Cathay General Bancorp insider plans 1,000-share sale

Cathay General Bancorp has a shareholder planning to sell 1,000 shares of its common stock under Rule 144.

Rhea-AI Filing Summary

Cathay General Bancorp has a shareholder planning to sell 1,000 shares of its common stock under Rule 144. The shares are to be sold through Charles Schwab & Co., Inc. on or about 01/29/2026 on the NASDAQ market, with an aggregate market value of $50,232.00.

The securities were acquired through three restricted stock lapses from Cathay General Bancorp on 10/02/2023, 05/28/2024, and 03/16/2025, each labeled as equity compensation. The seller represents they are not aware of undisclosed material adverse information about the company’s current or prospective operations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for Cathay General Bancorp (CATY) disclose?

The Form 144 discloses a planned sale of 1,000 Cathay General Bancorp common shares. The sale is under Rule 144, using Charles Schwab & Co., Inc. as broker, with an aggregate market value of $50,232.00 on the NASDAQ exchange around January 29, 2026.

How many Cathay General Bancorp (CATY) shares are planned to be sold and at what value?

The filing indicates an intended sale of 1,000 common shares of Cathay General Bancorp. The aggregate market value listed for this block is $50,232.00, with the transaction expected to occur on or about January 29, 2026 on the NASDAQ market.

How were the Cathay General Bancorp (CATY) shares in this Form 144 acquired?

The shares were acquired through restricted stock lapses from Cathay General Bancorp. Acquisition dates are October 2, 2023, May 28, 2024, and March 16, 2025, and each line in the filing identifies the nature of payment as equity compensation rather than a cash purchase.

Which broker and exchange are involved in the Cathay General Bancorp (CATY) Form 144 sale?

The planned sale will be executed through Charles Schwab & Co., Inc., located in Westlake, Texas. The shares are identified as common stock of Cathay General Bancorp, and the filing states that the securities are to be sold on the NASDAQ exchange.

What representation does the seller make in the Cathay General Bancorp (CATY) Form 144?

The seller represents that they do not know any material adverse information about Cathay General Bancorp’s current or prospective operations that has not been publicly disclosed. The form also warns that intentional misstatements or omissions of facts constitute federal criminal violations under 18 U.S.C. 1001.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/29/2026 - 04:15 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002009474
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CATHAY GENERAL BANCORP
SEC File Number	001-31830
Address of Issuer	777 N BROADWAY LOS ANGELES CALIFORNIA 90012
Phone	2136254700
Name of Person for Whose Account the Securities are To Be Sold	Lo Thomas M.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	1000	50232.00	68036614	01/29/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/16/2025	Restricted Stock Lapse	CATHAY GENERAL BANCORP			370	03/16/2025	Equity Compensation
Common	05/28/2024	Restricted Stock Lapse	CATHAY GENERAL BANCORP			345	05/28/2024	Equity Compensation
Common	10/02/2023	Restricted Stock Lapse	CATHAY GENERAL BANCORP			285	10/02/2023	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	01/29/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Thomas M. Lo
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)