STOCK TITAN

Notifications

Limited Time Offer! Get Platinum at the Gold price until January 31, 2026!

Sign up now and unlock all premium features at an incredible discount.

Read more on the Pricing page

[Form 3] Calamos Dynamic Convertible & Income Fund Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Hugh Armstrong filed an initial Form 3 reporting his relationship to Calamos Dynamic Convertible & Income Fund (CCD) as an officer. The filing covers an event dated 09/01/2025 and explicitly states no securities are beneficially owned by the reporting person. The form is signed by Tracey Quinn as attorney-in-fact on 09/09/2025.

Positive
  • None.
Negative
  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Armstrong Hugh

(Last) (First) (Middle)
2020 CALAMOS COURT

(Street)
NAPERVILLE IL 60563

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2025
3. Issuer Name and Ticker or Trading Symbol
Calamos Dynamic Convertible & Income Fund [ CCD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Trustee
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
s/ Tracey Quinn, by Power of Attorney for Hugh Armstrong, Attorney-in-Fact 09/09/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 filed for CCD disclose about Hugh Armstrong's holdings?

The filing states no securities are beneficially owned by Hugh Armstrong.

What is Hugh Armstrong's relationship to CCD on the Form 3?

He is reported as an officer of Calamos Dynamic Convertible & Income Fund (CCD).

What date triggered the Form 3 filing for CCD?

The event requiring the statement is dated 09/01/2025.

Who signed the Form 3 for Hugh Armstrong and when?

The form is signed by Tracey Quinn, by power of attorney, on 09/09/2025.

Does the Form 3 list any derivative or non-derivative securities for CCD?

No. The filing explicitly states no securities are beneficially owned and lists no derivative or non-derivative holdings.
Calamos Dynamic Convertible and Income

NASDAQ:CCD

CCD Rankings

CCD Latest News

CCD Latest SEC Filings

CCD Stock Data

555.71M
27.05M
26.14%
45.18%
0.25%
Asset Management
Financial Services
Link
United States
Naperville