STOCK TITAN

Cass Information Systems (CASS) director awarded 1,704 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

WICKS FRANK reported acquisition or exercise transactions in this Form 4 filing.

Cass Information Systems director Frank Wicks reported a grant of 1,704 shares of Common Stock on April 23, 2026. The shares are recorded at $46.94 per share and represent a compensation-related grant rather than an open-market purchase.

After this award, Wicks directly owns 34,021 Cass shares. The footnote explains that his holdings include restricted stock bonus shares that are subject to vesting and forfeiture, meaning some shares may be lost if vesting conditions are not met.

Positive

  • None.

Negative

  • None.
Insider WICKS FRANK
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,704 $46.94 $80K
Holdings After Transaction: Common Stock — 34,021 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Stock grant size 1,704 shares Common Stock grant to director on April 23, 2026
Grant reference price $46.94 per share Recorded transaction price per share for the grant
Post-transaction holdings 34,021 shares Total Common Stock directly owned by Frank Wicks after grant
Acquisition transactions 1 transaction Form 4 transactionSummary acquireCount
restricted stock bonus shares financial
"Includes restricted stock bonus shares, subject to vesting and forfeiture."
vesting and forfeiture financial
"Includes restricted stock bonus shares, subject to vesting and forfeiture."
Common Stock financial
"security_title: Common Stock; non-derivative transaction reported."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WICKS FRANK

(Last)(First)(Middle)
12444 POWERSCOURT DRIVE
SUITE 550

(Street)
ST. LOUIS MISSOURI 63131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CASS INFORMATION SYSTEMS INC [ CASS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/23/2026A1,704A$46.9434,021(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes restricted stock bonus shares, subject to vesting and forfeiture.
Remarks:
/s/ Frank Wicks04/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did CASS director Frank Wicks report on Form 4?

Director Frank Wicks reported receiving 1,704 shares of Cass Information Systems Common Stock as a grant. The transaction is coded as a grant or award, not an open-market purchase, and reflects compensation rather than a discretionary stock buy.

How many CASS shares does Frank Wicks hold after the reported grant?

After the reported grant, Frank Wicks directly owns 34,021 shares of Cass Information Systems Common Stock. This total includes restricted stock bonus shares that are subject to vesting and forfeiture conditions outlined in the Form 4 footnote.

Was the April 23, 2026 CASS Form 4 transaction a stock purchase or a grant?

The April 23, 2026 transaction was a grant or award of 1,704 Cass Information Systems shares. The Form 4 uses transaction code A, described as a grant, award, or other acquisition, indicating a compensation-related issuance rather than an open-market purchase.

What restrictions apply to Frank Wicks’s CASS restricted stock bonus shares?

The Form 4 footnote states that Wicks’s holdings include restricted stock bonus shares subject to vesting and forfeiture. This means some shares only fully belong to him if vesting requirements are satisfied; otherwise, they may be forfeited under the plan’s terms.

Is Frank Wicks’s ownership in CASS reported as direct or indirect on this Form 4?

Frank Wicks’s ownership is reported as direct on this Form 4. The transaction and resulting 34,021-share position are coded with direct ownership, and there is no indication that an outside entity or trust holds these specific reported shares.