Welcome to our dedicated page for Carnival SEC filings (Ticker: CCL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Carnival Corporation & plc (NYSE: CCL) files a range of documents with the U.S. Securities and Exchange Commission that provide insight into its cruise operations, capital structure and governance. For investors, the SEC filings page is a primary source for official information on material events, financing transactions, earnings results and proposed corporate changes affecting the company’s global cruise portfolio.
Recent Form 8-K filings show how Carnival Corporation & plc uses current reports to communicate significant developments. Examples include a December 19, 2025 Form 8-K furnishing a press release on record full-year revenues, record adjusted net income, all-time high operating income and record adjusted EBITDA, along with the reinstatement of a quarterly dividend and recognition of investment grade leverage metrics. Other 8-Ks describe private offerings of senior unsecured notes due 2029, 2031 and 2032, the planned redemption of existing unsecured notes and repayment of secured term loans, and related indenture details such as interest rates, maturities, redemption provisions and guarantees by certain subsidiaries.
Filings also address topics such as the redemption of convertible senior notes, executive compensation protection and restrictive covenant agreements, and a proposed unification of the dual-listed structure into a single Carnival Corporation entity listed on the New York Stock Exchange, with Carnival plc as a wholly owned subsidiary and a change of legal incorporation to Bermuda under the name Carnival Corporation Ltd. These disclosures help investors understand how the company manages leverage, refinances debt, structures executive arrangements and plans for governance simplification.
On Stock Titan’s SEC filings page for CCL, users can access these current reports alongside the company’s periodic filings, such as annual and quarterly reports when available. The platform highlights key elements of documents like Form 8-K, including earnings announcements, new debt issuances, redemptions, and material agreements, and surfaces information on securities listings noted in the filings, such as common stock under the CCL symbol and American Depositary Shares under CUK. AI-powered tools summarize lengthy filings and point to sections on topics like leverage metrics, dividend decisions, note covenants and proposed structural changes, helping readers quickly identify the items most relevant to their analysis.
Carnival plc has amended its Amended and Restated Deposit Agreement governing its American Depositary Receipts. The change focuses on when the ADR program can be terminated and what happens to holders’ underlying economic interest.
The agreement may now end on 30 days’ notice from Carnival plc, automatically if the proposed unification of the dual listed company structure and the migration of Carnival Corporation from Panama to Bermuda are completed, or after certain events such as delistings, insolvency, failure to appoint a successor depositary, redemption of deposited securities, or corporate transactions exchanging the underlying shares. If terminated due to the unification and migration, the depositary will seek to distribute New Carnival Shares to ADR holders, or otherwise sell remaining securities and hold net cash proceeds in trust. The amendment also makes technical and conforming changes to the ADR form.
Carnival Corp’s General Counsel Enrique Miguez reported equity compensation activity tied to prior stock awards. On February 10, 2026, he acquired 63,581 shares of common stock at $0 per share through vesting of performance-based restricted stock units granted in April 2023 under the 2020 Stock Plan. The performance goals for the 2023–2025 period were certified at 170.4% of target, increasing the vested amount. On the same date, 25,141 shares and 2,098 shares were withheld at $33.2151 per share to cover tax obligations on performance-based and time-based restricted stock units, respectively, leaving him with 161,900 directly held shares.
Carnival Corporation’s Chief Maritime Officer Lars Jakob Ljoen reported equity compensation activity involving common stock. On February 10, 2026, he acquired 18,164 shares at $0 per share through the vesting of performance-based restricted stock units granted under the 2020 Stock Plan.
The performance units for the 2023–2025 period vested at 170.4% of target based on pre-established goals certified by the Compensation Committee. To cover related tax liabilities, 7,513 shares and 2,940 shares were withheld at a price of $33.2151 per share. After these transactions, Ljoen directly held 54,634 shares of Carnival common stock.
Carnival Corporation’s Chief Human Resources Officer Bettina Deynes reported equity compensation activity in the form of restricted stock unit vesting. On February 10, 2026, she acquired 47,686 shares of common stock at $0 upon vesting of performance-based RSUs granted under the 2020 Stock Plan, tied to 2023–2025 goals achieved at 170.4% of target.
