Form 144 notices sale of 30,000 shares by CATY (Nasdaq: CATY)

Rhea-AI Filing Summary

CATY filed a Form 144 reporting the sale of 30,000 shares of Common Stock on 06/04/2026. The filing lists Stifel Nicolaus & Company Inc as the broker and identifies the securities as listed on Nasdaq.

The filing itemizes prior ownership lots acquired on 03/08/1991 (3,049 shares), 01/23/1995 (5,766 shares), 03/07/2008 (16,234 shares), 12/22/2014 (4,971 shares) and 03/19/2015 (1,643 shares).

Insights

Securities Compliance Attorney

Form 144 reports an intended sale through a broker under Rule 144 conditions.

The filing shows a broker-dealer (Stifel Nicolaus & Company Inc) and identifies Nasdaq as the market. Form 144 is a notice that typically accompanies intended sales by affiliates and signals compliance with resale conditions rather than an immediate trade confirmation.

Timing and cash-flow treatment are not stated beyond the 06/04/2026 filing date; subsequent transaction-level disclosures may appear in market filings reporting actual sale execution.

Key Figures

Filed sale amount: 30,000 shares Listing exchange: Nasdaq Broker-dealer: Stifel Nicolaus & Company Inc +3 more

6 metrics

Filed sale amount 30,000 shares Form 144 notice filed on 06/04/2026

Listing exchange Nasdaq Security identified as Common Stock listed on Nasdaq

Broker-dealer Stifel Nicolaus & Company Inc Broker listed on the Form 144 cover information

Context number 1 3,049 shares Acquired 03/08/1991 (Owned Shares)

Context number 2 16,234 shares Acquired 03/07/2008 (Owned Shares)

Context number 3 5,766 shares Acquired 01/23/1995 (Owned Shares)

Key Terms

Form 144, Owned Shares, Broker-dealer

3 terms

Form 144 regulatory

"Filed a Form 144 reporting the sale of 30,000 shares"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Owned Shares financial

"Owned Shares | Issuer | ... | 3,049 | 03/08/1991"

Broker-dealer financial

"Stifel Nicolaus & Company Inc listed as broker"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Stifel Nicolaus & Company Inc 501 N Broadway St. Louis MO 63102	30000	1744899.00	67035475	06/04/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/08/1991	Owned Shares	Issuer			3049	03/08/1991	Cash
Common Stock	01/23/1995	Owned Shares	Issuer			5766	01/23/1995	Cash
Common Stock	03/07/2008	Owned Shares	Issuer			16234	03/07/2008	Cash
Common Stock	12/22/2014	Owned Shares	Issuer			4971	12/22/2014	Cash
Common Stock	03/19/2015	Owned Shares	Issuer			1643	03/19/2015	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does CATY's Form 144 filing mean?

It notifies the SEC of an intended sale of 30,000 shares filed on 06/04/2026. This is a compliance notice that typically precedes sales by affiliates and does not itself confirm execution of the sale.

Who is the broker listed on the CATY Form 144?

The filing lists Stifel Nicolaus & Company Inc at 501 N Broadway, St. Louis. The broker is the intermediary named for the prospective sale; execution details are not included in this notice.

Are the shares in CATY's Form 144 registered on an exchange?

Yes; the filing identifies the securities as Common Stock traded on Nasdaq. The notice does not state trade execution or proceeds, only the market where the shares are listed.

Does the Form 144 show how the 30,000 shares were acquired?

The filing itemizes acquisition lots with dates and amounts: 03/08/1991 (3,049), 01/23/1995 (5,766), 03/07/2008 (16,234), 12/22/2014 (4,971), 03/19/2015 (1,643). It lists these as Owned Shares acquired on those dates.