Welcome to our dedicated page for Cathay Gnl Bncp SEC filings (Ticker: CATY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Cathay General Bancorp (NASDAQ: CATY), the holding company for Cathay Bank. As a publicly traded commercial bank, Cathay General Bancorp files detailed reports that describe its financial condition, operating results, risk profile, and governance.
Investors can review annual reports on Form 10‑K and quarterly reports on Form 10‑Q to see information on loan and deposit composition, net interest income, non‑interest income, non‑interest expense, allowance for credit losses, and regulatory capital ratios. These filings also discuss asset quality measures such as non‑accrual loans, non‑performing assets, and charge‑offs, which are central to analyzing a commercial bank.
Cathay General Bancorp also submits current reports on Form 8‑K to announce material events, including quarterly earnings releases and related conference calls. For example, the company has filed 8‑Ks to furnish press releases detailing financial results for specific quarters and to provide access to accompanying presentation materials.
On Stock Titan, SEC filings for CATY are updated from EDGAR and paired with AI‑powered summaries that highlight key points, explain technical language, and help readers understand complex disclosures without reading every line. Users can quickly locate earnings reports, capital and liquidity discussions, and other significant items within long documents.
In addition to periodic and current reports, investors may consult other forms, such as proxy materials that address governance and executive compensation, and ownership‑related filings that can shed light on insider and institutional holdings. Together, these documents form a structured record of Cathay General Bancorp’s regulatory reporting history and provide a foundation for informed analysis of the CATY stock.
Cathay General Bancorp executive Albert Jen-Wen Wang, the EVP and Chief Financial Officer, filed an initial ownership report on Form 3 for the company’s common stock. The filing shows he reported 0 shares of common stock held directly as of the reported date, and it does not reflect any buy or sell transaction.
Cathay General Bancorp, parent of Cathay Bank, is a Delaware bank holding company focused on commercial and consumer banking across U.S. markets and Hong Kong. At December 31, 2025 it reported $24.23 billion in total assets, $19.94 billion in net loans, $20.89 billion in deposits, and $2.93 billion in shareholders’ equity.
Cathay Bank operates branches in multiple states, including California, New York, Washington, Texas and others, plus a branch in Hong Kong and representative offices in Beijing, Shanghai and Taipei. It offers commercial and commercial real estate loans, SBA lending, residential mortgages, construction loans, home equity lines, consumer installment credit, and a full suite of deposit products.
The company also provides investment services through Cathay Wealth Management and finances affordable housing and renewable energy projects that generate tax credits. As of year-end 2025, the organization had about 1,268 full-time equivalent employees and emphasized multilingual service and outreach to low‑ to moderate‑income communities. Regulatory capital ratios for both the holding company and the bank exceeded “well‑capitalized” thresholds.
Cathay General Bancorp director Felix S. Fernandez reported an indirect sale of common stock linked to a trust. On January 29, 2026, the Felix & Katherine Fernandez Trust sold 8,972 shares of Cathay General Bancorp common stock at a weighted-average price of
Cathay General Bancorp director reports no share ownership
Director Chan Lana Lai‑Yan filed an initial ownership report showing beneficial ownership of 0 shares of Cathay General Bancorp common stock, held directly. This Form 3 establishes the director’s starting ownership position as of the February 4, 2026 event date.
Cathay General Bancorp appointed Lana Chan to its board of directors, and to the board of Cathay Bank, effective February 4, 2026. She will serve as a Class I director whose term runs until the 2027 annual meeting of stockholders.
Chan brings over 30 years of financial experience, including service as a Managing Director and sell-side equity research analyst at BMO Capital Markets from 2005–2020, focused on the banking industry and niche markets such as Asian-American and high-net-worth banks. She previously consulted for Cathay Bank from 2022 through September 2025.
In connection with this appointment, longtime director Jane Jelenko notified the company of her intention to retire effective April 30, 2026, with the company stating her decision was not due to any disagreement over operations, policies, or practices. After these changes, the board will have twelve directors, eight of whom are considered independent.
Cathay General Bancorp executive vice president and chief administrative officer Thomas M. Lo reported a sale of 1,000 shares of common stock on January 29, 2026, at a price of $50.2315 per share. After this transaction, he directly beneficially owned 2,000 common shares.
Cathay General Bancorp has a shareholder planning to sell 1,000 shares of its common stock under Rule 144. The shares are to be sold through Charles Schwab & Co., Inc. on or about 01/29/2026 on the NASDAQ market, with an aggregate market value of $50,232.00.
The securities were acquired through three restricted stock lapses from Cathay General Bancorp on 10/02/2023, 05/28/2024, and 03/16/2025, each labeled as equity compensation. The seller represents they are not aware of undisclosed material adverse information about the company’s current or prospective operations.
Cathay General Bancorp announced a planned finance leadership transition. Long‑time Chief Financial Officer and Treasurer Heng W. Chen, who has served in these roles since 2003 at the company and since 2004 at Cathay Bank, will retire from his CFO and Treasurer positions effective March 1, 2026.
Chen will remain with Cathay Bank as Special Advisor to the Office of the President through December 31, 2026, with monthly compensation of $15,000. Albert J. Wang, currently Executive Vice President and Deputy Chief Financial Officer, will become Chief Financial Officer of Cathay Bank and Treasurer of the company on March 1, 2026, with an expected base salary of $500,000, plus cash and equity bonus opportunities consistent with his predecessor and a standard change of control employment agreement.
Wang, age 50, brings more than 28 years of finance and accounting experience, including senior roles at Webster Bank, Banc of California, Santander Bank and PricewaterhouseCoopers. The company states there are no family relationships or related‑party transactions requiring disclosure in connection with his appointment.
Cathay General Bancorp announced its financial results for the fourth quarter and full year ended December 31, 2025 through a press release. The company is making that release available as Exhibit 99.1.
The company will also host a conference call on January 22, 2026 at 3:00 p.m. Pacific Time to discuss these results, supported by presentation materials posted on its website. Those presentation materials, which include historical and forward-looking information about the company, are attached as Exhibit 99.2.
Cathay General Bancorp (CATY) Executive Chairman and Director reported multiple insider stock sales. On 11/19/2025, the reporting person sold 1,000 shares of common stock at a weighted-average price of $45.7501, leaving 169,950 shares held directly. On 11/20/2025, they sold 14,000 shares at a weighted-average price of $46.2439, and on 11/21/2025, they sold 10,000 shares at a weighted-average price of $47.8524, reducing direct holdings to 145,950 shares.
In addition to these direct holdings, the reporting person has indirect beneficial ownership of 384,577 shares through a Husband & Wife Trust, 182,452 shares through a Nonmarital Share Trust, and 102,889 shares through an ESOP. The prices on two sale dates reflect weighted-average prices for multiple trades within disclosed ranges.