Welcome to our dedicated page for Cathay Gnl Bncp SEC filings (Ticker: CATY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Cathay General Bancorp filings document the reporting, governance, and capital actions of a bank holding company for Cathay Bank. Form 8-K reports record operating results and financial-condition updates, Regulation FD materials for earnings presentations, common-stock repurchase programs, and officer or director changes.
Proxy filings cover annual-meeting matters, board structure, executive compensation, equity-award disclosures, shareholder voting items, and related governance information. The filing record also connects Cathay Bank's commercial banking, deposit, lending, fee-income, and wealth management activities with public-company disclosures about financial condition and capital structure.
CATHAY GENERAL BANCORP director and Vice Chairman Anthony M. Tang reported an open-market sale of 5,000 shares of Common Stock at $59.92 per share. After this sale, he directly holds 147,876 shares.
The filing also reports indirect holdings of 371,399 shares held by his spouse, 300,000 shares held through YFO Investments where his spouse is a beneficiary, and 114,410 shares held by an ESOP. A footnote notes that 1,582.906 shares were acquired year-to-date through dividend reinvestment.
Cathay General Bancorp vice chairman Anthony M. Tang reported open-market sales of 25,000 shares of common stock. The sales occurred on June 4, June 5, and June 8, 2026 at weighted-average prices of about $58.16, $58.37, and $58.90 per share, respectively.
After these transactions, Tang directly holds 152,876 common shares. The filing also shows indirect ownership of 371,399 shares held by his spouse, 300,000 shares held through YFO Investments where his spouse is a beneficiary, and 114,410 shares held by an ESOP, providing additional indirect exposure to Cathay General Bancorp stock.
CATY filed a Form 144 reporting the sale of 30,000 shares of Common Stock on 06/04/2026. The filing lists Stifel Nicolaus & Company Inc as the broker and identifies the securities as listed on Nasdaq.
The filing itemizes prior ownership lots acquired on 03/08/1991 (3,049 shares), 01/23/1995 (5,766 shares), 03/07/2008 (16,234 shares), 12/22/2014 (4,971 shares) and 03/19/2015 (1,643 shares).
Cathay General Bancorp updated a prior disclosure to provide more detail on the role of new director Lana Chan. The board appointed her to the Audit Committee and the Investment Committee of both the company and Cathay Bank, effective May 21, 2026.
The board also determined that Ms. Chan qualifies as an “audit committee financial expert” under Regulation S‑K. This amendment focuses solely on her committee assignments and related governance qualifications, with no changes to the company’s financial results or operations.
Cathay General Bancorp reported results of its annual stockholder meeting held on May 18, 2026. Stockholders elected four Class III directors to serve until the 2029 annual meeting, with each nominee receiving over 44.7 million votes in favor and sizeable broker non-votes.
Investors also approved the advisory resolution on executive compensation, with about 47.3 million votes for and 1.1 million against, and indicated a preference to hold this advisory vote every year rather than every two or three years. In addition, stockholders ratified the appointment of KPMG LLP as independent registered public accounting firm for the 2026 fiscal year. There were 66,972,039 common shares entitled to vote as of the March 26, 2026 record date.
Cathay General Bancorp reported stronger results for the first quarter of 2026, with net income of $86.9 million compared with $69.5 million a year earlier. Basic earnings per share rose to $1.30 from $0.99, helped by higher net interest income and gains on equity securities.
Total assets were $24.0 billion and total deposits were $20.7 billion as of March 31, 2026. The allowance for loan losses increased to $208.8 million, while recorded investment in non-accrual loans declined to $89.0 million, indicating tighter credit protection alongside lower problem loans.
The bank recorded a $15.7 million impairment on available-for-sale securities tied to a decision to sell $210.5 million of bonds, but the realized loss was offset within a higher overall earnings base. Stockholders’ equity rose to $3.0 billion, reflecting retained earnings and improved other comprehensive income despite dividends of $0.38 per share.
Cathay General Bancorp vice chairman Peter Wu reported an indirect sale of 20,000 shares of Common Stock through PACJU, LLC. The shares were sold in open-market transactions at a weighted-average price of $57.3253 per share, with individual trades ranging from $57.25 to $57.38.
Following the sale, PACJU, LLC held 275,252 shares. The filing also shows Wu holding 1,593 shares directly and 398,814 shares indirectly through the Wu Family Trust as of the reported date, indicating he retains a substantial overall position associated with his role at the company.
Cathay General Bancorp reported an insider stock sale by SVP and General Counsel May K. Chan. On April 28, 2026, Chan executed an open-market sale of approximately 558.1721 shares of Common Stock at $56.00 per share.
After this transaction, Chan directly holds 2,693 shares of Cathay General Bancorp common stock. This total includes 26.332 shares acquired year-to-date through dividend reinvestment, indicating ongoing participation in the company’s dividend reinvestment program alongside the recent sale.
Vanguard Capital Management reported beneficial ownership of 3,400,575 shares of Cathay General Bancorp common stock, representing 5.07% of the class. The filing lists 503,039 shares as sole voting power and 3,400,575 as sole dispositive power. The filing is signed by Ashley Grim.