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Pathward director awarded 400 shares of stock

A Pathward Financial director received a 400-share equity award under the 2023 Omnibus Incentive Plan, lifting his direct holdings to 12,681 shares.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PATHWARD FINANCIAL, INC. (symbol: CASH) is the issuer of record for a Form 4 filing submitted to the SEC. Hajek Douglas J. reported acquisition or exercise transactions in this Form 4 filing.

PATHWARD FINANCIAL, INC. (CASH) reported that director Douglas J. Hajek received a grant of 400 shares of common stock on September 4, 2026. The award was made pursuant to the company’s 2023 Omnibus Incentive Plan and increased his directly held stake to 12,681 shares.

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Insider Hajek Douglas J.
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 400 $0.00 $0.00
Holdings After Transaction: Common Stock — 12,681 shares (Direct)
Footnotes (1)
  1. F1. Award pursuant to the Company's 2023 Omnibus Incentive Plan
Shares granted 400 shares Equity award to director Douglas J. Hajek on September 4, 2026
Holdings after transaction 12,681 shares Director Douglas J. Hajek’s direct common stock holdings after the award
Grant price per share $0.00 per share Reported price for the 400-share grant on September 4, 2026
Transactions acquiring securities 1 transaction Single equity award acquisition reported in this Form 4
2023 Omnibus Incentive Plan financial
"Award pursuant to the Company's 2023 Omnibus Incentive Plan"
Grant, award, or other acquisition regulatory
"transaction classified as a Grant, award, or other acquisition"
Form 4 regulatory
"Single equity award acquisition reported in this Form 4"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

What insider transaction did PATHWARD FINANCIAL (CASH) report for Douglas J. Hajek?

PATHWARD FINANCIAL reported that director Douglas J. Hajek received a grant of 400 shares of common stock on September 4, 2026, classified as a grant, award, or other acquisition.

How many PATHWARD FINANCIAL (CASH) shares does Douglas J. Hajek hold after this Form 4 transaction?

After the reported transaction, director Douglas J. Hajek directly holds 12,681 shares of PATHWARD FINANCIAL common stock, reflecting the addition of the 400-share award reported on September 4, 2026.

Was the September 4, 2026 CASH insider share grant made under an incentive plan?

Yes. The 400-share grant to director Douglas J. Hajek was awarded pursuant to PATHWARD FINANCIAL’s 2023 Omnibus Incentive Plan, as stated in the transaction footnote.

Did the PATHWARD FINANCIAL (CASH) Form 4 indicate a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox was not affirmed, so no Rule 10b5-1 trading plan is reported in connection with this 400-share grant to director Douglas J. Hajek.

Was any price paid per share for the 400-share award reported by PATHWARD FINANCIAL (CASH)?

The transaction lists a per-share price of $0.00 for the 400-share award to director Douglas J. Hajek on September 4, 2026, consistent with a compensatory stock grant under an incentive plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hajek Douglas J.

(Last)(First)(Middle)
C/O PATHWARD FINANCIAL, INC.
5501 S BROADBAND LANE

(Street)
SIOUX FALLS SOUTH DAKOTA 57108

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PATHWARD FINANCIAL, INC. [ CASH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/04/2026A400(1)A$012,681D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Award pursuant to the Company's 2023 Omnibus Incentive Plan
Remarks:
/s/ Evan Mortenson, attorney-in-fact09/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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