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Director at Cardiff Lexington (CDIX) awarded 5,000 restricted shares

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Filing Sentiment
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Form Type
4

Rhea-AI Filing Summary

Johnson Gillard B. III reported acquisition or exercise transactions in this Form 4 filing.

Cardiff Lexington Corp director Johnson Gillard B. III received a grant of 5,000 shares of Common Stock as a restricted stock award under the company’s 2024 Equity Incentive Plan. These shares will vest in four quarterly installments starting on July 1, 2026, contingent on his continued service. Following this compensation-related award, he directly holds 11,668 shares of Common Stock.

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Insider Johnson Gillard B. III
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 5,000 $0.00 --
Holdings After Transaction: Common Stock — 11,668 shares (Direct)
Footnotes (1)
  1. [object Object]
Restricted stock grant 5,000 shares Common Stock award to director as of April 1, 2026
Post-transaction holdings 11,668 shares Director’s direct Common Stock ownership after grant
Vesting schedule 4 quarterly installments Vesting starts on July 1, 2026, subject to Continuous Service
Grant price per share $0.0000 per share Indicates equity compensation, not a cash purchase
restricted stock award financial
"the Reporting Person was granted a restricted stock award for 5,000 shares of Common Stock"
A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.
2024 Equity Incentive Plan financial
"under the Issuer's 2024 Equity Incentive Plan, which shall vest quarterly"
Continuous Service financial
"commencing on July 1, 2026, subject to the Reporting Person's Continuous Service"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Johnson Gillard B. III
(Last)(First)(Middle)
3753 HOWARD HUGHES PARKWAY, SUITE 200
(Street)
LAS VEGAS NEVADA 89169
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Cardiff Lexington Corp [ CDIX ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026A(1)5,000A$011,668D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On April 1, 2026, the Reporting Person was granted a restricted stock award for 5,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, which shall vest quarterly for four (4) quarters commencing on July 1, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan).
/s/ Gillard B. Johnson, III04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Cardiff Lexington (CDIX) report for Johnson Gillard B. III?

Cardiff Lexington reported that director Johnson Gillard B. III received a grant of 5,000 shares of Common Stock. The award is a restricted stock grant under the 2024 Equity Incentive Plan, treated as compensation rather than an open-market purchase or sale.

How many Cardiff Lexington (CDIX) shares does the director hold after this Form 4 transaction?

After the restricted stock grant, Johnson Gillard B. III directly holds 11,668 shares of Cardiff Lexington Common Stock. This figure, disclosed in the Form 4, reflects his updated direct ownership position immediately following the award, including the newly granted restricted shares.

How does the 5,000-share restricted stock award for CDIX vest over time?

The 5,000-share restricted stock award vests in four quarterly installments. Vesting begins on July 1, 2026, and continues each quarter for a total of four quarters, provided the director maintains Continuous Service under Cardiff Lexington’s 2024 Equity Incentive Plan.

Was cash paid for the 5,000 Cardiff Lexington (CDIX) shares reported in this Form 4?

No cash purchase is indicated for these 5,000 shares. The Form 4 describes them as a restricted stock award with a transaction price per share of $0.0000, meaning they were granted as equity compensation under the 2024 Equity Incentive Plan.

What plan governs the restricted stock grant to the Cardiff Lexington (CDIX) director?

The restricted stock award was granted under Cardiff Lexington’s 2024 Equity Incentive Plan. The plan sets conditions such as quarterly vesting over four quarters starting July 1, 2026, and requires the director’s Continuous Service for the shares to fully vest.