STOCK TITAN

[Form 4] Carrier Global Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Pandya Gaurang, President (CSA) of Carrier Global Corporation (CARR), reported insider transactions dated 08/08/2025. The filing shows 66 restricted stock units (RSUs) converted one‑for‑one into 66 shares of common stock at $0 per share, representing vested awards originally granted on 08/01/2022. On the same date the reporting person disposed of 29 shares at a sale price of $66.03 per share. The filing reports beneficial ownership of 16,879 shares following the conversion and 16,850 shares after the reported sale.

The explanatory note states RSUs included dividend equivalents credited as additional RSUs and payable on 08/08/2025. The form records vesting and a partial disposition of shares and does not disclose any other arrangements, larger transactions, or changes in control.

Pandya Gaurang, Presidente (CSA) di Carrier Global Corporation (CARR), ha riportato operazioni di insider datate 08/08/2025. La comunicazione indica che 66 unità azionarie vincolate (RSU) sono state convertite una a una in 66 azioni ordinarie a $0 per azione, rappresentando premi maturati originariamente assegnati il 08/01/2022. Nella stessa data la persona che ha presentato la comunicazione ha ceduto 29 azioni a un prezzo di vendita di $66.03 per azione. La comunicazione segnala una titolarità beneficiaria di 16,879 azioni dopo la conversione e di 16,850 azioni dopo la vendita riportata.

La nota esplicativa specifica che le RSU includevano equivalenti di dividendo accreditati come RSU aggiuntive e pagabili il 08/08/2025. Il modulo registra la maturazione e una disposizione parziale delle azioni e non rivela altri accordi, transazioni di maggior entità o cambiamenti di controllo.

Pandya Gaurang, Presidente (CSA) de Carrier Global Corporation (CARR), informó transacciones de persona con información privilegiada fechadas el 08/08/2025. El informe muestra que 66 unidades de acciones restringidas (RSU) se convirtieron una por una en 66 acciones comunes a $0 por acción, representando premios adquiridos originalmente otorgados el 08/01/2022. En la misma fecha, la persona informante dispuso de 29 acciones a un precio de venta de $66.03 por acción. El informe indica una propiedad beneficiaria de 16,879 acciones tras la conversión y de 16,850 acciones después de la venta informada.

La nota explicativa indica que las RSU incluían equivalentes de dividendos acreditados como RSU adicionales y pagaderos el 08/08/2025. El formulario registra el vencimiento y una disposición parcial de acciones y no revela otros acuerdos, transacciones mayores o cambios de control.

Pandya Gaurang, Carrier Global Corporation (CARR) 사장 (CSA)은 08/08/2025일자 내부자 거래를 보고했습니다. 제출서에는 66개의 제한부 주식단위(RSU)가 1대1로 변환되어 주당 $0로 66주의 보통주가 되었으며, 이는 08/01/2022에 원래 부여된 확정(vested) 보상임이 기재되어 있습니다. 같은 날짜에 보고자는 29주를 주당 $66.03에 처분했습니다. 제출서에는 변환 후 16,879주, 보고된 매각 후 16,850주의 실질적 소유가 보고되어 있습니다.

설명 노트에는 RSU에 배당금 상당액이 추가 RSU로 적립되어 08/08/2025에 지급된다고 명시되어 있습니다. 양식에는 베스팅과 일부 처분이 기록되어 있으며 다른 합의, 대규모 거래 또는 경영권 변경은 공개되지 않았습니다.

Pandya Gaurang, Président (CSA) de Carrier Global Corporation (CARR), a déclaré des opérations d'initié en date du 08/08/2025. Le dépôt indique que 66 unités d'actions restreintes (RSU) ont été converties une par une en 66 actions ordinaires au prix de 0 $ par action, représentant des attributions acquises initialement octroyées le 08/01/2022. À la même date, la personne déclarant a cédé 29 actions au prix de vente de $66.03 par action. Le dépôt fait état d'une détention bénéficiaire de 16,879 actions après la conversion et de 16,850 actions après la vente déclarée.

La note explicative indique que les RSU comprenaient des équivalents de dividendes crédités en tant que RSU supplémentaires et payables le 08/08/2025. Le formulaire enregistre le vesting et une cession partielle d'actions et ne révèle aucun autre accord, transaction importante ou changement de contrôle.

