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Cass director gets 236-share stock award

CASS INFORMATION SYSTEMS INC (CASS) reported that director Frank Wicks received an equity award of 236 shares of Common Stock on September 10, 2026, classified as a grant or award acquisition.

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Form Type
4

Rhea-AI Filing Summary

CASS INFORMATION SYSTEMS INC (CASS) reported that director Frank Wicks received an equity award of 236 shares of Common Stock on September 10, 2026, classified as a grant or award acquisition.

The shares are restricted stock bonus shares subject to vesting and forfeiture, and following this award Wicks directly holds 34,519 shares, including these restricted shares.

Positive

  • None.

Negative

  • None.
Insider WICKS FRANK
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 236 $55.08 $13K
Holdings After Transaction: Common Stock — 34,519 shares (Direct)
Footnotes (1)
  1. F1. Includes restricted stock bonus shares, subject to vesting and forfeiture.
Shares granted 236 shares Equity award of Common Stock to director Frank Wicks on September 10, 2026
Award price per share $55.08 per share Reported value for the 236-share grant or award acquisition
Shares held after transaction 34,519 shares Direct holdings of Frank Wicks following the reported award, including restricted stock bonus shares
restricted stock bonus shares financial
"Includes restricted stock bonus shares, subject to vesting and forfeiture"
vesting financial
"Includes restricted stock bonus shares, subject to vesting and forfeiture"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
forfeiture financial
"Includes restricted stock bonus shares, subject to vesting and forfeiture"
grant, award, or other acquisition financial
"Transaction classified as a grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did CASS director Frank Wicks report?

Director Frank Wicks reported an equity award of 236 shares of Common Stock on September 10, 2026, categorized as a grant or award acquisition rather than an open-market purchase.

At what price was the CASS stock award to Frank Wicks reported?

The 236-share award to Frank Wicks was reported at a value of $55.08 per share, reflecting the per-share figure disclosed for this grant or award acquisition.

How many CASS shares does Frank Wicks hold after this transaction?

After the September 10, 2026 award, Frank Wicks directly holds 34,519 shares of CASS Common Stock, which includes restricted stock bonus shares that are subject to vesting and forfeiture.

Are the new CASS shares granted to Frank Wicks restricted?

Yes. The filing states that the award includes restricted stock bonus shares that are subject to vesting and forfeiture, meaning he may not ultimately retain all of these shares if vesting conditions are not met.

Was the CASS insider transaction under a Rule 10b5-1 trading plan?

No. The filing indicates the Rule 10b5-1 checkbox is not affirmed, and there is no footnote stating that this grant or award was made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WICKS FRANK

(Last)(First)(Middle)
12444 POWERSCOURT DRIVE
SUITE 550

(Street)
ST. LOUIS MISSOURI 63131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CASS INFORMATION SYSTEMS INC [ CASS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/10/2026A236A$55.0834,519(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes restricted stock bonus shares, subject to vesting and forfeiture.
Remarks:
/s/ Frank Wicks09/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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