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Director Shally Wang receives stock grant at CATHAY GENERAL BANCORP (CATY)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CATHAY GENERAL BANCORP director Shally Wang received a grant of 1,593 shares of fully vested common stock of CATY on April 15, 2026 at no cost per share. Following this award, Wang directly holds 10,908 common shares, which include 67.381 shares acquired year-to-date through dividend reinvestment.

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Negative

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Insider Wang Shally
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 1,593 $0.00 --
Holdings After Transaction: Common Stock — 10,908 shares (Direct)
Footnotes (1)
  1. Grant of fully vested common stock of CATY. Includes 67.381 shares acquired through dividend reinvestment year-to-date.
Shares granted 1,593 shares Fully vested common stock grant on April 15, 2026
Grant price $0.00 per share Price per share for the 1,593-share award
Shares held after 10,908 shares Total direct CATY common stock after the transaction
Dividend reinvestment shares 67.381 shares Acquired year-to-date through dividend reinvestment
fully vested common stock financial
"Grant of fully vested common stock of CATY."
dividend reinvestment financial
"Includes 67.381 shares acquired through dividend reinvestment year-to-date."
Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wang Shally
(Last)(First)(Middle)
777 NORTH BROADWAY
(Street)
LOS ANGELES CALIFORNIA 90012
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
CATHAY GENERAL BANCORP [ CATY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/15/2026A1,593(1)A$010,908(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Grant of fully vested common stock of CATY.
2. Includes 67.381 shares acquired through dividend reinvestment year-to-date.
/s/ Georgia Lo, attorney-in-fact04/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did CATY director Shally Wang report on this Form 4?

Director Shally Wang reported receiving a grant of 1,593 fully vested shares of CATHAY GENERAL BANCORP common stock. The award carried a price of $0.00 per share, reflecting a compensation-related grant rather than an open-market purchase.

How many CATY shares does Shally Wang hold after the reported grant?

After the grant, Shally Wang directly holds 10,908 shares of CATHAY GENERAL BANCORP common stock. This total includes the newly granted 1,593 fully vested shares and additional shares accumulated through the company’s dividend reinvestment program.

Was the CATY stock transaction by Shally Wang an open-market buy or a compensation grant?

The transaction was a compensation grant, not an open-market buy. The filing labels it as a grant or award acquisition, with 1,593 shares of fully vested common stock received at a price of $0.00 per share.

What does the Form 4 footnote say about the 1,593 CATY shares granted to Shally Wang?

A footnote explains that the 1,593 shares represent a grant of fully vested common stock of CATHAY GENERAL BANCORP. Fully vested means Wang’s rights to these shares are not subject to additional service or performance conditions.

How many CATY shares did Shally Wang gain through dividend reinvestment year-to-date?

The filing notes that Wang’s holdings include 67.381 shares acquired year-to-date through dividend reinvestment. This indicates cash dividends on existing holdings were automatically used to buy additional CATHAY GENERAL BANCORP common shares.

Is Shally Wang’s ownership in CATY direct or through another entity?

The Form 4 shows Wang’s ownership as direct. The direct_or_indirect field is coded as "D," and no footnote reallocates voting or investment power to another entity such as a trust or partnership.