Welcome to our dedicated page for Capital Bancorp SEC filings (Ticker: CBNK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Capital Bancorp, Inc. filings document the regulatory disclosures of a Maryland bank holding company for Capital Bank, N.A. Recent Form 8-K reports cover quarterly and annual financial results, investor presentations, cash dividends, stock repurchase authorization, subordinated note redemption, and other material corporate events.
The company’s proxy and governance filings describe board structure, director elections and appointments, committee assignments, executive compensation, equity awards, and shareholder voting matters. Officer employment agreements and related compensatory arrangements appear in current reports, while capital-structure disclosures address common stock activity and bank holding company financing instruments.
Capital Bancorp Inc director Fred Joseph Lewis reported equity awards and a derivative exercise. On March 2, 2026, he received 1,360 Restricted Stock Units and 5,256 stock options at a price of $0.00 per unit. The options vest in four equal annual installments, and the RSUs vest on March 2, 2027.
On March 3, 2026, 1,081 Restricted Stock Units were converted into 1,081 shares of common stock at $0.00 per share, leaving no remaining RSUs from that grant and bringing his directly held common stock to 32,391 shares. He also has 16,672 common shares held indirectly through Dominion Insurance Inc.
Capital Bancorp Inc director Randall James Levitt reported equity awards and an option-related share issuance. On March 2, 2026, he received 1,360 Restricted Stock Units and 5,256 stock options, each with a grant price of $0.00. The RSUs vest on March 2, 2027, and the options vest in four equal yearly installments beginning one year after grant. On March 3, 2026, 811 RSUs were exercised into 811 shares of common stock at $0.00 and are held indirectly through the Randall James Levitt Revocable Trust, which now holds 268,319 shares. Additional lines list common stock and option holdings through several entities, reflecting indirect ownership but no reported open-market buying or selling.
Capital Bancorp Inc director Mark Caplan reported multiple equity awards and an option-related share delivery. On 3/2/2026 he received 1,360 Restricted Stock Units and 5,256 stock options, both at a price of $0.00 per unit, as grants or awards. The RSUs vest on 3/2/2027 and the options vest in four equal annual installments beginning one year after grant. On 3/3/2026, 811 Restricted Stock Units were converted into 811 shares of common stock at $0.00 per share, leaving him with 139,501 directly held common shares. Additional common shares are held indirectly through a trust, a Roth IRA, and an investment management account.
Capital Bancorp Inc director Mark Caplan filed an amended Form 3 updating his reported ownership in company securities. The amendment corrects previously reported stock option grants, showing 0 options from a 12/31/2020 grant, 450 options from a 12/31/2021 grant, and 1,131 options from a 1/1/2023 grant. He also reports 811 restricted stock units, each convertible into one common share and scheduled to vest on 3/3/2026. Common stock holdings now include 138,690 shares held directly, plus 15,000, 45,000, and 30,000 shares held indirectly through a trust, a Roth IRA, and an investment management account.
Capital Bancorp Inc director Brannan C. Scott reported new equity awards and a derivative exercise. On 3/2/2026 he received 952 Restricted Stock Units and 3,679 stock options, all held directly. Each unit represents one common share and the units granted that day will vest on 3/2/2027, while the options vest in four equal annual installments starting one year after grant. On 3/3/2026, 946 Restricted Stock Units were exercised into 946 shares of common stock at no cost, increasing his directly held common stock to 3,204 shares. He also reports indirect common stock holdings in UTMA accounts for four grandchildren.
Capital Bancorp Inc director Joshua Bernstein reported several equity compensation transactions in company stock. On March 2, 2026, he received grants of 952 Restricted Stock Units and 3,679 stock options at a stated price of $0.00 per unit, all held directly. The stock options vest in four equal annual installments starting on the first anniversary of the grant date, while the 952 Restricted Stock Units are scheduled to vest on March 2, 2027.
On March 3, 2026, Bernstein exercised 1,081 Restricted Stock Units into 1,081 shares of common stock at a stated price of $0.00 per share, leaving no balance in that RSU award and increasing his directly held common stock to 90,909 shares. The filing also lists indirect holdings of common stock through entities identified as Norman Bernstein, SandBern Ventures, LLC, and Bernstein Fund Limited Partnership.
Capital Bancorp Inc director Jerome Ronnell Bailey reported equity-based compensation and an option-related share delivery. He received 952 Restricted Stock Units and 3,679 stock options, all with a $0 grant price. He also exercised 1,081 Restricted Stock Units into 1,081 shares of common stock at a $0 exercise price. Footnotes state the new RSUs vest on 3/2/2027 and the exercised RSUs vest on 3/3/2026, while the stock options vest in four equal annual installments beginning one year after grant.
Capital Bancorp Inc Chief Executive Officer Barry Edward reported multiple equity award transactions in common stock and restricted stock units on February 15, 2026. He exercised restricted stock units covering 2,570 and 2,803 units, converting them into the same number of common shares at a price of $0.00 per share.
To satisfy tax obligations tied to these awards, he disposed of 1,296 and 1,278 shares of common stock at a price of $31.79 per share in tax-withholding transactions, not open‑market sales. Following these transactions, he directly owned 152,692 shares of common stock and also reported indirect ownership of 220,004 common shares held by his spouse.
Joshua Bernstein reports a significant ownership stake in Capital Bancorp, Inc. He beneficially owns 873,536 shares of Capital Bancorp common stock, representing 5.3% of the company’s outstanding shares based on 16,373,288 shares outstanding as of December 31, 2025.
The position includes 89,828 shares held directly, plus indirect holdings through Bernstein Fund Limited Partnership, SandBern Ventures, LLC, and shares held in his late father’s estate. It also includes 2,108 shares underlying stock options exercisable within 60 days of December 31, 2025, while 7,478 unvested option and restricted stock unit shares are excluded.
Capital Bancorp, Inc. investor James F. Whalen reports beneficial ownership of 982,716 shares of common stock, representing 6.0% of the class based on 16,373,288 shares outstanding as of December 31, 2025.
The stake includes shares he holds directly, through a revocable trust, an IRA, family LLCs, and 7,566 shares underlying options exercisable within 60 days, while 8,150 additional option and restricted stock unit shares that are still subject to vesting are excluded.