To cover associated tax obligations, the issuer withheld 18,765 shares related to performance-based RSUs and 1,725 shares related to time-based RSUs, both at a price of $33.2151 per share. Following these transactions, Deynes directly beneficially owns 97,322 shares of Carnival Corporation common stock.
Carnival Corporation CFO & CAO David Bernstein reported a stock award and a share sale. On February 10, 2026, he acquired 333,805 shares of Carnival common stock at $0 through the vesting of performance-based restricted stock units granted under the 2020 Stock Plan. The performance goals for the 2023-2025 period were certified at 170.4% of target, increasing the vested amount. On the same day, he sold 361,790 shares in an open-market transaction at an average price of $33.2151 per share, and held 112,068 shares of common stock directly afterward.
Carnival Corporation Chief Executive Officer Josh Weinstein reported equity compensation activity involving Carnival common stock. On February 10, 2026, he acquired 635,820 shares at $0 upon vesting of performance-based restricted stock units granted in April 2023 under the 2020 Stock Plan.
The performance goals for the 2023–2025 period were certified at 170.4% of target, which determined the number of shares that vested. On the same date, 250,196 shares and 20,976 shares were disposed of at $33.2151 per share to cover taxes on performance-based and time-based restricted stock unit vesting. After these transactions, Weinstein directly owned 1,080,870.228 shares of Carnival common stock.
Carnival Corporation common stock is slated for sale under a Form 144 notice. The filer plans to sell 361,790 shares of Carnival Corporation common stock through Citigroup Global Markets Inc. on the NYSE, with an aggregate market value of 11,555,573.00. These shares were acquired on 04/21/2023 through the vesting of restricted stock units granted under the Carnival Corporation 2020 stock plan. As of the notice, 1,236,706,612 Carnival Corporation shares were outstanding.
Carnival Corporation & plc is asking shareholders to approve a major reorganization that will collapse its dual-listed company structure into a single parent, Carnival Corporation, and then move that parent’s legal domicile from Panama to Bermuda under the name Carnival Corporation Ltd.
Under an English law scheme of arrangement, each Carnival plc share will be exchanged for one common share of Carnival Corporation Ltd., making Carnival plc a wholly owned UK subsidiary. Existing Carnival Corporation shareholders keep their current holdings, which convert into the new Bermuda company’s shares. The combined company will have a single NYSE listing under the symbol CCL, while Carnival plc’s London listing and ADS program will be terminated.
The boards say the changes are intended to create a single global share price, concentrate liquidity, simplify governance and reporting, reduce administrative costs and ease future corporate actions such as dividends or buybacks. They do not expect any change to strategy, assets, operations or management, and UK operations, including the Southampton presence, are expected to remain important. Shareholder and court approvals are required, with meetings scheduled for April 17, 2026 and completion targeted before the end of the second quarter of 2026.
Carnival Corporation & plc files its annual report describing a dual‑listed structure that operates as a single cruise enterprise across eight major brands and a leading Alaska tour business. The company highlights several years of strong performance that reduced debt, achieved double‑digit adjusted return on invested capital, surpassed an investment‑grade leverage threshold and led to reinstating its dividend.
Carnival plans to unify under a single Bermuda‑incorporated parent listed only on the NYSE, with Carnival plc becoming a wholly owned UK subsidiary and plc shareholders receiving Carnival Corporation shares one‑for‑one, subject to shareholder, regulatory and UK court approvals. The filing also details a large, globally diversified fleet, newbuild orders through 2033, growing proprietary destinations such as Celebration Key and Half Moon Cay, and extensive disclosures on risk factors, regulation, taxation and long‑term sustainability goals, including an aspiration for net‑zero ship emissions by 2050.
Carnival Corporation and Carnival plc discuss a recommended simplification of their corporate structure through proposed unification and redomiciliation transactions. Management indicates the change is expected to generate cost savings of a few million dollars upfront and a few million on an ongoing basis, with a payback period of just less than two years, while also streamlining reporting and simplifying governance.
Carnival Corporation plans to file a Registration Statement on Form S-4 containing a joint Proxy Statement/Prospectus for the proposed transactions, and Carnival plc plans to file the Proxy Statement with the SEC. Investors are urged to read these materials when available, as they will contain important information, and the communication is explicitly not an offer or solicitation. The companies also highlight forward-looking statement risks, including required governmental, court and shareholder approvals and broader industry and market conditions.