Caterpillar (NYSE: CAT) Group President reports sale of 1,690 shares

Rhea-AI Filing Summary

Caterpillar Group President Jason Kaiser reported an open-market sale of company stock. On February 12, 2026, he sold 1,690 shares of Caterpillar common stock at a price of $776.70 per share.

After this transaction, Kaiser directly owned 8,661 shares of Caterpillar common stock. He also had an additional 368 shares held indirectly through a 401(k) plan, with that information based on a statement dated January 31, 2026.

Insider Trade Summary

Net Seller: 1,690 shares ($1,312,623)

Net Sell 2 txns

Insider Kaiser Jason

Role Group President

Sold 1,690 shs ($1.31M)

Type	Security	Shares	Price	Value
Sale	Common Stock	1,690	$776.70	$1.31M
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 8,661 shares (Direct); Common Stock — 368 shares (Indirect, Held by 401(k) plan)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kaiser Jason

(Last) (First) (Middle)

5205 N. O'CONNOR BOULEVARD, SUITE 100

(Street)

IRVING TX 75039

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CATERPILLAR INC [ CAT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Group President

3. Date of Earliest Transaction (Month/Day/Year)
02/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/12/2026		S		1,690	D	$776.7	8,661	D
Common Stock								368	I	Held by 401(k) plan(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The information in this report is based on a 401(k) plan statement dated as of January 31, 2026.

	/s/ Nicole Puza, POA for Jason Kaiser	02/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Caterpillar (CAT) report for Jason Kaiser?

Caterpillar reported that Group President Jason Kaiser sold 1,690 shares of common stock in an open-market transaction on February 12, 2026, at $776.70 per share, according to a Form 4 insider trading report filed under SEC rules.

At what price did Jason Kaiser sell Caterpillar (CAT) shares?

Jason Kaiser sold his Caterpillar shares at $776.70 per share. The Form 4 shows an open-market sale of 1,690 common shares on February 12, 2026, at that price, reflecting a sizable dollar-value transaction by a senior company officer.

How many Caterpillar (CAT) shares does Jason Kaiser own after the reported sale?

After the sale, Jason Kaiser directly owned 8,661 Caterpillar common shares. The filing also lists 368 additional shares held indirectly through a 401(k) plan, based on a plan statement dated January 31, 2026, indicating ongoing exposure to Caterpillar equity.

What is Jason Kaiser’s role at Caterpillar (CAT) in this Form 4 filing?

In this Form 4, Jason Kaiser is identified as a Group President of Caterpillar. As an officer, he must report transactions in Caterpillar common stock, including this open-market sale, under Section 16(a) insider reporting requirements of U.S. securities laws.

How are Jason Kaiser’s Caterpillar (CAT) 401(k) holdings reported?

The filing reports 368 Caterpillar common shares held indirectly through a 401(k) plan. This amount is based on a 401(k) plan statement dated January 31, 2026, and is classified as indirect beneficial ownership separate from his directly held Caterpillar shares.