CAT insider plans sale of 1,691 shares

A holder of CAT common stock filed a notice of proposed sale under Rule 144.

Rhea-AI Filing Summary

A holder of CAT common stock filed a notice of proposed sale under Rule 144. The filing covers 1,691 shares of common stock with an aggregate market value of 1,313,400.71, to be sold through Morgan Stanley Smith Barney LLC on the NYSE around 02/12/2026.

The shares were acquired as performance shares on 02/10/2026 directly from the issuer, in the same amount of 1,691 shares. The filing notes that common shares outstanding were 467,979,596, providing context for the size of the planned sale.

FAQ

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What does the CAT Form 144 filing disclose about share sales?

The Form 144 for CAT discloses a planned sale of 1,691 common shares. These shares have an aggregate market value of about 1,313,400.71 and are expected to be sold on the NYSE through Morgan Stanley Smith Barney LLC.

How many CAT shares are involved in this Rule 144 notice?

The notice covers 1,691 CAT common shares. The filing also states that there were 467,979,596 common shares outstanding, which helps show that the planned sale is very small relative to the overall share count.

When were the CAT shares in the Form 144 acquired and how?

The 1,691 CAT shares were acquired on 02/10/2026 as performance shares from the issuer. The same date is listed as the payment date, and the nature of payment is described as Not Applicable, indicating no separate cash purchase transaction.

When is the planned sale date for the CAT shares in this filing?

The Form 144 lists an approximate sale date of 02/12/2026. The shares are expected to be sold on the NYSE through Morgan Stanley Smith Barney LLC, subject to market conditions and Rule 144 requirements applicable to such transactions.

Which broker will handle the CAT share sale disclosed in Form 144?

The filing names Morgan Stanley Smith Barney LLC Executive Financial Services as the broker. The address is given as 1 New York Plaza, 8th Floor, New York, NY 10004, and the sale is expected to take place on the NYSE.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/12/2026 - 04:02 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002005183
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CATERPILLAR INC.
SEC File Number	001-00768
Address of Issuer	5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING TEXAS 75039
Phone	(972) 891-7700
Name of Person for Whose Account the Securities are To Be Sold	JASON KAISER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1691	1313400.71	467979596	02/12/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/10/2026	Performance Shares	ISSUER			1691	02/10/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	02/12/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jason Edgar Kaiser
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)