Caterpillar HR chief has shares withheld for taxes
Caterpillar Inc.’s Chief Human Resources Officer, Christine M. Pambianchi, had shares withheld to cover taxes on equity compensation.
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Form Type
4
Rhea-AI Filing Summary
Caterpillar Inc.’s Chief Human Resources Officer, Christine M. Pambianchi, had shares withheld to cover taxes on equity compensation. On the tax-withholding date, 224 shares of Common Stock valued at $912.03 per share were withheld to satisfy tax obligations from restricted stock units that vested on May 9, 2025.
After this withholding, she directly holds 3,083 shares of Caterpillar common stock. This was a compensation-related, non-market transaction rather than an open-market purchase or sale.
Insider Trade Summary
Exercise Price or Tax Liability: 224 shares
Exercise Price or Tax Liability
1 txn
Insider
Pambianchi Christine M
Role
Chief Human Resources Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise Price or Tax Liability | Common Stock | 224 | $912.03 | $204K |
Holdings After Transaction:
Common Stock — 3,083 shares (Direct)
Footnotes (1)
- F1. Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on May 9, 2025.
Key Figures
Shares withheld for taxes: 224 shares
Withholding price per share: $912.03 per share
Shares held after transaction: 3,083 shares
+2 more
5 metrics
Shares withheld for taxes
224 shares
Tax-withholding disposition on Common Stock
Withholding price per share
$912.03 per share
Value used for tax-withholding shares
Shares held after transaction
3,083 shares
Direct Common Stock holdings after withholding
Tax-withholding transactions
1 transaction, 224 shares
Transaction summary for this Form 4
Derivative positions remaining
0 derivatives
No derivative securities listed after this event
Key Terms
restricted stock units, tax-withholding disposition, Common Stock, beneficial ownership
4 terms
restricted stock units financial
"tax obligations arising from the vesting of restricted stock units granted on May 9, 2025"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"transaction_action: tax-withholding disposition for Common Stock"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Common Stock financial
"security_title: Common Stock and 3,083 shares following the transaction"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
beneficial ownership financial
"Form 4 structure reflects changes in beneficial ownership of Common Stock"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did Caterpillar (CAT) executive Christine Pambianchi report in this Form 4?
Christine Pambianchi reported a tax-related share withholding. Caterpillar withheld 224 Common Stock shares at $912.03 each to cover tax obligations from restricted stock units that vested on May 9, 2025, leaving her with 3,083 directly held shares.
Was the Caterpillar (CAT) Form 4 transaction an open-market sale or purchase?
The reported transaction was not an open-market trade. It was a tax-withholding disposition, where 224 shares were withheld by Caterpillar to satisfy tax obligations from vested restricted stock units, a routine compensation-related event rather than a discretionary buy or sell.
What caused the tax obligation in Christine Pambianchi’s Caterpillar (CAT) Form 4?
The tax obligation arose from the vesting of restricted stock units granted on May 9, 2025. When those units vested, 224 Caterpillar Common Stock shares were withheld at $912.03 per share to cover the resulting tax liabilities, as disclosed in the Form 4 footnote.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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