Carnival executive proposes $779K share sale

The shares are attributed to restricted-stock-unit vesting under the 2020 stock plan and dividend equivalents, with acquisition dates from April 8, 2024, to March 23, 2026.

Available on EDGAR 11/04/2026 - 03:28 PM EST Accepted by SEC EDGAR 11/04/2026 - 03:27 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Carnival Corp Ltd. (CCL) executive officer David Bernstein reported a proposed sale of 26,681 shares identified as Carnival Corporation common stock, with an aggregate market value of $779,085.00. Citigroup Global Markets Inc. is listed as the broker, and the approximate sale date is November 4, 2026.

Key Figures

Proposed sale: 26,681 shares Aggregate market value: $779,085.00 Common shares outstanding: 1,344,610,129 shares

3 metrics

Proposed sale 26,681 shares Carnival Corporation common stock

Aggregate market value $779,085.00 Shares proposed for sale

Common shares outstanding 1,344,610,129 shares Carnival Corporation common stock

Key Terms

Rule 144, restricted stock units, dividend equivalents

3 terms

Rule 144 regulatory

"paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock units financial

"Vesting of Restricted Stock units granted"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

dividend equivalents financial

"2020 stock plan and dividend equivalents"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did David Bernstein report for sale in the CCL filing?

David Bernstein, identified as an executive officer, reported a proposed sale of 26,681 shares of Carnival Corporation common stock, with an aggregate market value of $779,085.00. Citigroup Global Markets Inc. is listed as the broker, and the approximate sale date is November 4, 2026.

How were the shares in David Bernstein's proposed CCL sale acquired?

The shares are attributed to vesting of restricted stock units granted under Carnival Corporation's 2020 stock plan and dividend equivalents. The stated acquisition-date range is April 8, 2024, through March 23, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001406203
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Carnival Corp Ltd.
SEC File Number	001-09610
Address of Issuer	3655 NW 87TH AVE PO BOX 1347 MIAMI FLORIDA 33178-2428
Phone	3055992600
Name of Person for Whose Account the Securities are To Be Sold	Bernstein David
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Executive Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON STOCK OF CARNIVAL CORPORATION	CITIGROUP GLOBAL MARKETS INC 388 GREENWICH STREET NEW YORK NY 10013	26681	779085.00	1344610129	11/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON STOCK OF CARNIVAL CORPORATION	04/08/2024	Vesting of Restricted Stock units granted pursuant to the Carnival Corporation 2020 stock plan and dividend equivalents	CARNIVAL CORPORATION			26681	11/04/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Section 3(d) based on 11-03-26 date. Section 3(e) based on 9-22-26 date. Under Table 1, Date Acquired Range is 4-8-2024 to 3-23-2026 and Date of Payment is N/A
Date of Notice	11/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	CONFORMED SIGNATURE ON FILE
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)