Cathay General director receives 1,593 share grant

Hung Maan-Huei reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Hung Maan-Huei reported acquisition or exercise transactions in this Form 4 filing.

Cathay General Bancorp director Maan-Huei Hung received a grant of 1,593 shares of Common Stock of CATY. The shares were granted as fully vested stock at a stated price of $0.00 per share. Following this compensation award on April 15, 2026, Hung directly holds 12,707 shares of Cathay General Bancorp common stock.

Insider Trade Summary

Grant/Award: 1,593 shares

Grant/Award 1 txn

Insider Hung Maan-Huei

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,593	$0.00	$0.00

Holdings After Transaction: Common Stock — 12,707 shares (Direct)

Footnotes (1)

1. F1. Grant of fully vested common stock of CATY.

Key Figures

Shares granted: 1,593 shares Transaction price per share: $0.00 per share Total shares after transaction: 12,707 shares +1 more

4 metrics

Shares granted 1,593 shares Fully vested Common Stock grant on April 15, 2026

Transaction price per share $0.00 per share Stated price for the 1,593-share grant

Total shares after transaction 12,707 shares Director’s direct CATY holdings following the grant

Transaction code A Grant, award, or other acquisition of non-derivative stock

Key Terms

fully vested common stock, Grant, award, or other acquisition, non-derivative, Form 4

4 terms

fully vested common stock financial

"Grant of fully vested common stock of CATY."

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

non-derivative financial

"transaction_type: non-derivative"

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Cathay General Bancorp (CATY) report for Maan-Huei Hung?

Cathay General Bancorp reported that director Maan-Huei Hung received a grant of 1,593 shares of CATY Common Stock. The filing classifies this as a grant, award, or other acquisition, rather than an open-market purchase or sale.

Was the Cathay General Bancorp (CATY) stock grant to Maan-Huei Hung fully vested?

Yes, the 1,593 CATY Common Stock shares granted to director Maan-Huei Hung were described as fully vested. This means the shares were not subject to additional vesting conditions at the time they were awarded.

How many Cathay General Bancorp (CATY) shares does Maan-Huei Hung hold after this grant?

After receiving the 1,593-share grant, director Maan-Huei Hung directly holds a total of 12,707 CATY Common Stock shares. This total reflects holdings immediately following the reported Form 4 transaction.

What was the reported price per share for Maan-Huei Hung’s Cathay General Bancorp (CATY) stock grant?

The reported transaction price per share for the 1,593-share grant to Maan-Huei Hung was $0.00. This indicates the shares were awarded as compensation, not purchased in an open-market transaction.

Is Maan-Huei Hung’s Cathay General Bancorp (CATY) transaction a buy or a grant?

The transaction is categorized as a grant or award acquisition, not a market buy. The Form 4 uses transaction code “A” and labels it as a grant, award, or other acquisition of non-derivative Common Stock.

Does Maan-Huei Hung hold Cathay General Bancorp (CATY) shares directly or indirectly?

According to the filing, Maan-Huei Hung’s 12,707 CATY shares are held with direct ownership. The ownership code is listed as “D,” indicating direct rather than indirect holdings through another entity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/17/2026 - 06:41 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hung Maan-Huei

(Last) (First) (Middle)

777 NORTH BROADWAY

(Street)

LOS ANGELES CALIFORNIA 90012

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CATHAY GENERAL BANCORP [ CATY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/15/2026		A		1,593(1)	A	$0	12,707	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant of fully vested common stock of CATY.

	/s/ Georgia Lo, attorney-in-fact	04/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)