Cathay General Bancorp filings document the reporting, governance, and capital actions of a bank holding company for Cathay Bank. Form 8-K reports record operating results and financial-condition updates, Regulation FD materials for earnings presentations, common-stock repurchase programs, and officer or director changes.
Proxy filings cover annual-meeting matters, board structure, executive compensation, equity-award disclosures, shareholder voting items, and related governance information. The filing record also connects Cathay Bank's commercial banking, deposit, lending, fee-income, and wealth management activities with public-company disclosures about financial condition and capital structure.
Cathay General Bancorp (CATY) EVP, Chief Credit Officer Albert Sun sold 960 shares of common stock on October 26, 2026, at $64.95 per share. The shares were directly held, and his reported direct holdings after the sale were 0 shares. The transaction is described as a sale in the open market or a private transaction. No Rule 10b5-1 plan is reported.
Cathay General Bancorp officer Albert Sun reported a proposed sale of 960 common shares through Charles Schwab & Co., Inc., with an aggregate market value of $62,352 and an approximate sale date of October 26, 2026. The notice also lists 960 shares acquired through a restricted stock lapse on September 25, 2026.
Cathay General Bancorp (CATY) reported third-quarter 2026 net income of $95.2 million, or $1.43 per diluted share, compared with $92.2 million and $1.37 per share in the second quarter. Net interest income before provision for credit losses increased 5.5% to $211.9 million, and net interest margin was 3.52%, versus 3.48%. The provision for credit losses was $28.6 million, compared with $11.2 million in the prior quarter; the company attributed the increase primarily to loan growth and updated loss assumptions incorporating recent charge-off experience. Non-interest income was $42.8 million, compared with $21.4 million, primarily reflecting a $24.4 million increase in net gains from equity securities and a $3.1 million TruPS redemption benefit.
Gross loans, excluding loans held for sale, rose 2.79% to $21.20 billion as of September 30, 2026, and deposits rose 3.67% to $21.83 billion. Nonperforming assets declined 18.0% to $119.2 million, while their ratio to total assets fell to 0.47% from 0.59%. The Common Equity Tier 1 risk-based capital ratio was 13.51%. Nine-month net income was $274.3 million, up 22.1% from the same period a year earlier; net interest margin was 3.48%, compared with 3.28%.
On September 25, 2026, Albert Sun, EVP, Chief Credit Officer at CATHAY GENERAL BANCORP, reported the vesting of 1,417 restricted stock units and acquisition of 1,417 common shares. He also reported 457 common shares delivered or withheld for payment of exercise price or tax liability, at a reported $61.45 per share. No Rule 10b5-1 plan is reported.
CATHAY GENERAL BANCORP (CATY) reported that EVP and Chief Financial Officer Albert Jen-Wen Wang settled 4,012 restricted stock units into an equal number of shares of Common Stock on September 8, 2026. All 4,012 units vested that day, and 1,294 shares were delivered or withheld to pay the exercise price or tax liability at $61.86 per share. No Rule 10b5-1 trading plan is reported for these transactions.
CATHAY GENERAL BANCORP (CATY) director Richard Sun reported a sale of 1,000 shares of common stock on September 2, 2026, at $62.315 per share, executed as an indirect sale by the Ivy Sun Separate Trust. Following this sale, that trust holds 2,200 shares, and Sun continues to report additional indirect holdings through several family-related entities and 1,000 shares held directly. No Rule 10b5-1 trading plan is reported for these transactions.
Cathay General Bancorp (CATY) director Richard Sun has filed a Form 144 notice indicating an intention to sell up to 1,000 shares of common stock through Charles Schwab. The notice also lists multiple sales of Cathay General Bancorp shares during the prior three months by Richard Sun or related accounts, including 20,000 shares on July 29, 2026 for $1,266,242 and 5,000 shares on July 30, 2026 for $316,559. The filing notes that the shares sold in this filing were sold in the Ivy Sun Separate Property Trust.
CATHAY GENERAL BANCORP (CATY) reported an insider sale by executive Thomas M. Lo, EVP and Chief Admin Officer. On 2026-08-25, he sold 1,600 shares of common stock in a sale categorized as an open market or private transaction at a reported price of $62.47 per share. Following this transaction, he directly holds 2,362 shares of Cathay General Bancorp common stock.
CATHAY GENERAL BANCORP (CATY) director Richard Sun reported a sale of 1,000 shares of Common Stock on 2026-08-25 at an average price of $62.0833 per share, executed through indirect ownership "By Ivy Sun Separate Trust." Following this sale, that trust held 3,200 shares. Sun also reported other indirect holdings, including shares held by Lin-Chih Corporation, his spouse, the Michael Sun Trust, the Sun Trust, JKLM Limited Partnership, and RIS Family Limited Partnership, plus 1,000 shares held directly.
CATHAY GENERAL BANCORP (CATY) received a notice under Rule 144 from officer Thomas M. Lo covering a planned sale of common stock. The notice relates to 1,600 shares of common stock, with an aggregate market value of $99,952.00, to be sold through Charles Schwab on NASDAQ. The shares arise from a restricted stock lapse dated July 27, 2026 and are identified as equity compensation.