Planned Rule 144 sale of 1,764 Caterpillar (CAT) shares valued at $1.35M

Rhea-AI Filing Summary

A person associated with Caterpillar Inc. (CAT) filed a notice of proposed sale of restricted and performance-based shares under Rule 144. The filing covers the planned sale of 1,764 shares of common stock, with an aggregate market value of 1,346,611.14, through Morgan Stanley Smith Barney LLC Executive Financial Services on or around 02/17/2026 on the NYSE. The issuer had 465,287,332 shares outstanding of common stock at the time referenced. The shares to be sold were acquired as 183 restricted stock shares on 03/04/2025 and 1,581 performance shares on 02/10/2026, both from the issuer as non-cash awards.

Insights

Equity markets and insider-transactions analyst

Routine Rule 144 filing for planned insider equity sale in CAT.

This notice details an intended sale of 1,764 Caterpillar common shares under Rule 144, with aggregate market value of about 1,346,611.14. The shares come from restricted stock and performance share awards granted by the company, not from open-market purchases.

Rule 144 filings like this are procedural and indicate an affiliate or insider is preparing to sell previously restricted securities over time. The filing also notes total common shares outstanding of 465,287,332, giving a sense of scale relative to the planned sale size.

The document includes a representation that the seller does not know material adverse, non-public information about Caterpillar’s current or prospective operations. Actual market impact, if any, would depend on execution of the planned sales around 02/17/2026 via the NYSE.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1764	1346611.14	465287332	02/17/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/04/2025	Restricted Stock	Issuer			183	03/04/2025	Not Applicable
Common	02/10/2026	Performance Shares	Issuer			1581	02/10/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filing for Caterpillar (CAT) disclose?

It discloses a planned sale of 1,764 Caterpillar common shares under Rule 144. The shares, valued at about 1,346,611.14, will be sold through Morgan Stanley Smith Barney LLC on the NYSE, subject to Rule 144 conditions and timing.

How many Caterpillar (CAT) shares are planned to be sold and at what value?

The filing covers a planned sale of 1,764 common shares of Caterpillar, with an aggregate market value of 1,346,611.14. This value is based on the market price used in the notice and indicates the approximate dollar size of the proposed transaction.

What type of Caterpillar (CAT) equity awards are being sold under this Form 144?

The shares come from restricted stock and performance shares. The seller acquired 183 restricted stock shares on 03/04/2025 and 1,581 performance shares on 02/10/2026, both directly from the issuer as equity compensation rather than cash purchases.

When is the Caterpillar (CAT) Rule 144 sale expected to occur?

The approximate date of sale listed is 02/17/2026. This date indicates when the seller expects to begin executing the planned transaction on the NYSE, using Morgan Stanley Smith Barney LLC Executive Financial Services as the broker for the trade.

How many Caterpillar (CAT) shares were outstanding in this Form 144 notice?

The notice reports 465,287,332 Caterpillar common shares outstanding. This total provides context for the relative size of the planned 1,764-share sale and helps investors gauge how small the proposed transaction is compared with all shares outstanding.

What representation about non-public information is made in the Caterpillar (CAT) Form 144?

The person for whose account the securities are to be sold represents that they do not know any material adverse, non-public information about Caterpillar’s current or prospective operations, consistent with Rule 144 and insider trading safeguards described in the notice language.