Filing Summary

Carrier Global Corp officer Thomas Heim reported equity compensation activity involving 50 restricted stock units (RSUs) and 50 common shares. On February 9, 2026, 50 RSUs tied to prior awards and dividend equivalents converted into 50 shares of Carrier common stock at an exercise price of $0.0000. Heim also acquired 50 new RSUs at a reference price of $65.32 per unit. After these transactions, he directly owned 13,847 shares of Carrier common stock, along with the newly granted RSUs, which convert into common stock on a one-for-one basis.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Heim Thomas

(Last) (First) (Middle)

13995 PASTEUR BOULEVARD

(Street)

PALM BEACH GARDENS FL 33418

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CARRIER GLOBAL Corp [ CARR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, CSE

3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/09/2026		M		50	A	$0.0000(1)	13,847	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit RSU	(1)	02/09/2026		A		50		02/01/2026	(2)	Common Stock	50	$65.32	50	D
Restricted Stock Unit RSU	(1)	02/09/2026		M			50	02/01/2026	(2)	Common Stock	50	$0.0000	0.0000	D

Explanation of Responses:

1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

2. On February 1, 2024, the reporting person was granted RSUs. On February 1, 2026, the reporting person reported that previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 9, 2026.

	/s/ Erin O'Neal as Attorney-in-Fact	02/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did CARR officer Thomas Heim report?

Thomas Heim reported equity compensation activity involving 50 RSUs and 50 common shares. On February 9, 2026, 50 RSUs converted into 50 Carrier common shares, and he received an additional 50 RSUs as a grant tied to prior awards and dividend equivalents.

How many Carrier (CARR) shares does Thomas Heim own after this Form 4?

After the reported transactions, Thomas Heim directly owned 13,847 shares of Carrier common stock. This total reflects the addition of 50 shares received from the RSU conversion on February 9, 2026, on top of his prior directly held Carrier Global Corp shares.

What type of securities were involved in Thomas Heim’s CARR Form 4 filing?

The filing involved restricted stock units (RSUs) and Carrier common stock. RSUs convert into common stock on a one-for-one basis and carry dividend equivalents, which are credited as additional RSUs and later convert into Carrier Global common shares on specified vesting dates.

What was the nature of the RSU grant reported by CARR’s Thomas Heim?

On February 9, 2026, Heim acquired 50 RSUs in a grant or award transaction. These RSUs were priced at $65.32 per unit, represent equity compensation, and are linked to earlier RSU awards that included dividend equivalents, which increase the RSU count before conversion into common stock.

How did dividend equivalents affect Thomas Heim’s RSUs at Carrier (CARR)?

The RSUs included the right to receive dividend equivalents credited as additional RSUs. Previously awarded RSUs vested and converted on February 1, 2026, while related dividend-equivalent RSUs were not payable until February 9, 2026, when additional RSUs and shares were recorded.

What transaction codes appear in Thomas Heim’s Carrier Global Form 4?

The Form 4 shows transaction code A for the RSU grant and code M for the RSU-to-share conversion. Code A indicates an acquisition such as a grant or award, while code M indicates the exercise or conversion of a derivative security into Carrier common stock.