Caterpillar Inc. filings document the financial results, governance, securities and operating disclosures of a global manufacturer of construction and mining equipment, engines, industrial gas turbines and diesel-electric locomotives. Current Reports on Form 8-K furnish quarterly earnings releases, supplemental retail-sales information for machines and power systems, and material corporate events.
The company’s proxy materials cover annual meeting voting, board structure, director elections, executive compensation and shareholder governance. Filings also identify Caterpillar common stock and listed debentures, disclose leadership and bylaw changes, and provide segment and regional operating detail for Construction Industries, Resource Industries and Power & Energy.
Caterpillar Inc. Chief Executive Officer Joseph E. Creed reported equity compensation and related tax withholding transactions. On February 10, 2026, he acquired 9,055 shares of common stock at $0 per share as a grant or award, increasing his directly held shares to 37,346, including adjustments for dividends accrued.
On the same date, 3,366 shares were disposed of at $744.83 per share to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted March 6, 2023, leaving 33,980 directly owned shares. He also has 11,758 shares held indirectly through a 401(k) plan based on a statement dated January 31, 2026.
Caterpillar Inc. Chief Financial Officer Andrew Bonfield reported equity compensation activity in company common stock. On February 10, 2026, he acquired 10,907 shares of Caterpillar common stock in a grant priced at $0 per share, increasing his direct holdings.
On the same date, 4,299 shares were disposed of at $744.83 per share to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 6, 2023. After these transactions, Bonfield directly owned 52,069 Caterpillar shares.
Caterpillar Inc.’s Executive Chairman Donald J. Umpleby III reported equity compensation and related tax withholding. On February 10, 2026, he received a grant of 34,986 shares of common stock at $0 per share, described as a grant, award, or other acquisition.
On the same date, 13,571 shares of common stock at $744.83 per share were withheld to satisfy tax obligations from vesting performance-based restricted stock units granted March 6, 2023. After these transactions, he directly held 467,294 common shares, with additional indirect holdings of 59,000 shares in an irrevocable trust for descendants, 36,060 shares in a children’s irrevocable trust, and 1,031 shares held in a 401(k) plan based on a January 31, 2026 statement.
Caterpillar Inc. Group President Rodney Michael Shurman reported equity compensation activity involving company common stock. On February 10, 2026 he acquired 2,469 shares of Caterpillar common stock at $0 per share as a grant or award, bringing his directly held stake after that transaction to 4,091 shares.
On the same date, 887 shares were disposed of at $744.83 per share to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 6, 2023, leaving him with 3,204 directly owned shares. In addition, he has 6,748 shares held indirectly through a 401(k) plan, with that information based on a plan statement dated January 31, 2026.
Caterpillar Inc. Chief Accounting Officer William E. Schaupp reported equity compensation activity on February 10, 2026. He acquired 638 shares of common stock at $0 per share as a grant or award, increasing his direct holdings to 1,962 shares before tax withholding. On the same date, 165 shares were disposed of at $744.83 per share to satisfy tax obligations from the vesting of performance-based restricted stock units granted on March 6, 2023, leaving him with 1,796 directly held shares of Caterpillar common stock.
Caterpillar Inc.'s Chief Legal Officer Derek Owens reported routine equity compensation activity. On February 10, 2026, he acquired 514 shares of common stock at $0 per share as a grant, increasing his direct holdings to 7,590 shares. On the same day, 134 shares were withheld at $744.83 per share to cover taxes tied to vesting performance-based restricted stock units granted March 6, 2023, leaving him with 7,457 shares held directly.
Caterpillar Inc. Group President Jason Kaiser reported equity-related transactions in company stock. On 02/10/2026, he acquired 2,469 shares of common stock at $0 through a grant or award. On the same date, 779 shares were withheld at $744.83 per share to cover tax obligations from the vesting of performance-based restricted stock units granted March 6, 2023.
After these transactions, Kaiser directly beneficially owned 10,351 shares of Caterpillar common stock and indirectly held 368 shares through a 401(k) plan based on a statement dated as of January 31, 2026.
Caterpillar Group President Anthony D. Fassino reported equity compensation activity involving the company’s common stock. On February 10, 2026, he acquired 9,055 shares of Caterpillar common stock as a grant or award at $0 per share. On the same date, 3,563 shares were disposed of at $744.83 per share to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted March 6, 2023. After these transactions, Fassino directly beneficially owned 46,643 shares of Caterpillar common stock and indirectly held 1,502 shares through a 401(k) plan based on a plan statement dated January 31, 2026.
A holder of CAT common stock filed a notice of proposed sale under Rule 144. The filing covers 1,691 shares of common stock with an aggregate market value of 1,313,400.71, to be sold through Morgan Stanley Smith Barney LLC on the NYSE around 02/12/2026.
The shares were acquired as performance shares on 02/10/2026 directly from the issuer, in the same amount of 1,691 shares. The filing notes that common shares outstanding were 467,979,596, providing context for the size of the planned sale.
Bob De Lange has filed a notice under Rule 144 indicating an intention to sell 12,507 shares of CAT common stock. These shares were acquired on 02/11/2026 through a stock option exercise paid in cash, with Morgan Stanley Smith Barney LLC listed as broker and the shares traded on the NYSE.
The notice also lists prior sales of CAT common shares during the previous three months, including 22,656 shares sold on 02/06/2026, 16,070 shares on 02/04/2026, and 15,977 shares on 02/02/2026, with associated gross proceeds for each sale.