Pandya Gaurang, Präsident (CSA) von Carrier Global Corporation (CARR), meldete Insider-Transaktionen datiert 08/08/2025. Die Einreichung zeigt, dass 66 Restricted Stock Units (RSUs) eins zu eins in 66 Stammaktien zu je $0 umgewandelt wurden; es handelt sich um ausgeübte Zuwendungen, die ursprünglich am 08/01/2022 gewährt wurden. Am selben Tag veräußerte die meldepflichtige Person 29 Aktien zu einem Verkaufspreis von $66.03 pro Aktie. Nach der Umwandlung werden 16,879 Aktien als wirtschaftliches Eigentum und nach dem gemeldeten Verkauf 16,850 Aktien gemeldet.

Die erläuternde Anmerkung gibt an, dass die RSUs Dividendenäquivalente enthielten, die als zusätzliche RSUs gutgeschrieben und am 08/08/2025 zahlbar sind. Das Formular dokumentiert das Vesting und eine teilweise Veräußerung von Aktien und nennt keine weiteren Vereinbarungen, größeren Transaktionen oder Kontrollwechsel.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine RSU vesting and a small sale; ownership changed by 29 shares.

The report documents that 66 RSUs vested and converted into 66 common shares and that 29 shares were sold at $66.03 each on 08/08/2025. Beneficial ownership is recorded as 16,879 shares after conversion and 16,850 after the sale. These entries are consistent with compensation vesting and an ordinary disposition; the filing contains no indication of larger, material transactions or new agreements that would affect enterprise value.

TL;DR: Disclosure shows expected director/officer compensation vesting and subsequent partial sale; no governance red flags disclosed.

The filing identifies the reporting person as an officer and discloses RSU vesting (granted 08/01/2022, payable dividend equivalents on 08/08/2025) converting to common stock and a contemporaneous sale of 29 shares. The submission appears to meet Section 16 reporting requirements by recording acquisitions and dispositions. The document does not report any departures, policy changes, or related‑party transactions tied to these entries.

Pandya Gaurang, Presidente (CSA) di Carrier Global Corporation (CARR), ha riportato operazioni di insider datate 08/08/2025. La comunicazione indica che 66 unità azionarie vincolate (RSU) sono state convertite una a una in 66 azioni ordinarie a $0 per azione, rappresentando premi maturati originariamente assegnati il 08/01/2022. Nella stessa data la persona che ha presentato la comunicazione ha ceduto 29 azioni a un prezzo di vendita di $66.03 per azione. La comunicazione segnala una titolarità beneficiaria di 16,879 azioni dopo la conversione e di 16,850 azioni dopo la vendita riportata.

La nota esplicativa specifica che le RSU includevano equivalenti di dividendo accreditati come RSU aggiuntive e pagabili il 08/08/2025. Il modulo registra la maturazione e una disposizione parziale delle azioni e non rivela altri accordi, transazioni di maggior entità o cambiamenti di controllo.

Pandya Gaurang, Presidente (CSA) de Carrier Global Corporation (CARR), informó transacciones de persona con información privilegiada fechadas el 08/08/2025. El informe muestra que 66 unidades de acciones restringidas (RSU) se convirtieron una por una en 66 acciones comunes a $0 por acción, representando premios adquiridos originalmente otorgados el 08/01/2022. En la misma fecha, la persona informante dispuso de 29 acciones a un precio de venta de $66.03 por acción. El informe indica una propiedad beneficiaria de 16,879 acciones tras la conversión y de 16,850 acciones después de la venta informada.

La nota explicativa indica que las RSU incluían equivalentes de dividendos acreditados como RSU adicionales y pagaderos el 08/08/2025. El formulario registra el vencimiento y una disposición parcial de acciones y no revela otros acuerdos, transacciones mayores o cambios de control.

Pandya Gaurang, Carrier Global Corporation (CARR) 사장 (CSA)은 08/08/2025일자 내부자 거래를 보고했습니다. 제출서에는 66개의 제한부 주식단위(RSU)가 1대1로 변환되어 주당 $0로 66주의 보통주가 되었으며, 이는 08/01/2022에 원래 부여된 확정(vested) 보상임이 기재되어 있습니다. 같은 날짜에 보고자는 29주를 주당 $66.03에 처분했습니다. 제출서에는 변환 후 16,879주, 보고된 매각 후 16,850주의 실질적 소유가 보고되어 있습니다.

