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Director Becky Shulman receives 1,650 Pathward (CASH) shares in grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SHULMAN BECKY S reported acquisition or exercise transactions in this Form 4 filing.

PATHWARD FINANCIAL, INC. director Becky S. Shulman received an award of 1,650 shares of common stock on February 24, 2026 under the company’s 2023 Omnibus Incentive Plan. The award was granted at no cash cost, bringing her directly held stake to 30,099 shares of common stock.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SHULMAN BECKY S

(Last) (First) (Middle)
C/O PATHWARD FINANCIAL, INC.
5501 S BROADBAND LANE

(Street)
SIOUX FALLS SD 57108

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PATHWARD FINANCIAL, INC. [ CASH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/24/2026 A 1,650(1) A $0 30,099 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Award pursuant to the Company's 2023 Omnibus Incentive Plan.
Remarks:
/s/ Chance Huber, attorney-in-fact 02/25/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did PATHWARD FINANCIAL (CASH) report for Becky S. Shulman?

PATHWARD FINANCIAL reported that director Becky S. Shulman received an award of 1,650 shares of common stock. The grant was booked at a price of $0.00 per share as part of her equity-based compensation.

How many PATHWARD FINANCIAL (CASH) shares does Becky S. Shulman own after this award?

After the equity award, Becky S. Shulman directly holds 30,099 PATHWARD FINANCIAL common shares. This total reflects the newly granted 1,650-share award under the company’s 2023 Omnibus Incentive Plan, as disclosed in the insider transaction report.

Was Becky S. Shulman’s PATHWARD FINANCIAL (CASH) stock transaction a purchase or a grant?

The transaction was a grant or award acquisition, not an open-market purchase. Code “A” designates a grant, award, or other acquisition, and the filing shows a price of $0.00 per share, consistent with equity compensation awards.

Under which plan was the PATHWARD FINANCIAL (CASH) share award to Becky S. Shulman made?

The 1,650-share award to Becky S. Shulman was made under PATHWARD FINANCIAL’s 2023 Omnibus Incentive Plan. This plan allows the company to grant equity-based compensation, such as stock awards, to directors and other eligible participants.

What type of security did Becky S. Shulman receive from PATHWARD FINANCIAL (CASH)?

Becky S. Shulman received PATHWARD FINANCIAL common stock through this transaction. The Form 4 identifies the security as “Common Stock,” with 1,650 shares awarded and total directly owned shares increasing to 30,099 after the grant.
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