Carrier Global (CARR) EVP awarded 134,405 stock appreciation rights and PSUs

Rhea-AI Filing Summary

Carrier Global Corporation executive Patrick P. Goris, EVP and Chief Finance & Strategy Officer, reported a grant of stock-based compensation. On January 28, 2026, he received 134,405 stock appreciation rights with an exercise price of $57.91 per share, expiring on January 27, 2036.

These rights become exercisable on January 28, 2029 and were reported as directly owned. Goris was also awarded 37,250 Performance Share Units, each representing one share of Carrier common stock, vesting on the third anniversary of the grant date, contingent on continued employment and Carrier’s achievement of pre-established earnings-per-share and relative total shareholder return performance targets.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Goris Patrick P.

(Last) (First) (Middle)

13995 PASTEUR BOULEVARD

(Street)

PALM BEACH GARDENS FL 33418

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CARRIER GLOBAL Corp [ CARR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Finance/Strat Ofcr

3. Date of Earliest Transaction (Month/Day/Year)
01/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Appreciation Right	$57.91	01/28/2026		A		134,405		01/28/2029	01/27/2036	Common Stock	134,405	$0.0000	134,405(1)	D

Explanation of Responses:

1. The reporting person was also awarded 37,250 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.

Remarks:

Executive Vice President (EVP) & Chief Financial & Strategy Officer

	/s/ Erin O'Neal as Attorney-in-Fact	01/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did Carrier Global (CARR) report for Patrick P. Goris?

Carrier Global reported that EVP and Chief Finance & Strategy Officer Patrick P. Goris received 134,405 stock appreciation rights on January 28, 2026. These rights are a form of stock-based compensation tied to Carrier’s common stock performance over time.

How many stock appreciation rights were granted to Carrier’s EVP Patrick P. Goris?

Patrick P. Goris was granted 134,405 stock appreciation rights linked to Carrier Global common stock. The rights carry an exercise price of $57.91 per share and represent a significant equity-based incentive tied to Carrier’s future share price performance.

When do Patrick P. Goris’s Carrier Global stock appreciation rights vest and expire?

The stock appreciation rights granted to Patrick P. Goris become exercisable on January 28, 2029. They have an expiration date of January 27, 2036, giving a multi-year window in which the executive can exercise them if conditions are favorable.

What Performance Share Units did Carrier Global (CARR) award to Patrick P. Goris?

Carrier Global awarded Patrick P. Goris 37,250 Performance Share Units under its 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier common stock if specified employment and performance conditions are satisfied.

What performance conditions apply to Patrick P. Goris’s Carrier Performance Share Units?

The 37,250 Performance Share Units vest on the third anniversary of the grant date. Vesting depends on Patrick P. Goris’s continued employment and Carrier achieving pre-established earnings per share growth and relative total shareholder return targets versus selected S&P 500 industrial companies.

Is Patrick P. Goris’s ownership of Carrier Global equity reported as direct or indirect?

The 134,405 stock appreciation rights reported for Patrick P. Goris are listed as directly owned. This indicates they are held in his name rather than through an intermediary entity, according to the ownership information disclosed in the filing.