Capital Bancorp director receives RSU and option awards

Capital Bancorp Inc director Mark Caplan reported multiple equity awards and an option-related share delivery.

Rhea-AI Filing Summary

Capital Bancorp Inc director Mark Caplan reported multiple equity awards and an option-related share delivery. On 3/2/2026 he received 1,360 Restricted Stock Units and 5,256 stock options, both at a price of $0.00 per unit, as grants or awards. The RSUs vest on 3/2/2027 and the options vest in four equal annual installments beginning one year after grant. On 3/3/2026, 811 Restricted Stock Units were converted into 811 shares of common stock at $0.00 per share, leaving him with 139,501 directly held common shares. Additional common shares are held indirectly through a trust, a Roth IRA, and an investment management account.

Insider Trade Summary

811 shares exercised/converted

Exercise 11 txns

Insider Caplan Mark

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	811	$0.00	$0.00
Exercise	Common Stock	811	$0.00	$0.00
Grant/Award	Restricted Stock Units	1,360	$0.00	$0.00
Grant/Award	Stock Options	5,256	$0.00	$0.00
holding	Stock Options	--	--	--
holding	Stock Options	--	--	--
holding	Stock Options	--	--	--
holding	Stock Options	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 1,360 contracts (Direct); Stock Options — 12,637 contracts for 7,381 underlying shares (Direct); Common Stock — 139,501 shares (Direct); Common Stock — 15,000 shares (Indirect, By Mark M. Caplan & Linda W. Caplan U/T); Common Stock — 45,000 shares (Indirect, By Mark M. Caplan Roth IRA); Common Stock — 30,000 shares (Indirect, By Mark M. Caplan IMA)

Footnotes (4)

1. F1. Each Restricted Stock Unit represents the right to receive one share of common stock.
2. F2. The Restricted Stock Units will vest on 3/2/2027.
3. F3. The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
4. F4. The Restricted Stock Units will vest on 3/3/2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Mark Caplan report at Capital Bancorp (CBNK)?

Mark Caplan reported equity awards and an RSU conversion, not open-market trades. He received new Restricted Stock Units and stock options, and 811 RSUs converted into common shares, all at $0.00 per unit as part of compensation arrangements.

How many Restricted Stock Units did Mark Caplan receive from Capital Bancorp (CBNK)?

He received 1,360 Restricted Stock Units on 3/2/2026. Each unit represents the right to receive one share of common stock, providing additional equity-based compensation that will vest over time according to the schedule disclosed in the filing.

When do Mark Caplan’s Capital Bancorp (CBNK) RSUs vest?

Two RSU grants have defined vesting dates. One grant of RSUs vests on 3/2/2027, and another grant that converted on 3/3/2026 was scheduled to vest on that same 3/3/2026 date, aligning with typical time-based vesting structures.

What stock option awards did Mark Caplan receive from Capital Bancorp (CBNK)?

He received 5,256 stock options on 3/2/2026 at a grant price of $0.00 per option. These options vest in four equal annual installments beginning on the first anniversary of the grant date, creating a multi-year incentive tied to continued service.

How many Capital Bancorp (CBNK) common shares does Mark Caplan hold directly after these transactions?

After the 811-share RSU conversion on 3/3/2026, he directly holds 139,501 shares of Capital Bancorp common stock. This reported figure excludes additional indirect holdings through a trust, a Roth IRA, and an investment management account.

Are Mark Caplan’s Capital Bancorp (CBNK) transactions open-market buys or sells?

No, they are not open-market buys or sells. The filing describes equity compensation events: grants of Restricted Stock Units and stock options, plus an RSU conversion to common shares, all recorded at $0.00 per unit rather than market purchase prices.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/03/2026 - 07:25 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Caplan Mark

(Last) (First) (Middle)

2275 RESEARCH BLVD

SUITE 600

(Street)

ROCKVILLE MD 20850

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Capital Bancorp Inc [ CBNK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/03/2026		M		811	A	$0	139,501	D
Common Stock								15,000	I	By Mark M. Caplan & Linda W. Caplan U/T
Common Stock								45,000	I	By Mark M. Caplan Roth IRA
Common Stock								30,000	I	By Mark M. Caplan IMA

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/02/2026		A		1,360		(2)	(2)	Common Stock	1,360	$0	1,360	D
Stock Options	$29.41	03/02/2026		A		5,256		03/02/2027(3)	03/02/2031	Common Stock	5,256	$0	5,256	D
Restricted Stock Units	(1)	03/03/2026		M			811	(4)	(4)	Common Stock	811	$0	0	D
Stock Options	$26.41							12/31/2022(3)	12/31/2026	Common Stock	450		450	D
Stock Options	$23.54							01/01/2024(3)	01/01/2028	Common Stock	1,131		1,131	D
Stock Options	$24.2							01/01/2025(3)	01/01/2029	Common Stock	2,800		2,800	D
Stock Options	$30.51							03/03/2026(3)	03/03/2030	Common Stock	3,000		3,000	D

Explanation of Responses:

1. Each Restricted Stock Unit represents the right to receive one share of common stock.

2. The Restricted Stock Units will vest on 3/2/2027.

3. The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

4. The Restricted Stock Units will vest on 3/3/2026.

Remarks:

	/s/ Mark Caplan, by Gerrie Lenn Boonstra as Attorney in Fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.