Pathward Financial grants director 400-share award

Director Christopher Perretta received a 400-share equity award in PATHWARD FINANCIAL, INC. common stock under the 2023 Omnibus Incentive Plan.

Rhea-AI Filing Summary

PATHWARD FINANCIAL, INC. (symbol: CASH) is the issuer of record for a Form 4 filing submitted to the SEC. Perretta Christopher reported acquisition or exercise transactions in this Form 4 filing.

PATHWARD FINANCIAL, INC. (CASH) reported that director Christopher Perretta received an award of 400 shares of common stock on September 4, 2026. The shares were granted at no cash purchase price under the company’s 2023 Omnibus Incentive Plan, bringing his directly held stake to 8,750 shares.

Insider Trade Summary

Grant/Award: 400 shares

Grant/Award 1 txn

Insider Perretta Christopher

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	400	$0.00	$0.00

Holdings After Transaction: Common Stock — 8,750 shares (Direct)

Footnotes (1)

1. F1. Award pursuant to the Company's 2023 Omnibus Incentive Plan.

Key Figures

Shares granted: 400 shares Price per share for award: $0.00 per share Shares held after transaction: 8,750 shares

3 metrics

Shares granted 400 shares Equity award of common stock to director Christopher Perretta on September 4, 2026

Price per share for award $0.00 per share Recorded grant price for the 400-share common stock award

Shares held after transaction 8,750 shares Director Christopher Perretta’s direct holdings after the grant

Key Terms

Omnibus Incentive Plan, Common Stock, non-derivative

3 terms

Omnibus Incentive Plan financial

"Award pursuant to the Company's 2023 Omnibus Incentive Plan"

An omnibus incentive plan is a single, flexible program a company uses to give employees and executives different types of pay tied to performance — for example stock options, restricted shares, cash bonuses and other awards — all governed by one set of rules. It matters to investors because it determines how many new shares may be created, how leaders are motivated and how much the company will spend on compensation over time; think of it as a master toolbox that affects both costs and the total share supply.

Common Stock financial

"400 shares of Common Stock granted to the director"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

non-derivative financial

"The transaction involves non-derivative Common Stock"

FAQ

What insider transaction did PATHWARD FINANCIAL, INC. (CASH) report for Christopher Perretta?

PATHWARD FINANCIAL, INC. reported that director Christopher Perretta received an award of 400 shares of common stock on September 4, 2026, recorded as a grant or other acquisition rather than an open-market purchase.

What is Christopher Perretta’s PATHWARD FINANCIAL, INC. (CASH) shareholding after this Form 4?

After the reported award, director Christopher Perretta directly holds 8,750 shares of PATHWARD FINANCIAL, INC. common stock, as stated in the post-transaction holdings figure on the Form 4.

At what price were the PATHWARD FINANCIAL, INC. (CASH) shares granted to Christopher Perretta?

The 400-share award to Christopher Perretta shows a transaction price of $0.00 per share, indicating it was an equity award granted without a cash purchase price, under the company’s incentive plan.

Was the PATHWARD FINANCIAL, INC. (CASH) award to Christopher Perretta part of an incentive plan?

Yes. A footnote states the 400-share common stock award to Christopher Perretta was granted pursuant to PATHWARD FINANCIAL, INC.’s 2023 Omnibus Incentive Plan.

Was this PATHWARD FINANCIAL, INC. (CASH) insider transaction under a Rule 10b5-1 trading plan?

No. The Form 4’s Rule 10b5-1 checkbox is not checked, and there is no footnote indicating that the 400-share grant to Christopher Perretta was made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/08/2026 - 04:25 PM Accepted by SEC EDGAR 09/08/2026 - 04:24 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Perretta Christopher

(Last) (First) (Middle)

C/O PATHWARD FINANCIAL, INC

5501 S BROADBAND LANE

(Street)

SIOUX FALLS SOUTH DAKOTA 57108

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PATHWARD FINANCIAL, INC. [ CASH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/04/2026		A		400(1)	A	$0	8,750	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Award pursuant to the Company's 2023 Omnibus Incentive Plan.

Remarks:

	/s/ Evan Mortenson, attorney-in-fact	09/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)