Caterpillar holder plans Rule 144 sale of 972 shares

A shareholder of Caterpillar Inc. (common stock) has filed a notice of proposed sale under Rule 144.

Accepted by SEC EDGAR 02/17/2026 - 05:53 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

A shareholder of Caterpillar Inc. (common stock) has filed a notice of proposed sale under Rule 144. The filing covers the planned sale of 972 common shares through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE, with an aggregate market value of $742,802.30 as listed.

The securities to be sold were acquired from the issuer as performance shares, including 472 shares acquired on 02/10/2026 and 500 shares acquired on 12/31/2024, with payment noted as not applicable. The signer represents that they do not know of any undisclosed material adverse information about Caterpillar’s operations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for CAT disclose?

The filing discloses a planned sale of 972 Caterpillar common shares under Rule 144. The shares, valued in total at $742,802.30, are to be sold through Morgan Stanley Smith Barney LLC on the NYSE on or around 02/17/2026.

How many Caterpillar (CAT) shares are planned for sale under this Form 144?

The notice covers a proposed sale of 972 Caterpillar common shares. These shares together have an indicated aggregate market value of $742,802.30. The transaction is planned to be executed on the NYSE through Morgan Stanley Smith Barney LLC Executive Financial Services.

How were the Caterpillar (CAT) shares in this Form 144 acquired?

The shares were acquired from the issuer as performance shares. The filing lists 472 shares acquired on 02/10/2026 and 500 shares acquired on 12/31/2024, each with the nature of payment marked as “Not Applicable” in the disclosure table.

What is the aggregate market value of CAT shares in this planned Rule 144 sale?

The filing shows an aggregate market value of $742,802.30 for the 972 Caterpillar common shares to be sold. This figure appears in the securities information table, alongside the planned sale date of 02/17/2026 and the listing of the NYSE as the exchange.

Which broker will handle the Caterpillar (CAT) Rule 144 sale?

The planned sale will be handled by Morgan Stanley Smith Barney LLC Executive Financial Services. The broker’s address is listed as 1 New York Plaza, 8th Floor, New York, NY 10004, and the shares are indicated for trading on the NYSE.

What representation does the seller make in this Caterpillar (CAT) Form 144?

The seller represents that they do not know any material adverse information about Caterpillar’s current or prospective operations that has not been publicly disclosed. The notice also warns that intentional misstatements or omissions can constitute federal criminal violations under 18 U.S.C. 1001.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001739758
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CATERPILLAR INC.
SEC File Number	001-00768
Address of Issuer	5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING TEXAS 75039
Phone	(972) 891-7700
Name of Person for Whose Account the Securities are To Be Sold	WILLIAM SCHAUPP
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	972	742802.30	465287332	02/17/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/10/2026	Performance Shares	Issuer			472	02/10/2026	Not Applicable
Common	12/31/2024	Performance Shares	Issuer			500	12/31/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	02/17/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/S/ William E Schaupp
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)