Welcome to our dedicated page for Cathay Gnl Bncp SEC filings (Ticker: CATY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Cathay General Bancorp (NASDAQ: CATY), the holding company for Cathay Bank. As a publicly traded commercial bank, Cathay General Bancorp files detailed reports that describe its financial condition, operating results, risk profile, and governance.
Investors can review annual reports on Form 10‑K and quarterly reports on Form 10‑Q to see information on loan and deposit composition, net interest income, non‑interest income, non‑interest expense, allowance for credit losses, and regulatory capital ratios. These filings also discuss asset quality measures such as non‑accrual loans, non‑performing assets, and charge‑offs, which are central to analyzing a commercial bank.
Cathay General Bancorp also submits current reports on Form 8‑K to announce material events, including quarterly earnings releases and related conference calls. For example, the company has filed 8‑Ks to furnish press releases detailing financial results for specific quarters and to provide access to accompanying presentation materials.
On Stock Titan, SEC filings for CATY are updated from EDGAR and paired with AI‑powered summaries that highlight key points, explain technical language, and help readers understand complex disclosures without reading every line. Users can quickly locate earnings reports, capital and liquidity discussions, and other significant items within long documents.
In addition to periodic and current reports, investors may consult other forms, such as proxy materials that address governance and executive compensation, and ownership‑related filings that can shed light on insider and institutional holdings. Together, these documents form a structured record of Cathay General Bancorp’s regulatory reporting history and provide a foundation for informed analysis of the CATY stock.
Cathay General Bancorp announced a planned finance leadership transition. Long‑time Chief Financial Officer and Treasurer Heng W. Chen, who has served in these roles since 2003 at the company and since 2004 at Cathay Bank, will retire from his CFO and Treasurer positions effective March 1, 2026.
Chen will remain with Cathay Bank as Special Advisor to the Office of the President through December 31, 2026, with monthly compensation of $15,000. Albert J. Wang, currently Executive Vice President and Deputy Chief Financial Officer, will become Chief Financial Officer of Cathay Bank and Treasurer of the company on March 1, 2026, with an expected base salary of $500,000, plus cash and equity bonus opportunities consistent with his predecessor and a standard change of control employment agreement.
Wang, age 50, brings more than 28 years of finance and accounting experience, including senior roles at Webster Bank, Banc of California, Santander Bank and PricewaterhouseCoopers. The company states there are no family relationships or related‑party transactions requiring disclosure in connection with his appointment.
Cathay General Bancorp announced its financial results for the fourth quarter and full year ended December 31, 2025 through a press release. The company is making that release available as Exhibit 99.1.
The company will also host a conference call on January 22, 2026 at 3:00 p.m. Pacific Time to discuss these results, supported by presentation materials posted on its website. Those presentation materials, which include historical and forward-looking information about the company, are attached as Exhibit 99.2.
Cathay General Bancorp (CATY) Executive Chairman and Director reported multiple insider stock sales. On 11/19/2025, the reporting person sold 1,000 shares of common stock at a weighted-average price of $45.7501, leaving 169,950 shares held directly. On 11/20/2025, they sold 14,000 shares at a weighted-average price of $46.2439, and on 11/21/2025, they sold 10,000 shares at a weighted-average price of $47.8524, reducing direct holdings to 145,950 shares.
In addition to these direct holdings, the reporting person has indirect beneficial ownership of 384,577 shares through a Husband & Wife Trust, 182,452 shares through a Nonmarital Share Trust, and 102,889 shares through an ESOP. The prices on two sale dates reflect weighted-average prices for multiple trades within disclosed ranges.
Cathay General Bancorp filed a Form S-8 to register the offer and sale of 1,724,538 additional shares of its common stock under the Cathay General Bancorp 2005 Incentive Plan (As Amended and Restated). This expands the pool of shares available for equity-based awards to employees, directors and other eligible participants under the long-standing incentive plan.
The filing relies on General Instruction E to Form S-8, incorporating by reference prior S-8 registrations for the same plan and the company’s ongoing Exchange Act reports. The company restates that its charter documents provide indemnification protection for directors and officers consistent with Delaware law and that it maintains directors’ and officers’ liability insurance. The registration statement is authorized by the full board and key executives through a broad power of attorney.
Cathay General Bancorp reported stronger results for the quarter ended September 30, 2025. Net income was $77.7 million versus $67.5 million a year ago, and diluted EPS was $1.13 compared with $0.94. Net interest income before credit provisions rose to $189.6 million from $169.2 million, while the provision for credit losses increased to $28.7 million from $14.5 million. Non‑interest income was $21.0 million and non‑interest expense was $88.1 million.
Total assets were $24.08 billion at September 30, 2025, up from $23.05 billion at December 31, 2024. Loans held for investment reached $20.10 billion and deposits were $20.52 billion. The allowance for loan losses was $186.6 million. Accumulated other comprehensive loss narrowed to $59.7 million. The company paid a quarterly cash dividend of $0.34 per share and repurchased 1,070,000 shares for $50.6 million in the quarter. Shares outstanding were 68,036,614 as of October 31, 2025.
Cathay General Bancorp (CATY) reported an insider transaction by its President & CEO, who is also a Director. On 10/28/2025, the insider sold 5,165 shares of common stock pursuant to a Rule 10b5-1(c) trading plan adopted on May 1, 2025. The sale executed at a weighted-average price of $46.2399, with individual trades between $45.82 and $46.48. Following the transaction, the insider beneficially owns 108,478 shares, held directly. The filing was made by one reporting person.
Cathay General Bancorp insider filed a Form 4 reporting a sale of common stock.
On 10/27/2025, the EVP, Chief Admin Officer sold 1,000 shares of common stock at $46.8284 per share. After this transaction, the reporting person beneficially owned 3,000 shares, held directly.
Cathay General Bancorp announced its financial results for the quarter ended September 30, 2025 via a press release furnished as Exhibit 99.1. The company will host a conference call on October 21, 2025 at 3:00 p.m. Pacific Time to discuss third‑quarter results, with accompanying presentation materials available on its website and furnished as Exhibit 99.2.
The information provided under Items 2.02 and 7.01, including Exhibits 99.1 and 99.2, is being furnished and is not deemed filed under the Exchange Act.
Jane H. Jelenko, a director of Cathay General Bancorp (CATY), reported changes in her beneficial ownership on Form 4. On 09/10/2025 she disposed of 1,037 shares of Cathay common stock under code G(1), which the filing explains was a charitable contribution to a donor advised fund. The filing also notes that on 06/02/2025 1,913 shares were transferred from direct ownership into the Jelenko-Norris Survivors Trust without consideration, changing those shares to indirect ownership. After the reported disposal, the filing shows 12,988 shares beneficially owned indirectly by trusts associated with the reporting person. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person.
Cathay General Bancorp (CATY) insider sale notice: The filer reports a proposed sale of 1,000 common shares via Charles Schwab with an aggregate market value of $60,550. The shares were acquired on 05/28/2024 as a restricted stock award and the payment type is listed as equity compensation. The approximate sale date is 09/03/2025 on Nasdaq. No other sales in the past three months are reported.