설명 노트에는 RSU에 배당금 상당액이 추가 RSU로 적립되어 08/08/2025에 지급된다고 명시되어 있습니다. 양식에는 베스팅과 일부 처분이 기록되어 있으며 다른 합의, 대규모 거래 또는 경영권 변경은 공개되지 않았습니다.

Pandya Gaurang, Président (CSA) de Carrier Global Corporation (CARR), a déclaré des opérations d'initié en date du 08/08/2025. Le dépôt indique que 66 unités d'actions restreintes (RSU) ont été converties une par une en 66 actions ordinaires au prix de 0 $ par action, représentant des attributions acquises initialement octroyées le 08/01/2022. À la même date, la personne déclarant a cédé 29 actions au prix de vente de $66.03 par action. Le dépôt fait état d'une détention bénéficiaire de 16,879 actions après la conversion et de 16,850 actions après la vente déclarée.

La note explicative indique que les RSU comprenaient des équivalents de dividendes crédités en tant que RSU supplémentaires et payables le 08/08/2025. Le formulaire enregistre le vesting et une cession partielle d'actions et ne révèle aucun autre accord, transaction importante ou changement de contrôle.

Pandya Gaurang, Präsident (CSA) von Carrier Global Corporation (CARR), meldete Insider-Transaktionen datiert 08/08/2025. Die Einreichung zeigt, dass 66 Restricted Stock Units (RSUs) eins zu eins in 66 Stammaktien zu je $0 umgewandelt wurden; es handelt sich um ausgeübte Zuwendungen, die ursprünglich am 08/01/2022 gewährt wurden. Am selben Tag veräußerte die meldepflichtige Person 29 Aktien zu einem Verkaufspreis von $66.03 pro Aktie. Nach der Umwandlung werden 16,879 Aktien als wirtschaftliches Eigentum und nach dem gemeldeten Verkauf 16,850 Aktien gemeldet.

Die erläuternde Anmerkung gibt an, dass die RSUs Dividendenäquivalente enthielten, die als zusätzliche RSUs gutgeschrieben und am 08/08/2025 zahlbar sind. Das Formular dokumentiert das Vesting und eine teilweise Veräußerung von Aktien und nennt keine weiteren Vereinbarungen, größeren Transaktionen oder Kontrollwechsel.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pandya Gaurang

(Last) (First) (Middle)
13995 PASTEUR BOULEVARD

(Street)
PALM BEACH GARDENS FL 33418

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CARRIER GLOBAL Corp [ CARR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, CSA
3. Date of Earliest Transaction (Month/Day/Year)
08/08/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/08/2025 M 66 A $0(1) 16,879 D
Common Stock 08/08/2025 F 29 D $66.03 16,850 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit RSU (1) 08/08/2025 A 66 (2) (2) Common Stock 66 $0.0000 66 D
Restricted Stock Unit RSU (1) 08/08/2025 M 66 (2) (2) Common Stock 66 $0.0000 0.0000 D
Explanation of Responses:
1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
2. On August 1, 2022, the reporting person was granted RSUs. On August 1, 2025, the reporting person reported that previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until August 8, 2025.
/s/ Erin O'Neal as Attorney-in-Fact 08/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did Carrier Global (CARR) report on Form 4?

The Form 4 shows that Pandya Gaurang had 66 RSUs convert into common stock and disposed of 29 shares on 08/08/2025.

How many shares did the reporting person own after the transactions in the CARR Form 4?

The filing reports beneficial ownership of 16,879 shares after the RSU conversion and 16,850 shares after the reported sale.

At what price were the 29 shares sold in the CARR Form 4?

The 29 shares were sold at $66.03 per share, as reported on the Form 4 dated 08/08/2025.

When were the RSUs originally granted that vested for the reporting person in the CARR filing?

The explanatory note states the RSUs were granted on 08/01/2022 and vested such that conversion occurred by 08/08/2025.

Do the CARR Form 4 entries indicate any other material arrangements or changes?

No. The filing records RSU conversion and a sale and does not disclose other agreements, departures, or material changes.
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