STOCK TITAN

Lynn J Good (CAT) discloses 122 Caterpillar shares held in trust

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Caterpillar Inc reports that director Lynn J Good has indirect ownership of 122 shares of its Common Stock as of August 1, 2026. These shares are held in a revocable trust with Mr. Brian Good named as trustee.

Positive

  • None.

Negative

  • None.
Insider GOOD LYNN J
Role Director
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 122 shares (Indirect, In a revocable trust with Mr. Brian Good named as trustee.)
Indirectly owned common shares 122 shares Held in a revocable trust as of August 1, 2026
revocable trust financial
"In a revocable trust with Mr. Brian Good named as trustee."
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
indirect ownership financial
"has indirect ownership of 122 shares of Caterpillar common stock."
trustee financial
"Mr. Brian Good named as trustee overseeing the trust assets."
A trustee is a person or institution legally appointed to hold and manage assets or enforce an agreement on behalf of other people (beneficiaries). Think of a trustee as a neutral referee or custodian who must act in the beneficiaries’ best interests, follow the trust or contract rules, and handle distributions, recordkeeping and enforcement. Investors care because a trustworthy trustee protects their rights, ensures promised payments or remedies are delivered, and can influence recoveries if things go wrong.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What Caterpillar (CAT) share ownership does Lynn J Good report?

Director Lynn J Good reports indirect ownership of 122 shares of Caterpillar common stock as of August 1, 2026. These shares are held in a revocable trust, with Mr. Brian Good named as trustee overseeing the trust assets.

Is this Caterpillar (CAT) disclosure a stock purchase or sale by Lynn J Good?

No, this disclosure does not record a stock purchase or sale by Lynn J Good. It is a Form 3 holdings report showing 122 Caterpillar common shares held indirectly in a revocable trust, with Brian Good serving as trustee for that trust.

How are Lynn J Good’s Caterpillar (CAT) shares held according to this report?

According to the report, Lynn J Good’s 122 Caterpillar common shares are held indirectly in a revocable trust. Mr. Brian Good is named as trustee of that trust, which means he is responsible for administering the trust assets on its behalf.

What does indirect ownership mean in this Caterpillar (CAT) insider report?

Indirect ownership means the Caterpillar shares are not registered directly in Lynn J Good’s name but held through another entity, here a revocable trust. She is associated with the trust, while Mr. Brian Good, as trustee, holds and manages the shares for the trust.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
GOOD LYNN J

(Last)(First)(Middle)
5205 N. O'CONNOR BLVD. SUITE 100

(Street)
IRVING TEXAS 75039

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/01/2026
3. Issuer Name and Ticker or Trading Symbol
CATERPILLAR INC [ CAT ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock122IIn a revocable trust with Mr. Brian Good named as trustee.
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
/s/ Nicole M. Puza POA for Lynn J. Good08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)