CBAK Energy regains Nasdaq bid-price compliance

CBAK Energy Technology Ltd. regained compliance with Nasdaq’s minimum bid price rule after its ordinary shares closed at US$1.00 per share or greater for 13 consecutive business days, from September 16 through October 2, 2026; Nasdaq said the matter is closed.

Rhea-AI Filing Summary

CBAK Energy Technology Ltd. regained compliance with Nasdaq’s minimum bid price rule after its ordinary shares closed at US$1.00 per share or greater for 13 consecutive business days, from September 16 through October 2, 2026; Nasdaq said the matter is closed. Following the redomicile, the company’s ordinary shares replaced its common stock effective June 24, 2026, and continue to trade on the Nasdaq Capital Market under CBAT.

Key Figures

Minimum bid price: US$1.00 per share Compliance period: 13 consecutive business days Nasdaq notice date: October 5, 2026 +1 more

4 metrics

Minimum bid price US$1.00 per share Nasdaq Listing Rule 5550(a)(2) requirement

Compliance period 13 consecutive business days September 16 through October 2, 2026

Nasdaq notice date October 5, 2026 Nasdaq notified the company it had regained compliance

Ordinary shares substituted for common stock June 24, 2026 Effective date in connection with the company’s redomicile

Key Terms

minimum bid price requirement, Nasdaq Listing Rule 5550(a)(2), redomicile

3 terms

minimum bid price requirement regulatory

"minimum bid price requirement set forth under Nasdaq Listing Rule 5550(a)(2)"

A minimum bid price requirement is a rule that a stock must trade above a set price for a specified period to stay listed on an exchange. It matters to investors because falling below that threshold can trigger warnings or removal from the exchange, which can cut liquidity, reduce visibility, and often lead to sharper declines in share value—think of it like a venue’s minimum dress code that, if not met, can bar a performer from the stage.

Nasdaq Listing Rule 5550(a)(2) regulatory

"compliance with Nasdaq Listing Rule 5550(a)(2)"

redomicile technical

"In connection with the Company’s redomicile"

Redomicile is when a company legally moves its “home” from one country or jurisdiction to another while keeping its business operations largely the same. For investors it matters because the move can change tax rules, legal protections, corporate governance, and the ease of trading shares—similar to a person changing their legal residence to gain different benefits or follow different laws, which can affect value and risk.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Did CBAT regain Nasdaq compliance?

Yes. Nasdaq determined that CBAK Energy Technology Ltd. had regained compliance with the US$1.00-per-share minimum bid price requirement after its ordinary shares’ closing bid price was US$1.00 or greater for 13 consecutive business days, from September 16 through October 2, 2026, and closed the matter.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 6-K: How Foreign Companies Report to the SEC →

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Available on EDGAR 10/05/2026 - 04:30 PM Accepted by SEC EDGAR 10/05/2026 - 04:30 PM Learn about SEC filing dates

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 OF THE

SECURITIES EXCHANGE ACT OF 1934

For the month of, October 2026

Commission File Number 001-43366

CBAK ENERGY TECHNOLOGY LIMITED

(Translation of registrant’s name into English)

BAK Industrial Park, Meigui Street

Huayuankou Economic Zone, Dalian City

Liaoning Province, People’s Republic of China 116450

 (Address of principal executive offices) 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F ☒       Form 40-F ☐

As previously disclosed, on April 30, 2026, CBAK Energy Technology Limited (formerly CBAK Energy Technology, Inc.) (the “Company”) received a notice from the Listing Qualifications staff of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it was not in compliance with the minimum bid price requirement set forth under Nasdaq Listing Rule 5550(a)(2), which requires listed securities to maintain a minimum bid price of US$1.00 per share.

On October 5, 2026, the Company received a letter from Nasdaq notifying the Company that, for the 13 consecutive business days from September 16, 2026 through October 2, 2026, the closing bid price of the Company’s ordinary shares had been at US$1.00 per share or greater. Accordingly, Nasdaq determined that the Company has regained compliance with Nasdaq Listing Rule 5550(a)(2), and the matter is now closed.

In connection with the Company’s redomicile, the Company’s ordinary shares were substituted for its common stock effective June 24, 2026. The Company’s ordinary shares continue to trade on the Nasdaq Capital Market under the ticker “CBAT.”

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: October 5, 2026	CBAK ENERGY TECHNOLOGY LIMITED
	By:	/s/ Jiewei Li
		Jiewei Li
		Chief Financial Officer