Welcome to our dedicated page for CATHAY GENERAL BANCORP SEC filings (Ticker: CATY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Cathay General Bancorp filings document the reporting, governance, and capital actions of a bank holding company for Cathay Bank. Form 8-K reports record operating results and financial-condition updates, Regulation FD materials for earnings presentations, common-stock repurchase programs, and officer or director changes.
Proxy filings cover annual-meeting matters, board structure, executive compensation, equity-award disclosures, shareholder voting items, and related governance information. The filing record also connects Cathay Bank's commercial banking, deposit, lending, fee-income, and wealth management activities with public-company disclosures about financial condition and capital structure.
CATHAY GENERAL BANCORP (CATY) reported that EVP and Chief Financial Officer Albert Jen-Wen Wang settled 4,012 restricted stock units into an equal number of shares of Common Stock on September 8, 2026. All 4,012 units vested that day, and 1,294 shares were delivered or withheld to pay the exercise price or tax liability at $61.86 per share. No Rule 10b5-1 trading plan is reported for these transactions.
CATHAY GENERAL BANCORP (CATY) director Richard Sun reported a sale of 1,000 shares of common stock on September 2, 2026, at $62.315 per share, executed as an indirect sale by the Ivy Sun Separate Trust. Following this sale, that trust holds 2,200 shares, and Sun continues to report additional indirect holdings through several family-related entities and 1,000 shares held directly. No Rule 10b5-1 trading plan is reported for these transactions.
Cathay General Bancorp (CATY) director Richard Sun has filed a Form 144 notice indicating an intention to sell up to 1,000 shares of common stock through Charles Schwab. The notice also lists multiple sales of Cathay General Bancorp shares during the prior three months by Richard Sun or related accounts, including 20,000 shares on July 29, 2026 for $1,266,242 and 5,000 shares on July 30, 2026 for $316,559. The filing notes that the shares sold in this filing were sold in the Ivy Sun Separate Property Trust.
CATHAY GENERAL BANCORP (CATY) reported an insider sale by executive Thomas M. Lo, EVP and Chief Admin Officer. On 2026-08-25, he sold 1,600 shares of common stock in a sale categorized as an open market or private transaction at a reported price of $62.47 per share. Following this transaction, he directly holds 2,362 shares of Cathay General Bancorp common stock.
CATHAY GENERAL BANCORP (CATY) director Richard Sun reported a sale of 1,000 shares of Common Stock on 2026-08-25 at an average price of $62.0833 per share, executed through indirect ownership "By Ivy Sun Separate Trust." Following this sale, that trust held 3,200 shares. Sun also reported other indirect holdings, including shares held by Lin-Chih Corporation, his spouse, the Michael Sun Trust, the Sun Trust, JKLM Limited Partnership, and RIS Family Limited Partnership, plus 1,000 shares held directly.
CATHAY GENERAL BANCORP (CATY) received a notice under Rule 144 from officer Thomas M. Lo covering a planned sale of common stock. The notice relates to 1,600 shares of common stock, with an aggregate market value of $99,952.00, to be sold through Charles Schwab on NASDAQ. The shares arise from a restricted stock lapse dated July 27, 2026 and are identified as equity compensation.
CATHAY GENERAL BANCORP (CATY) director Richard Sun filed a notice of proposed sale of 1,000 shares of common stock under Rule 144, to be sold through Charles Schwab & Co., Inc. on NASDAQ. The notice states that shares involved in this filing were sold in the IVY SUN SEPARATE PROPERTY TRUST. The filing also lists multiple prior sales of CATY common stock by Richard Sun during the past three months.
Cathay General Bancorp director Richard Sun reported an indirect sale of 3,000 shares of common stock on 2026-08-10 at $63.09 per share, held by RIS Family Limited Partnership, leaving 2,800 shares in that entity. The filing also lists several indirect family and trust holdings and 1,000 shares held directly.
Cathay General Bancorp shareholder Richard Sun filed to sell Cathay General Bancorp common stock under Rule 144. The notice lists 3,000 shares of common stock to be sold through Charles Schwab & Co., Inc., with an aggregate market value of $189,270.00 and a proposed sale date of August 10, 2026. The shares were acquired via open market purchases in August 2020. The filing also reports prior sales in the last three months totaling 30,000 shares across three transactions.
Cathay General Bancorp reported higher profitability for Q2 2026. Net income for the quarter was $92.2 million, up from $77.5 million a year earlier, with diluted EPS of $1.37 versus $1.10. Net interest income rose to $200.9 million, and non-interest income benefited from $11.7 million in equity securities gains, partly offset by a $10.6 million realized loss on available-for-sale securities. For the first half of 2026, net income was $179.1 million, with diluted EPS of $2.66.
Total assets reached $24.65 billion at June 30, 2026. Loans held for investment grew to $20.62 billion, while deposits were $21.06 billion. Stockholders’ equity increased to $3.05 billion, aided by earnings and a $16.1 million improvement in accumulated other comprehensive income from securities. Credit quality metrics were stable, with non-accrual loans at $111.7 million and the allowance for loan losses at $218.9 million. The company paid cash dividends of $0.38 per share in Q2 and continued share repurchases.